13F GuideFiling Basics
What is SEC Form 13F? Ultimate Guide to Institutional Equity Filings
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
AlphaSMO Research GuideRead Guide
CIK: 0001803415
Total reported value
$419.7M
$419.7M
163 檔
32.8%
The Q3 2024 SEC filing reveals that Ballast Advisors LLC held a total portfolio value of $419.7M, covering 163 public equity positions.
In Q3 2024, Ballast Advisors LLC adopted a defensive or profit-taking posture, trimming 81 positions and completely liquidating 4 holdings to manage risk exposure.
In terms of portfolio concentration, the top 5 core holdings (including SCHV, SCHX, SCHF) accounted for 32.8% of total reported equity market value during Q3 2024.
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SCHV | Schwab US Large-cap Value | ETF-Other | 9.54% | -0.81% | +0.70% | |
| 2 | SCHX | Schwab US Large-cap ETF | ETF-Other | 9.29% | -1.13% | -3.09% | |
| 3 | SCHF | Schwab Intl Equity ETF | ETF-Other | 8.38% | -0.87% | -1.88% | |
| 4 | SCHG | Schwab US Large-cap Growth | ETF-Other | 7.91% | -0.81% | -1.81% | |
| 5 | AAPL | Apple Inc | Stock-Tech | 7.43% | -0.15% | -10.25% | |
| 6 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 5.81% | -0.69% | +1.51% | |
| 7 | SCHO | Schwab Short-term US Treas | ETF-Other | 3.90% | +5.01% | NEW | |
| 8 | MSFT | Microsoft CORP | Stock-Tech | 3.55% | -0.47% | -4.24% | |
| 9 | JPM | Jpmorgan Chase & Co | Stock-Financials | 3.20% | -0.40% | -1.63% | |
| 10 | EPD | Enterprise Products Partners | Stock-Energy | 2.74% | -0.70% | -0.60% | |
| 11 | SCHE | Schwab Emrg Mrkts Eqty ETF | ETF-Other | 2.38% | -0.30% | -2.46% | |
| 12 | SCHB | Schwab US Broad Market ETF | ETF-Other | 1.87% | +1.94% | NEW | |
| 13 | UBER | Uber Technologies Inc | Stock-Industrials | 1.76% | -0.26% | -7.24% | |
| 14 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 1.57% | -0.22% | -1.05% | |
| 15 | SCHA | Schwab US Small-cap ETF | ETF-Other | 1.46% | -0.05% | +0.09% | |
| 16 | NVDA | Nvidia CORP | Stock-Tech | 1.33% | -0.12% | -6.11% | |
| 17 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 1.18% | -0.10% | -0.98% | |
| 18 | BX | Blackstone Inc | Stock-Financials | 0.92% | -0.12% | -4.14% | |
| 19 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.85% | +0.01% | -4.42% | |
| 20 | TSM | Taiwan Semiconductor-sp Adr | Stock-Tech | 0.78% | +0.42% | -3.68% | |
| 21 | SCHH | Schwab US Reit ETF | ETF-Other | 0.68% | -0.09% | -0.80% | |
| 22 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.66% | -0.13% | -1.51% | |
| 23 | V | Visa Inc-class A Shares | Stock-Financials | 0.66% | -0.05% | -0.46% | |
| 24 | NTIC | Northern Technologies Intl | Stock-Other | 0.65% | -0.09% | — | |
| 25 | IWM | Ishares Russell 2000 ETF | ETF-Small Cap | 0.64% | -0.02% | +0.10% | |
| 26 | SCHZ | Schwab US Aggregate Bond ETF | ETF-Other | 0.63% | +0.01% | +0.29% | |
| 27 | NVO | Novo-nordisk A/s-spons Adr | Stock-Healthcare | 0.61% | -0.01% | -3.25% | |
| 28 | VWOB | Vanguard Emerg Mkts Gov Bnd | ETF-Other | 0.60% | -0.08% | +1.60% | |
| 29 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.58% | -0.16% | -0.94% | |
