AC
Ayrton Capital LLC Historical SEC 13F Holdings & Archive (Q3 2023)
Ayrton Capital LLCCIK: 0001698148
Sector-focusedLong-term holder
Total reported value
$14.7M
Reporting period: 2023-09-30 · Number of holdings: 71
Ayrton Capital LLC disclosed 71 holdings in its latest 13F filing for the period ending 2023-09-30, with total reported value of $14.7M and a quarterly turnover rate of 0.0%.
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Personality snowflake
- Concentration
- 62.41
- Portfolio Stability
- 0
- Momentum
- 50
- Sector conviction
- 100
- Diversification
- 100
- Sizing Uniformity
- 68.03
Ayrton Capital LLC's disclosed holdings carry a Herfindahl concentration index of 0.156 — mathematically equivalent to about 6 equally-sized positions, well below its 71 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 3.20), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 24% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNo holding changes this quarter
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | MNKD 2.5 03-01-26Bond | Mannkind CORP | Bond | 34.05% | — | — | |
| 2 | RNG 0 03-01-25Bond | Ringcentral Inc | Bond | 12.57% | — | — | |
| 3 | ✓ | Nogin Inc | Stock-Other | 8.21% | — | — | |
| 4 | ✓ | Stock-Other | 6.31% | — | — | ||
| 5 | NET 0 08-15-26Bond | Cloudflare Inc | Bond | 5.78% | — | — | |
| 6 | U 0 11-15-26Bond | Unity Software Inc | Bond | 5.38% | — | — | |
| 7 | ✓ | Oceantech Acquisitions I Cor | Stock-Other | 5.23% | — | — | |
| 8 | ✓ | Pavmed Inc | Stock-Other | 4.48% | — | +399.16% | |
| 9 | ALRM 0 01-15-26Bond | Alarm.com Hldgs Inc | Bond | 2.94% | — | — | |
| 10 | CREX | Creative Realities Inc | Stock-Other | 2.70% | — | — | |
| 11 | ✓ | Toughbuilt Inds Inc | Stock-Other | 1.49% | — | — | |
| 12 | PMCB | Pharmacyte Biotech Inc | Stock-Other | 1.31% | — | -66.75% | |
| 13 | ✓ | Stock-Other | 1.20% | — | — | ||
| 14 | ✓ | Addentax Group CORP | Stock-Other | 1.09% | — | +262.17% | |
| 15 | ✓ | Pepperlime Health Acqustn Co | Stock-Other | 0.95% | — | — | |
| 16 | ✓ | Stock-Other | 0.91% | — | -12.15% | ||
| 17 | ✓ | Auddia Inc | Stock-Other | 0.59% | — | — | |
| 18 | LUCD | Lucid Diagnostics Inc | Stock-Other | 0.59% | — | — | |
| 19 | ✓ | Stock-Other | 0.56% | — | — | ||
| 20 | OPFI-WS | Oppfi Inc -cw26 | Stock-Other | 0.43% | — | — | |
| 21 | OCEA | Ocean Biomedical Inc | Stock-Other | 0.35% | — | — | |
| 22 | ✓ | Flame Acquisit-a | Stock-Other | 0.31% | — | — | |
| 23 | SKYAW | Sharps Technology Inc -27 | Stock-Other | 0.17% | — | — | |
| 24 | LUCYW | Innovative Eyewear Inc-cw23 | Stock-Other | 0.15% | — | — | |
| 25 | ✓ | Zivo Bioscience Inc | Stock-Other | 0.15% | — | — | |
| 26 | ✓ | Stock-Other | 0.15% | — | — | ||
| 27 | ✓ | Alset Capital Acquisition Co | Stock-Other | 0.14% | — | — | |
| 28 | BTMWQ | Bitcoin Depot Inc-cw23 | Stock-Other | 0.13% | — | — | |
| 29 | ✓ | Nls Pharmaceutics LTD | Stock-Other | 0.12% | — | — | |
| 30 | ✓ | Stock-Other | 0.12% | — | — | ||
| 31 | ARES | Ares Management Corporation | Stock-Financials | 0.11% | — | — | |
| 32 | AIMDW | Ainos Inc - 27 | Stock-Other | 0.11% | — | — | |
| 33 | ✓ | Akerna CORP | Stock-Other | 0.11% | — | +172.62% | |
| 34 | ONFOW | Onfolio Holdings Inc -27 | Stock-Other | 0.09% | — | — | |
| 35 | ✓ | Stock-Other | 0.07% | — | — | ||
| 36 | SWAGW | Stran & Co -cw26 | Stock-Other | 0.07% | — | — | |
