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B. Riley Wealth Management, Inc. Historical SEC 13F Holdings & Archive (Q2 2022)
B. Riley Wealth Management, Inc.CIK: 0001599892
Long-term holder
Total reported value
$85.5B
Reporting period: 2022-06-30 · Number of holdings: 755
B. Riley Wealth Management, Inc. disclosed 755 holdings in its latest 13F filing for the period ending 2022-06-30, with total reported value of $85.5B and a quarterly turnover rate of 0.0%.
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Personality snowflake
- Concentration
- 46.51
- Portfolio Stability
- 0
- Momentum
- 50
- Sector conviction
- 57.82
- Diversification
- 100
- Sizing Uniformity
- 6.77
B. Riley Wealth Management, Inc.'s disclosed holdings carry a Herfindahl concentration index of 0.116 — mathematically equivalent to about 9 equally-sized positions, well below its 755 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 9.32), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 11% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNo holding changes this quarter
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 755 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | PDBC | Invesco Optimum Yield Divers | ETF-Other | 29.35% | — | +232.23% | |
| 2 | VTIP | Vanguard Short-term Tips | ETF-Other | 25.14% | — | +910.87% | |
| 3 | GLD | Spdr Gold Shares | ETF-Commodities | 16.22% | — | +163.59% | |
| 4 | MSFT | Microsoft CORP | Stock-Tech | 3.01% | — | +9.61% | |
| 5 | AAPL | Apple Inc | Stock-Tech | 2.18% | — | +21.47% | |
| 6 | RIV | Rivernorth Opportunities | Stock-Other | 1.63% | — | — | |
| 7 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 1.01% | — | +9.74% | |
| 8 | ITA | Ishares U.s. Aerospace & Def | ETF-Other | 0.98% | — | +145.38% | |
| 9 | MOAT | Vaneck Morningstar Wide Moat | ETF-Other | 0.94% | — | — | |
| 10 | BMY | Bristol-myers Squibb Co | Stock-Healthcare | 0.89% | — | -15.39% | |
| 11 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.85% | — | -10.11% | |
| 12 | VOD | Vodafone Group Plc-sp Adr | Stock-Comm Services | 0.75% | — | — | |
| 13 | HQH | Abrdn Healthcare Investors | Stock-Other | 0.73% | — | +284.47% | |
| 14 | CSCO | Cisco Systems Inc | Stock-Tech | 0.72% | — | +8.76% | |
| 15 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.68% | — | +21.62% | |
| 16 | FDX | Fedex CORP | Stock-Industrials | 0.67% | — | +26.82% | |
| 17 | GM | General Motors Co | Stock-Consumer Disc | 0.66% | — | +233.78% | |
| 18 | C | Citigroup Inc | Stock-Financials | 0.66% | — | +94.09% | |
| 19 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.62% | — | -78.26% | |
| 20 | ORCL | Oracle CORP | Stock-Tech | 0.58% | — | +76.42% | |
| 21 | BX | Blackstone Inc | Stock-Financials | 0.47% | — | +174.66% | |
| 22 | CVX | Chevron CORP | Stock-Energy | 0.44% | — | +32.47% | |
| 23 | DIS | Walt Disney Co/the | Stock-Comm Services | 0.42% | — | +0.65% | |
| 24 | NVO | Novo-nordisk A/s-spons Adr | Stock-Healthcare | 0.41% | — | +55.56% | |
| 25 | AMGN | Amgen Inc | Stock-Healthcare | 0.41% | — | +38.40% | |
| 26 | ✓ | Bristol-myers Squibb Co | Stock-Other | 0.41% | — | — | |
| 27 | RTX | Rtx CORP | Stock-Industrials | 0.39% | — | +180.76% | |
| 28 | WMT | Walmart Inc | Stock-Consumer Staples | 0.32% | — | -15.43% | |
| 29 | USO | United States Oil Fund LP | ETF-Other | 0.31% | — | -46.39% | |
| 30 | UL | Unilever PLC | Stock-Consumer Staples | 0.29% | — | +59.91% | |
| 31 | CG | Carlyle Group Inc/the | Stock-Financials | 0.29% | — | — | |
| 32 | NKE | Nike Inc -cl B | Stock-Consumer Disc | 0.28% | — | -23.89% | |
| 33 | GD | General Dynamics CORP | Stock-Industrials | 0.26% | — | +235.58% | |
| 34 | MDT | Medtronic plc | Stock-Healthcare | 0.26% | — | +29.38% | |
| 35 | HYS | Pimco 0-5 Year H/y CORP Bond | ETF-Corp Bonds | 0.25% | — | +4.47% | |
