BT
Baker Tilly Wealth Management, LLC SEC 13F Holdings (Q3 2026) — Top Position: VANGUARD S&P 500 ETF
Baker Tilly Wealth Management, LLCCIK: 0001840565
Diversified strategyMomentum followerQuality / disciplined sizing
Total reported value
$510.4M
Reporting period: 2026-09-30 · Number of holdings: 287
BAKER TILLY WEALTH MANAGEMENT, LLC disclosed 287 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $510.4M and a quarterly turnover rate of 18.4%.
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Personality snowflake
- Concentration
- 8.95
- Portfolio Stability
- 18.44
- Momentum
- 100
- Sector conviction
- 62.7
- Diversification
- 100
- Sizing Uniformity
- 76.72
Baker Tilly Wealth Management, LLC's disclosed holdings carry a Herfindahl concentration index of 0.022 — mathematically equivalent to about 45 equally-sized positions, well below its 287 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.33), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 41% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd SPYG
+61.1% $8.9M
Add PLTR
+0.2% $7.2M
Add IDEQ
+76.1% $4.3M
Add MSFT
+2.2% $3.2M
Add IJH
+37.7% $3.2M
Trim DFAT
-4.8% -$1.2M
Holdings Map
New buyAddUnchangedTrim
💡
Data Source Notice: AlphaSMO is the web's most authoritative 13F / Inside Trader database. Institutional holdings and insider trades presented here are precisely computed to deliver accurate portfolio reporting.
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 287 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 8.05% | -0.33% | +2.02% | |
| 2 | PVAL | Putnam Focused Lrg Cap Value | ETF-Other | 6.67% | +0.26% | +9.12% | |
| 3 | SPYG | Ss Spdr P S&p 500 Growth ETF | ETF-Large Cap & Growth | 4.38% | +1.53% | +61.09% | |
| 4 | PLTR | Palantir Technologies Inc-a | Stock-Tech | 3.73% | +1.21% | +0.24% | |
| 5 | NVDA | Nvidia CORP | Stock-Tech | 3.24% | +0.18% | +0.73% | |
| 6 | IJH | Ishares Core S&p Midcap ETF | ETF-Other | 2.80% | +0.44% | +37.66% | |
| 7 | DYNF | Ishrs US E F R A Etf-usd Inc | ETF-Other | 2.45% | -0.06% | +4.13% | |
| 8 | DFAT | Dimensional US Target Value | ETF-Other | 2.20% | -0.44% | -4.77% | |
| 9 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 2.18% | -0.17% | -0.04% | |
| 10 | MSFT | Microsoft CORP | Stock-Tech | 2.17% | +0.50% | +2.21% | |
| 11 | AAPL | Apple Inc | Stock-Tech | 2.01% | +0.14% | +1.19% | |
| 12 | IDEQ | Lazard Intl Dynamic Eqy ETF | ETF-Other | 1.97% | +0.75% | +76.08% | |
| 13 | DFIV | Dimensional International Va | ETF-Other | 1.76% | -0.18% | -4.85% | |
| 14 | DFUV | Dimensional US Marketwide Va | ETF-Other | 1.73% | -0.22% | -3.65% | |
| 15 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 1.67% | -0.19% | +1.23% | |
| 16 | GLDM | Spdr Gold Minishares Trust | ETF-Commodities | 1.58% | -0.01% | +4.05% | |
| 17 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 1.45% | +0.08% | +9.76% | |
| 18 | JMUB | Jpmorgan Municipal ETF | ETF-Other | 1.38% | -0.23% | -1.37% | |
| 19 | META | Meta Platforms Inc-class A | Stock-Comm Services | 1.22% | +0.25% | +5.47% | |
| 20 | DFAC | Dimensional US Core Equity 2 | ETF-Other | 1.17% | -0.17% | -6.16% | |
| 21 | DFUS | Dimensional US Eq Mkt ETF | ETF-Other | 1.04% | -0.13% | -4.59% | |
