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Avaii Wealth Management, LLC 13F Filings & Institutional Holdings (Q2 2026)
Avaii Wealth Management, LLCCIK: 0001904431
Diversified strategyMomentum followerSector-focused
Total reported value
$340.5M
Reporting period: 2026-06-30 · Number of holdings: 176
AVAII WEALTH MANAGEMENT, LLC disclosed 176 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $340.5M and a quarterly turnover rate of 37.8%.
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Personality snowflake
- Concentration
- 12.39
- Portfolio Stability
- 37.82
- Momentum
- 100
- Sector conviction
- 83.62
- Diversification
- 100
- Sizing Uniformity
- 78.84
Avaii Wealth Management, LLC's disclosed holdings carry a Herfindahl concentration index of 0.031 — mathematically equivalent to about 32 equally-sized positions, well below its 176 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.12), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 29% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govTrim HELO
-91.9% -$7.7M
New buy BUFR
New buy FUTY
Trim JPM
-81.3% -$6.7M
Add NVDA
+197.6% $7.7M
New buy CC
Holdings Map
New buyAddUnchangedTrim
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | CGDV | Cap Group Dividend Value | ETF-Other | 8.75% | -0.90% | -6.93% | |
| 2 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 6.92% | -0.11% | +1.98% | |
| 3 | RDVY | First Trust Rising Dividend | ETF-Other | 5.99% | +0.18% | +3.18% | |
| 4 | JIVE | JPM Interntl Value ETF | ETF-Other | 4.14% | -0.18% | +6.14% | |
| 5 | GLW | Corning Inc | Stock-Tech | 3.79% | +0.19% | -33.49% | |
| 6 | TSLA | Tesla Inc | Stock-Consumer Disc | 3.52% | -0.14% | +0.98% | |
| 7 | SOXX | Ishares Semiconductor ETF | ETF-Other | 3.31% | +0.45% | -29.37% | |
| 8 | NVDA | Nvidia CORP | Stock-Tech | 3.21% | +2.09% | +197.59% | |
| 9 | XMMO | Invesco S&p Midcap Momentum | ETF-Other | 3.19% | +0.12% | +5.17% | |
| 10 | PYLD | Pimco Multisector Bond Actv | ETF-Other | 3.10% | -0.28% | +7.73% | |
| 11 | IAU | Ishares Gold Trust | ETF-Commodities | 2.92% | -0.76% | +9.89% | |
| 12 | BUFR | Ft Vest Lad Buffervetf-usd I | ETF-Other | 2.52% | +2.52% | NEW | |
| 13 | FUTY | Fidelity Msci US Utilities | ETF-Other | 2.46% | +2.46% | NEW | |
| 14 | USTB | Victoryshares Short-term Bon | ETF-Other | 2.37% | -0.34% | +4.14% | |
| 15 | IREN | IREN Limited | Stock-Other | 2.29% | +0.58% | +19.39% | |
| 16 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 2.02% | +0.14% | -0.15% | |
| 17 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 2.00% | -0.07% | +9.76% | |
| 18 | TMUS | T-mobile US Inc | Stock-Comm Services | 1.81% | -0.84% | +1.93% | |
| 19 | CC | Chemours Co/the | Stock-Materials | 1.80% | +1.80% | NEW | |
| 20 | AAPL | Apple Inc | Stock-Tech | 1.72% | +0.08% | +9.39% | |
| 21 | FEOE | First Eagle Overseas Eq ETF | ETF-Other | 1.58% | -1.02% | -31.77% | |
| 22 | MU | Micron Technology Inc | Stock-Tech | 1.45% | +0.88% | -11.06% | |