| 36 | RFMZ | Rivernorth Flex Muni Ii | Stock-Other | 0.24% | — | — | |
| 37 | SBUX | Starbucks CORP | Stock-Consumer Disc | 0.23% | — | -58.59% | |
| 38 | IFF | Intl Flavors & Fragrances | Stock-Materials | 0.23% | — | — | |
| 39 | ADBE | Adobe Inc | Stock-Tech | 0.23% | — | -37.05% | |
| 40 | ACN | Accenture plc | Stock-Tech | 0.23% | — | +33.06% | |
| 41 | F | Ford Motor Co | Stock-Consumer Disc | 0.21% | — | +16.15% | |
| 42 | CTSH | Cognizant Tech Solutions-a | Stock-Tech | 0.18% | — | — | |
| 43 | DBC | Invesco Db Commodity Index T | ETF-Commodities | 0.17% | — | — | |
| 44 | BIIB | Biogen Inc | Stock-Healthcare | 0.16% | — | — | |
| 45 | TM | Toyota Motor CORP -spon Adr | Stock-Consumer Disc | 0.13% | — | — | |
| 46 | INTC | Intel CORP | Stock-Tech | 0.13% | — | +100.81% | |
| 47 | GDL | Gdl Fund | Stock-Other | 0.12% | — | — | |
| 48 | VUG | Vanguard Growth ETF | ETF-Other | 0.11% | — | +25.54% | |
| 49 | XOM | Exxon Mobil CORP | Stock-Energy | 0.11% | — | +9.08% | |
| 50 | VTV | Vanguard Value ETF | ETF-Other | 0.10% | — | +16.94% |
1–50 of 200
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2022 Q2 | 755 | $85.5B | 0 | ||
| 2022 Q1 | 626 | $1.3B | 0 | ||
| 2021 Q4 | 654 | $1.4B | 0 | ||
| 2021 Q3 | 634 | $1.3B | 0 | ||
| 2021 Q2 | 422 | $903.9M | 97 | ||
| 2021 Q1 | 432 | $855.6M | 40 | ||
| 2020 Q4 | 385 | $774.8M | 30 | ||
| 2020 Q3 | 418 | $847.4M | 75 | ||
| 2020 Q2 | 419 | $911.4M | 47 | ||
| 2020 Q1 | 869 | $951.7M | 67 | ||
| 2019 Q4 | 521 | $667.1M | 25 | ||
| 2019 Q3 | 494 | $573.2M | 28 | ||
| 2019 Q2 | 488 | $650.8M | 30 | ||
| 2019 Q1 | 495 | $576.7M | 32 | ||
| 2018 Q4 | 442 | $476.9M | 52 | ||
| 2018 Q3 | 328 | $407.0M | 100 | ||
| 2016 Q1 | 129 | $66.9M | 57 | ||
| 2015 Q4 | 152 | $78.3M | 48 | ||
| 2015 Q3 | 146 | $70.5M | 76 | ||
| 2015 Q2 | 1056 | $125.8M | 39 | ||
| 2015 Q1 | 1062 | $133.0M | 45 | ||
| 2014 Q4 | 1063 | $122.2M | 50 | ||
| 2014 Q3 | 1107 | $134.6M | 51 | ||
| 2014 Q2 | 1144 | $154.5M | 45 | ||
| 2014 Q1 | 1096 | $135.5M | 0 |
Holding changes this quarter
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|
Filing History
FAQ
What is B. Riley Wealth Management, Inc. and what type of investor is it?
B. Riley Wealth Management, Inc. is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2022-06-30), the firm manages a tracked equity portfolio valued at approximately $85.5B, spread across 755 disclosed positions.
What are B. Riley Wealth Management, Inc.'s largest equity positions?
Based on the latest 13F filing, B. Riley Wealth Management, Inc.'s top holdings by market value are:
1. Invesco Optimum Yield Divers (PDBC) — $13.0B (29.4%)
2. Vanguard Short-term Tips (VTIP) — $11.1B (25.1%)
3. Spdr Gold Shares (GLD) — $7.2B (16.2%)
4. Microsoft CORP (MSFT) — $1.3B (3.0%)
5. Apple Inc (AAPL) — $965.0M (2.2%)
What changes did B. Riley Wealth Management, Inc. make in its most recent portfolio filing?
No notable portfolio changes were recorded for B. Riley Wealth Management, Inc. in the most recent quarter. Holdings appear to have remained relatively stable.
What sectors does B. Riley Wealth Management, Inc. focus on?
B. Riley Wealth Management, Inc. is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 33.3%
• Health Care: 18.7%
• Financials: 13.4%
• Communication Services: 11.7%
• Consumer Discretionary: 9.3%
• Industrials: 5.5%
Investment Profile
B. Riley Wealth Management, Inc.'s portfolio is moderately concentrated and long-term-holding, with 33.3% of the portfolio concentrated in Information Technology.
Its turnover score has fallen from 97 to 0 over the past 4 quarters — a shift toward longer holding periods.
It has added to its VTIP position over the past two quarters (+$11.1B, now $11.1B), while trimming HD over the same stretch (-$16.0M, still holding $13.7M).
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