| 22 | ITOT | Ishares Core S&p Total U.s. | ETF-Other | 1.02% | -0.16% | -8.25% | |
| 23 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.85% | +0.02% | +11.44% | |
| 24 | TSLA | Tesla Inc | Stock-Consumer Disc | 0.82% | -0.23% | -0.12% | |
| 25 | IWF | Ishares Russell 1000 Growth | ETF-Other | 0.76% | -0.05% | +1.50% | |
| 26 | V | Visa Inc-class A Shares | Stock-Financials | 0.76% | -0.04% | -1.49% | |
| 27 | GLD | Spdr Gold Shares | ETF-Commodities | 0.76% | -0.05% | -1.80% | |
| 28 | VGIT | Vanguard Intermediate-term T | ETF-Other | 0.75% | -0.10% | -1.06% | |
| 29 | VO | Vanguard Mid-cap ETF | ETF-Other | 0.71% | -0.13% | -5.83% | |
| 30 | BINC | Ishares Flex I A Etf-usd Inc | ETF-Other | 0.68% | +0.29% | +97.11% | |
| 31 | AVDV | Avantis Intl S/c Value ETF | ETF-Other | 0.68% | -0.03% | -2.70% | |
| 32 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.64% | -0.06% | +2.28% | |
| 33 | EVTR | Eaton Vance Total Return | ETF-Other | 0.63% | +0.06% | +25.78% | |
| 34 | DFSD | Dimensional Short Duration | ETF-Other | 0.63% | +0.04% | +18.63% | |
| 35 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 0.57% | -0.05% | -1.75% | |
| 36 | XOM | Exxon Mobil CORP | Stock-Energy | 0.55% | +0.04% | -2.70% | |
| 37 | AVGO | Broadcom Inc | Stock-Tech | 0.55% | -0.07% | +3.08% | |
| 38 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.54% | +0.12% | +45.97% | |
| 39 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.54% | — | +4.71% | |
| 40 | AVUV | Avantis US Small Cap Value | ETF-Small Cap | 0.53% | -0.12% | -6.71% | |
| 41 | DFAS | Dimensional US Small Cap ETF | ETF-Small Cap | 0.52% | -0.10% | -1.99% | |
| 42 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.52% | -0.06% | -3.17% | |
| 43 | BA | Boeing Co/the | Stock-Industrials | 0.46% | -0.10% | +3.76% | |
| 44 | KO | Coca-cola Co/the | Stock-Consumer Staples | 0.45% | — | +1.76% | |
| 45 | NFLX | Netflix Inc | Stock-Comm Services | 0.42% | -0.04% | +2.12% | |
| 46 | VBR | Vanguard Small-cap Value ETF | ETF-Other | 0.41% | -0.06% | — | |
| 47 | DFGR | Dim Global Real Estate ETF | ETF-Other | 0.39% | -0.05% | +2.60% | |
| 48 | VICR | Vicor CORP | Stock-Tech | 0.37% | -0.15% | +0.37% | |
| 49 | DFAE | Dimensional Emerging Core Eq | ETF-Emerging Markets | 0.37% | -0.07% | -8.03% | |
| 50 | WMB | Williams Cos Inc | Stock-Energy | 0.36% | -0.08% | -3.67% |
1–50 of 200
Portfolio Performance
Performance for Q3 2026
+2.7%
Performance Last 4 Quarters
+13.4%
- Stdev
- +11.2%
- Beta
- +0.86
- Alpha
- -0.6%
- Max Drawdown
- -6.7%
- Annualized Perf
- +20.2%
- Batting Avg vs S&P
- +48.6%
- Sortino
- +3.62
- Stutzer
- +0.5
- Treynor
- +0.22
- Sterling
- +1.26
- Calmar
- +3.01
- Information Ratio
- -0.97
- Tracking Error
- +3.9%
- Stdev Down
- +5.3%
- Winning Months %
- +74.3%
- Losing Months %
- +25.7%
- Best 12 Months
- +30%
- Worst 12 Months
- +5.1%
- Efficiency Ratio
- +0.7
- Sharpe
- +1.71
- Stdev Sectors
- +10.4%
- Skewness
- +0.01
- Kurtosis
- +0.21
- Upside Potential
- +5.09
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q3 | 287 | $510.4M | 18 | ||
| 2026 Q2 | 285 | $470.8M | 0 | ||
| 2026 Q1 | 280 | $411.2M | 19 | ||