| 23 | FBTC | Fidelity Wise Origin Bitcoin | ETF-Crypto | 1.34% | -1.09% | -24.52% | |
| 24 | DSCO | Doubleline Sec Credit ETF | ETF-Other | 1.08% | -0.28% | -6.16% | |
| 25 | USD | Proshares Ultra Semiconduct | ETF-Other | 0.76% | +0.34% | — | |
| 26 | DGRW | Wisdomtree U.s. Quality Divi | ETF-Other | 0.67% | -0.06% | -0.75% | |
| 27 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.59% | +0.34% | +109.96% | |
| 28 | MRVL | Marvell Technology Inc | Stock-Tech | 0.56% | +0.27% | -22.31% | |
| 29 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.52% | -0.02% | +0.81% | |
| 30 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.52% | -2.45% | -81.26% | |
| 31 | VOLT | Tema Electrification | ETF-Other | 0.52% | +0.13% | +30.14% | |
| 32 | AMD | Advanced Micro Devices | Stock-Tech | 0.47% | +0.20% | -27.30% | |
| 33 | MRK | Merck & Co. Inc. | Stock-Healthcare | 0.46% | -0.17% | -19.05% | |
| 34 | TGTX | Tg Therapeutics Inc | Stock-Healthcare | 0.46% | +0.12% | -2.76% | |
| 35 | JHMM | John Hancock Multi Fact Mid | ETF-Other | 0.44% | -0.04% | -0.97% | |
| 36 | JBND | Jpmorgan Active Bond ETF | ETF-Other | 0.43% | -0.02% | +14.49% | |
| 37 | USFR | Wisdomtree Floating Rate Tre | ETF-Other | 0.41% | -0.30% | -30.64% | |
| 38 | UNH | Unitedhealth Group Inc | Stock-Healthcare | 0.41% | +0.09% | -2.26% | |
| 39 | FBCG | Fidelity Blue Chip Grow ETF | ETF-Other | 0.39% | +0.02% | -0.15% | |
| 40 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.38% | +0.01% | +5.10% | |
| 41 | KMB | Kimberly-clark CORP | Stock-Consumer Staples | 0.37% | -0.02% | -0.01% | |
| 42 | FSMB | First Trust Short Dur Manag | ETF-Other | 0.32% | -0.06% | -1.88% | |
| 43 | CIEN | Ciena CORP | Stock-Tech | 0.31% | +0.31% | NEW | |
| 44 | FLNC | Fluence Energy Inc | Stock-Other | 0.31% | +0.31% | NEW | |
| 45 | BMY | Bristol-myers Squibb Co | Stock-Healthcare | 0.29% | -0.08% | -2.21% | |
| 46 | USMV | Ishares Msci USA Min Vol Fac | ETF-Other | 0.28% | -0.04% | -1.00% | |
| 47 | MSFT | Microsoft CORP | Stock-Tech | 0.27% | -0.01% | +13.50% | |
| 48 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.27% | +0.12% | +76.22% | |
| 49 | CIFR | Cipher Digital Inc | Stock-Tech | 0.26% | +0.26% | NEW | |
| 50 | CGXU | Cap Group Intl Focus | ETF-Other | 0.26% | — | — |
1–50 of 176
Portfolio Performance
Performance for Q3 2026
-0.9%
Performance Last 4 Quarters
+22.9%
- Stdev
- +12.6%
- Beta
- +0.89
- Alpha
- -1.8%
- Max Drawdown
- -7.8%
- Annualized Perf
- +16.3%
- Batting Avg vs S&P
- +44.4%
- Sortino
- +2.5
- Stutzer
- +0.37
- Treynor
- +0.18
- Sterling
- +1.06
- Calmar
- +2.08
- Information Ratio
- -0.73
- Tracking Error
- +5.5%
- Stdev Down
- +6.4%
- Winning Months %
- +63.9%
- Losing Months %
- +36.1%
- Best 12 Months
- +36.9%
- Worst 12 Months
- +2.3%
- Efficiency Ratio
- +0.5
- Sharpe
- +1.26
- Stdev Sectors
- +13.4%
- Skewness
- +0.1
- Kurtosis
- -0.24
- Upside Potential
- +4.24
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q2 | 176 | $340.5M | 38 | ||
| 2026 Q1 | 158 | $286.6M | 38 | ||