| 30 | ECL | Ecolab Inc | Stock-Materials | 0.55% | -0.07% | -6.57% | |
| 31 | ACN | Accenture plc | Stock-Tech | 0.53% | -0.15% | -2.02% | |
| 32 | NXPI | NXP Semiconductors N.V. | Stock-Tech | 0.52% | +0.09% | -2.25% | |
| 33 | TSLA | Tesla Inc | Stock-Consumer Disc | 0.47% | -0.05% | -1.53% | |
| 34 | XLRE | Ss Real Estate Select Sector | ETF-Other | 0.46% | -0.03% | +2.31% | |
| 35 | SPDW | Ste Str Spdr Pt Dw EU ETF | ETF-Other | 0.43% | +0.05% | -4.70% | |
| 36 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 0.42% | -0.06% | -8.71% | |
| 37 | IWF | Ishares Russell 1000 Growth | ETF-Other | 0.40% | -0.03% | -5.75% | |
| 38 | PEP | Pepsico Inc | Stock-Consumer Staples | 0.39% | -0.14% | -2.69% | |
| 39 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.38% | +0.03% | -6.33% | |
| 40 | CMG | Chipotle Mexican Grill Inc | Stock-Consumer Disc | 0.38% | -0.04% | -3.13% | |
| 41 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.38% | -0.02% | -4.25% | |
| 42 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.38% | -0.03% | -12.09% | |
| 43 | KO | Coca-cola Co/the | Stock-Consumer Staples | 0.38% | -0.04% | — | |
| 44 | MCO | Moody's CORP | Stock-Financials | 0.35% | -0.06% | +0.38% | |
| 45 | SYK | Stryker CORP | Stock-Healthcare | 0.34% | -0.09% | +2.06% | |
| 46 | TMO | Thermo Fisher Scientific Inc | Stock-Healthcare | 0.33% | -0.07% | +1.46% | |
| 47 | CAT | Caterpillar Inc | Stock-Industrials | 0.33% | +0.03% | -3.91% | |
| 48 | ADP | Automatic Data Processing | Stock-Tech | 0.32% | -0.06% | -0.45% | |
| 49 | DHR | Danaher CORP | Stock-Healthcare | 0.32% | -0.07% | +1.35% | |
| 50 | ITW | Illinois Tool Works | Stock-Industrials | 0.30% | -0.06% | +1.92% |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | SCHV | Schwab US Large-cap Value | +0.6% | +0.70% | Add |
| 2 | SCHF | Schwab Intl Equity ETF | +0.2% | -1.88% | Trim |
| 3 | AGG | Ishares Core U.s. Aggregate | +0.2% | +1.51% | Add |
| 4 | BRK-B | Berkshire Hathaway Inc-cl B | +0.1% | -1.05% | Trim |
| 5 | BX | Blackstone Inc | +0.1% | -4.14% | Trim |
| 6 | SCHE | Schwab Emrg Mrkts Eqty ETF | +0.1% | -2.46% | Trim |
| 7 | TSLA | Tesla Inc | +0.1% | -1.53% | Trim |
| 8 | SCHA | Schwab US Small-cap ETF | +0.1% | +0.09% | Add |
| 9 | MMM | 3m Co | +0.1% | +6.07% | Add |
| 10 | SCHH | Schwab US Reit ETF | +0.1% | -0.80% | Trim |
| 11 | XLRE | Ss Real Estate Select Sector | +0.1% | +2.31% | Add |
| 12 | AMT | American Tower CORP | +0.1% | NEW | New buy |
| 13 | SCHO | Schwab Short-term US Treas | +0.1% | +2.38% | Add |
| 14 | META | Meta Platforms Inc-class A | +0.1% | -1.51% | Trim |
| 15 | AIZ | Assurant Inc | +0.1% | NEW | New buy |
| 16 | ACN | Accenture plc | +0.1% | -2.02% | Trim |
| 17 | IWM | Ishares Russell 2000 ETF | 0% | +0.10% | Add |
| 18 | ORCL | Oracle CORP | 0% | -1.58% | Trim |
| 19 | KO | Coca-cola Co/the | 0% | — | Unchanged |
| 20 | HD | Home Depot Inc | 0% | +1.77% | Add |
| 21 | ADP | Automatic Data Processing | 0% | -0.45% | Trim |
| 22 | MCO | Moody's CORP | 0% | +0.38% | Add |
| 23 | TMO | Thermo Fisher Scientific Inc | 0% | +1.46% | Add |