| 2025 Q4 | 284 | $405.8M | 30 | ||
| 2025 Q3 | 275 | $442.8M | 60 | ||
| 2025 Q2 | 234 | $280.0M | 0 | ||
| 2025 Q1 | 237 | $255.0M | 100 | ||
| 2024 Q4 | 237 | $255.0M | 0 | ||
| 2024 Q3 | 234 | $226.0M | 0 | ||
| 2024 Q2 | 279 | $244.5M | 0 | ||
| 2024 Q1 | 414 | $553.1M | 0 | ||
| 2023 Q4 | 462 | $609.1M | 0 | ||
| 2023 Q3 | 456 | $607.0M | 0 | ||
| 2023 Q2 | 547 | $952.6M | 0 | ||
| 2023 Q1 | 547 | $889.5M | 0 | ||
| 2022 Q4 | 540 | $812.0M | 0 | ||
| 2022 Q3 | 511 | $733.9M | 0 | ||
| 2022 Q2 | 491 | $762.3M | 0 | ||
| 2022 Q1 | 518 | $903.6M | 0 | ||
| 2021 Q4 | 528 | $931.6M | 0 | ||
| 2021 Q3 | 504 | $757.1M | 0 | ||
| 2021 Q2 | 493 | $620.1M | 100 | ||
| 2021 Q1 | 461 | $488.3M | 51 | ||
| 2020 Q4 | 337 | $324.0M | — |
Holding changes this quarter
Baker Tilly Wealth Management, LLC's most significant position changes for 2026-09-30: New buy: Janus Henderson Aaa Clo ETF (JAAA); New buy: Eaton Vance Shrt Dur Muni (EVSM); Sold out: Akre Focus ETF (AKRE); New buy: Kinder Morgan, Inc. (KMI); New buy: Alger Concentrated Eqty ETF (CNEQ).
Showing top 200 changes by size (of 309 total)
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | SPYG | Ss Spdr P S&p 500 Growth ETF | +1.5% | +61.09% | Add |
| 2 | PLTR | Palantir Technologies Inc-a | +1.2% | +0.24% | Add |
| 3 | IDEQ | Lazard Intl Dynamic Eqy ETF | +0.8% | +76.08% | Add |
| 4 | MSFT | Microsoft CORP | +0.5% | +2.21% | Add |
| 5 | IJH | Ishares Core S&p Midcap ETF | +0.4% | +37.66% | Add |
| 6 | JAAA | Janus Henderson Aaa Clo ETF | +0.3% | NEW | New buy |
| 7 | BINC | Ishares Flex I A Etf-usd Inc | +0.3% | +97.11% | Add |
| 8 | PVAL | Putnam Focused Lrg Cap Value | +0.3% | +9.12% | Add |
| 9 | META | Meta Platforms Inc-class A | +0.3% | +5.47% | Add |
| 10 | EVSM | Eaton Vance Shrt Dur Muni | +0.2% | NEW | New buy |
| 11 | NVDA | Nvidia CORP | +0.2% | +0.73% | Add |
| 12 | JCPB | Jpmorgan Core Plus Bond ETF | +0.2% | +212.72% | Add |
| 13 | AAPL | Apple Inc | +0.1% | +1.19% | Add |
| 14 | KMI | Kinder Morgan, Inc. | +0.1% | NEW | New buy |
| 15 | LLY | Eli Lilly & Co | +0.1% | +45.97% | Add |
| 16 | CNEQ | Alger Concentrated Eqty ETF | +0.1% | NEW | New buy |
| 17 | AMZN | Amazon.com Inc | +0.1% | +9.76% | Add |
| 18 | AVIV | Avantis Int Lrg Cap Val ETF | +0.1% | +54.86% | Add |
| 19 | IEFA | Ishares Core Msci Eafe ETF | +0.1% | +112.05% | Add |
| 20 | ✓ | +0.1% | +241.49% | Add | |
| 21 | GRID | First Trst Nasd Cl Edg Sgiif | +0.1% | NEW | New buy |
| 22 | ACN | Accenture plc | +0.1% | NEW | New buy |
| 23 | EVTR | Eaton Vance Total Return | +0.1% | +25.78% | Add |
| 24 | PFS | Provident Financial Services | +0.1% | NEW | New buy |
| 25 | ABT | Abbott Laboratories | +0.1% | NEW | New buy |
| 26 | IBDS | Ishrs Ibnds Dec 27 CORP ETF | +0.1% | NEW | New buy |
| 27 | QCOM | Qualcomm Inc | +0.1% | NEW | New buy |
| 28 | GPN | Global Payments Inc | +0.1% | NEW | New buy |
| 29 | CRM | Salesforce Inc | +0.1% | -6.82% | Trim |
| 30 | AMT | American Tower CORP | +0.1% | +29.87% | Add |
| 31 | EFG | Ishares Msci Eafe Growth ETF | +0.1% | +65.15% | Add |
| 32 | ANET | Arista Networks Inc | +0.1% | NEW | New buy |
| 33 | VNQ | Vanguard Real Estate ETF | +0.1% | +114.33% | Add |