| 37 | BEATW | Heartbeam Inc-cw26 | Stock-Other | 0.07% | — | — | |
| 38 | EZRAW | Reliance Global -cw26 | Stock-Other | 0.07% | — | — | |
| 39 | ✓ | Relativity Acquisition CORP | Stock-Other | 0.06% | — | — | |
| 40 | ✓ | Clover Leaf Capital CORP | Stock-Other | 0.05% | — | — | |
| 41 | ✓ | Liberty Re -cw22 Equity | Stock-Other | 0.04% | — | — | |
| 42 | AOGOW | Arogo Capital Acq -cw23 | Stock-Other | 0.04% | — | — | |
| 43 | ✓ | 0 | Stock-Other | 0.04% | — | — | |
| 44 | ✓ | Esports Entmt Group Inc | Stock-Other | 0.04% | — | — | |
| 45 | ✓ | Pagaya Technologies LTD | Stock-Other | 0.04% | — | — | |
| 46 | ✓ | Splash Beverage Group Inc | Stock-Other | 0.03% | — | — | |
| 47 | ✓ | Digital Health Acquisition C | Stock-Other | 0.03% | — | — | |
| 48 | ✓ | Stock-Other | 0.03% | — | — | ||
| 49 | ICUCW | Lmf Acquisition Opp -a -cw26 | Stock-Other | 0.02% | — | — | |
| 50 | ✓ | Finnovate Acquisition CORP | Stock-Other | 0.02% | — | — |
1–50 of 71
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2023 Q3 | 71 | $14.7M | 0 | 1MNKD 2.5 03-01-262RNG 0 03-01-25365528N | |
| 2023 Q2 | 74 | $16.0M | 0 | 1MNKD 2.5 03-01-262RNG 0 03-01-25365528N | |
| 2023 Q1 | 85 | $27.9M | 0 | ||
| 2022 Q4 | 95 | $36.6M | 0 | ||
| 2022 Q3 | 118 | $57.0M | 0 | 18244302MNKD 2.5 03-01-263502015 | |
| 2022 Q2 | 120 | $61.6M | 0 | 166538L2MNKD 2.5 03-01-263502015 | |
| 2022 Q1 | 123 | $76.9M | 0 | 1NBIX 2.25 05-15-242MNKD 2.5 03-01-263AAWW 1.875 06-01-24 | |
| 2021 Q4 | 118 | $106.1M | 0 | 1ALTR 0.25 06-01-2420554743AAWW 1.875 06-01-24 |
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Holding changes this quarter
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|
Filing History
FAQ
What is Ayrton Capital LLC and what type of investor is it?
Ayrton Capital LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2023-09-30), the firm manages a tracked equity portfolio valued at approximately $14.7M, spread across 71 disclosed positions.
What are Ayrton Capital LLC's largest equity positions?
Based on the latest 13F filing, Ayrton Capital LLC's top holdings by market value are:
1. Mannkind CORP (MNKD 2.5 03-01-26) — $5.0M (34.0%)
2. Ringcentral Inc (RNG 0 03-01-25) — $1.9M (12.6%)
3. Nogin Inc — $1.2M (8.2%)
4. — $930.8K (6.3%)
5. Cloudflare Inc (NET 0 08-15-26) — $851.9K (5.8%)
What changes did Ayrton Capital LLC make in its most recent portfolio filing?
No notable portfolio changes were recorded for Ayrton Capital LLC in the most recent quarter. Holdings appear to have remained relatively stable.
What sectors does Ayrton Capital LLC focus on?
Ayrton Capital LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 99.5%
• Financials: 0.5%
Investment Profile
Ayrton Capital LLC's portfolio is moderately concentrated and long-term-holding, with 99.5% of the portfolio concentrated in Information Technology.
Its concentration score has risen from 18 to 62 over the past 4 quarters — a shift toward higher-conviction positions.
It has added to its PAVMED INC position over the past two quarters (+$500.4K, now $661.2K), while trimming PMCB over the same stretch (-$2.8M, still holding $193.4K).
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CV
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Developer Access
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