| 24 | CAT | Caterpillar Inc | 0% | -3.91% | Trim |
| 25 | DHR | Danaher CORP | 0% | +1.35% | Add |
| 26 | ITW | Illinois Tool Works | 0% | +1.92% | Add |
| 27 | VWOB | Vanguard Emerg Mkts Gov Bnd | 0% | +1.60% | Add |
| 28 | FAST | Fastenal Co | 0% | — | Unchanged |
| 29 | WMT | Walmart Inc | 0% | — | Unchanged |
| 30 | IBM | Intl Business Machines CORP | 0% | -9.27% | Trim |
| 31 | UNH | Unitedhealth Group Inc | 0% | -2.87% | Trim |
| 32 | SBUX | Starbucks CORP | 0% | -2.87% | Trim |
| 33 | BNDX | Vanguard Total Intl Bond ETF | 0% | +6.42% | Add |
| 34 | AXP | American Express Co | 0% | -5.21% | Trim |
| 35 | LMT | Lockheed Martin CORP | 0% | -9.86% | Trim |
| 36 | SCHZ | Schwab US Aggregate Bond ETF | 0% | +0.29% | Add |
| 37 | V | Visa Inc-class A Shares | 0% | -0.46% | Trim |
| 38 | SYK | Stryker CORP | 0% | +2.06% | Add |
| 39 | MDT | Medtronic plc | 0% | — | Unchanged |
| 40 | COST | Costco Wholesale CORP | 0% | -0.94% | Trim |
| 41 | GE | General Electric | 0% | -2.02% | Trim |
| 42 | MCD | Mcdonald's CORP | 0% | -1.16% | Trim |
| 43 | OGE | Oge Energy CORP | 0% | — | Unchanged |
| 44 | BWB | Bridgewater Bancshares Inc | 0% | — | Unchanged |
| 45 | APOG | Apogee Enterprises Inc | 0% | — | Unchanged |
| 46 | CMF | Ishares California Muni Bond | 0% | NEW | New buy |
| 47 | LIN | Linde plc | 0% | — | Unchanged |
| 48 | IWR | Ishares Russell Mid-cap ETF | 0% | +2.03% | Add |
| 49 | TJX | Tjx Companies Inc | 0% | — | Unchanged |
| 50 | SUB | Ishares Short-term National | 0% | +2.42% | Add |
According to official SEC Form 13F filings, Ballast Advisors LLC reported a total U.S. public equity portfolio value of $419.7M across 163 disclosed positions in Q3 2024.
Expert Analysis & Guides for Tracking Wall Street Smart Money Movements
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
Top New Position Initiated
AMT
市值: $228.6K
Top Position Liquidated / Trimmed
LRCXEUR
前期市值: $253.4K
During Q3 2024, Ballast Advisors LLC's top holdings by market value included SCHV (9.5%)、SCHX (9.3%)、SCHF (8.4%). The largest single position, SCHV, represented 9.5% of total portfolio value.
In Q3 2024, Ballast Advisors LLC made 118 total portfolio adjustments, initiating 4 new buys, adding to 29 positions, trimming 81 holdings, and fully liquidating 4 stocks.
All holding records on this page are fetched directly from the U.S. Securities and Exchange Commission (SEC) EDGAR system (Form 13F-HR). AlphaSMO parses CUSIP identifiers and formats data into Schema.org-compliant datasets.
Understand SEC Form 4 insider disclosures for corporate officers, directors, and 10% owners to track executive transactions.
Understand Rule 144 restricted stock sale notices to spot planned insider liquidations before market sell pressure arrives.
Explore the 5% beneficial ownership threshold, 13D vs 13G filing differences, and recent SEC accelerated deadline rules.
Best practices for analyzing 13F quarterly changes without getting misled by stock splits, options, or market valuation drift.
Learn how AlphaSMO's flagship signal detects high-conviction stocks where 13F hedge funds and corporate insiders buy at the same time.