| 2025 Q4 | 144 | $275.9M | 27 | ||
| 2025 Q3 | 150 | $262.9M | 53 | ||
| 2025 Q2 | 132 | $225.0M | 0 | ||
| 2025 Q1 | 124 | $187.3M | 0 | ||
| 2024 Q4 | 128 | $203.2M | 0 | ||
| 2024 Q3 | 129 | $198.0M | 0 | ||
| 2024 Q2 | 142 | $180.4M | 0 | ||
| 2024 Q1 | 136 | $170.4M | 0 | ||
| 2023 Q4 | 143 | $153.4M | 0 | ||
| 2023 Q3 | 142 | $132.1M | 0 | ||
| 2023 Q2 | 140 | $130.2M | 0 | ||
| 2023 Q1 | 125 | $114.7M | 0 | ||
| 2022 Q4 | 186 | $111.9M | 0 | ||
| 2022 Q3 | 109 | $96.3M | 0 | ||
| 2022 Q2 | 150 | $93.5M | 0 | ||
| 2022 Q1 | 171 | $108.2M | 0 | ||
| 2021 Q4 | 97 | $99.8M | 0 |
Holding changes this quarter
Avaii Wealth Management, LLC's most significant position changes for 2026-06-30: New buy: Ft Vest Lad Buffervetf-usd I (BUFR); New buy: Fidelity Msci US Utilities (FUTY); New buy: Chemours Co/the (CC); New buy: Ciena CORP (CIEN); New buy: Fluence Energy Inc (FLNC).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | BUFR | Ft Vest Lad Buffervetf-usd I | +2.5% | NEW | New buy |
| 2 | FUTY | Fidelity Msci US Utilities | +2.5% | NEW | New buy |
| 3 | NVDA | Nvidia CORP | +2.1% | +197.59% | Add |
| 4 | CC | Chemours Co/the | +1.8% | NEW | New buy |
| 5 | MU | Micron Technology Inc | +0.9% | -11.06% | Trim |
| 6 | IREN | IREN Limited | +0.6% | +19.39% | Add |
| 7 | SOXX | Ishares Semiconductor ETF | +0.5% | -29.37% | Trim |
| 8 | USD | Proshares Ultra Semiconduct | +0.3% | — | Unchanged |
| 9 | LLY | Eli Lilly & Co | +0.3% | +109.96% | Add |
| 10 | CIEN | Ciena CORP | +0.3% | NEW | New buy |
| 11 | FLNC | Fluence Energy Inc | +0.3% | NEW | New buy |
| 12 | MRVL | Marvell Technology Inc | +0.3% | -22.31% | Trim |
| 13 | CIFR | Cipher Digital Inc | +0.3% | NEW | New buy |
| 14 | ENTG | Entegris Inc | +0.2% | NEW | New buy |
| 15 | AMD | Advanced Micro Devices | +0.2% | -27.30% | Trim |
| 16 | GLW | Corning Inc | +0.2% | -33.49% | Trim |
| 17 | RDVY | First Trust Rising Dividend | +0.2% | +3.18% | Add |
| 18 | VST | Vistra CORP | +0.2% | NEW | New buy |
| 19 | CLSE | Convergence Long/short Eqy | +0.2% | NEW | New buy |
| 20 | QQQ | Invesco Qqq Trust Series 1 | +0.1% | -0.15% | Trim |
| 21 | VOLT | Tema Electrification | +0.1% | +30.14% | Add |
| 22 | FRDM | Freedom 100 Emeging Mrkt ETF | +0.1% | NEW | New buy |
| 23 | INTC | Intel CORP | +0.1% | NEW | New buy |
| 24 | XMMO | Invesco S&p Midcap Momentum | +0.1% | +5.17% | Add |
| 25 | TGTX | Tg Therapeutics Inc | +0.1% | -2.76% | Trim |
| 26 | GOOG | Alphabet Inc-cl C | +0.1% | +76.22% | Add |
| 27 | PAAS | Pan American Silver CORP | +0.1% | NEW | New buy |
| 28 | AMAT | Applied Materials Inc | +0.1% | -4.29% | Trim |
| 29 | CNC | Centene CORP | +0.1% | NEW | New buy |
| 30 | UNH | Unitedhealth Group Inc | +0.1% | -2.26% | Trim |
| 31 | TE | T1 Energy Inc | +0.1% | NEW | New buy |
| 32 | GE | General Electric | +0.1% | NEW | New buy |
| 33 | ✓ | Tg Therapeutics Inc | +0.1% | NEW | New buy |
| 34 | AAPL | Apple Inc | +0.1% | +9.39% | Add |
| 35 | CRWD | Crowdstrike Holdings Inc - A | +0.1% | -1.50% | Trim |