| 34 | SAP | Sap Se-sponsored Adr | +0.1% | NEW | New buy |
| 35 | USMV | Ishares Msci USA Min Vol Fac | +0.1% | NEW | New buy |
| 36 | RDVY | First Trust Rising Dividend | +0.1% | NEW | New buy |
| 37 | ADM | Archer-daniels-midland Co | +0.1% | NEW | New buy |
| 38 | NOW | Servicenow Inc | +0.1% | NEW | New buy |
| 39 | DFSD | Dimensional Short Duration | 0% | +18.63% | Add |
| 40 | XOM | Exxon Mobil CORP | 0% | -2.70% | Trim |
| 41 | DIS | Walt Disney Co/the | 0% | +12.97% | Add |
| 42 | SHOP | Shopify Inc - Class A | 0% | -1.82% | Trim |
| 43 | TMO | Thermo Fisher Scientific Inc | 0% | +4.74% | Add |
| 44 | JPST | Jpmorgan Ultra-short Income | 0% | +30.31% | Add |
| 45 | MPC | Marathon Petroleum CORP | 0% | -10.30% | Trim |
| 46 | ✓ | 0% | NEW | New buy | |
| 47 | TMUS | T-mobile US Inc | 0% | +37.70% | Add |
| 48 | BKR | Baker Hughes Co | 0% | NEW | New buy |
| 49 | DHR | Danaher CORP | 0% | NEW | New buy |
| 50 | GH | Guardant Health Inc | 0% | NEW | New buy |
1–50 of 200
Filing History
FAQ
What is Baker Tilly Wealth Management, LLC and what type of investor is it?
Baker Tilly Wealth Management, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $510.4M, spread across 287 disclosed positions.
What are Baker Tilly Wealth Management, LLC's largest equity positions?
Based on the latest 13F filing, Baker Tilly Wealth Management, LLC's top holdings by market value are:
1. Vanguard S&p 500 ETF (VOO) — $41.1M (8.1%)
2. Putnam Focused Lrg Cap Value (PVAL) — $34.0M (6.7%)
3. Ss Spdr P S&p 500 Growth ETF (SPYG) — $22.4M (4.4%)
4. Palantir Technologies Inc-a (PLTR) — $19.0M (3.7%)
5. Nvidia CORP (NVDA) — $16.5M (3.2%)
What changes did Baker Tilly Wealth Management, LLC make in its most recent portfolio filing?
In the latest reported quarter, Baker Tilly Wealth Management, LLC made 196 notable position adjustments: 25 new positions were initiated, 76 existing holdings were added to, 72 positions were partially reduced, and 23 were completely exited. The largest of these moves: New buy: Janus Henderson Aaa Clo ETF (JAAA); New buy: Eaton Vance Shrt Dur Muni (EVSM); Sold out: Akre Focus ETF (AKRE); New buy: Kinder Morgan, Inc. (KMI); New buy: Alger Concentrated Eqty ETF (CNEQ)
What sectors does Baker Tilly Wealth Management, LLC focus on?
Baker Tilly Wealth Management, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 39.5%
• Communication Services: 11.8%
• Financials: 11.6%
• Health Care: 10.3%
• Consumer Discretionary: 8.1%
• Industrials: 6.1%
Investment Profile
Baker Tilly Wealth Management, LLC returned an annualized 20.2% over the trailing 35 months — underperforming the S&P 500 by 0.6 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.86 (less volatile than the market) and a 49% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding, with 39.5% of the portfolio concentrated in Information Technology.
Its turnover score has fallen from 60 to 18 over the past 4 quarters — a shift toward longer holding periods.
It has added to its SPYG position over the past two quarters (+$17.8M, now $22.4M), while trimming NFLX over the same stretch (-$765.6K, still holding $2.1M).
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