| 36 | AVGO | Broadcom Inc | +0.1% | +77.11% | Add |
| 37 | JAAA | Janus Henderson Aaa Clo ETF | +0.1% | +85.80% | Add |
| 38 | PWB | Invesco Large Cap Growth ETF | +0.1% | NEW | New buy |
| 39 | GEV | GE Vernova Inc | +0.1% | NEW | New buy |
| 40 | CGGO | Cap Group Global Growth | +0.1% | NEW | New buy |
| 41 | USAR | USA Rare Earth Inc | +0.1% | NEW | New buy |
| 42 | PSC | Principal US Small-cap ETF | +0.1% | NEW | New buy |
| 43 | AA | Alcoa CORP | +0.1% | NEW | New buy |
| 44 | MOAT | Vaneck Morningstar Wide Moat | +0.1% | NEW | New buy |
| 45 | PTH | Invesco Dorsey Wright Health | +0.1% | NEW | New buy |
| 46 | VEA | Vanguard Ftse Developed ETF | +0.1% | NEW | New buy |
| 47 | AIQ | Global X Art Intel & Tech | +0.1% | NEW | New buy |
| 48 | FDN | First Trust Dj Internet Ind | +0.1% | NEW | New buy |
| 49 | LRCX | Lam Research CORP | +0.1% | -8.86% | Trim |
| 50 | IEFA | Ishares Core Msci Eafe ETF | +0.1% | +46.54% | Add |
1–50 of 188
Filing History
FAQ
What is Avaii Wealth Management, LLC and what type of investor is it?
Avaii Wealth Management, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-06-30), the firm manages a tracked equity portfolio valued at approximately $340.5M, spread across 176 disclosed positions.
What are Avaii Wealth Management, LLC's largest equity positions?
Based on the latest 13F filing, Avaii Wealth Management, LLC's top holdings by market value are:
1. Cap Group Dividend Value (CGDV) — $29.8M (8.8%)
2. Ishares Core S&p 500 ETF (IVV) — $23.6M (6.9%)
3. First Trust Rising Dividend (RDVY) — $20.4M (6.0%)
4. JPM Interntl Value ETF (JIVE) — $14.1M (4.1%)
5. Corning Inc (GLW) — $12.9M (3.8%)
What changes did Avaii Wealth Management, LLC make in its most recent portfolio filing?
In the latest reported quarter, Avaii Wealth Management, LLC made 173 notable position adjustments: 30 new positions were initiated, 65 existing holdings were added to, 66 positions were partially reduced, and 12 were completely exited. The largest of these moves: New buy: Ft Vest Lad Buffervetf-usd I (BUFR); New buy: Fidelity Msci US Utilities (FUTY); New buy: Chemours Co/the (CC); New buy: Ciena CORP (CIEN); New buy: Fluence Energy Inc (FLNC)
What sectors does Avaii Wealth Management, LLC focus on?
Avaii Wealth Management, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 48.0%
• Consumer Discretionary: 15.1%
• Health Care: 9.3%
• Communication Services: 8.6%
• Materials: 8.0%
• Financials: 3.6%
Investment Profile
Avaii Wealth Management, LLC returned an annualized 16.3% over the trailing 36 months — underperforming the S&P 500 by 1.8 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.89 (less volatile than the market) and a 44% quarterly batting average against the index.
Its portfolio is broadly diversified and moderately active, with 48.0% of the portfolio concentrated in Information Technology.
Its turnover score has risen from 0 to 38 over the past 4 quarters — a shift toward more active trading.
It has added to its GLW position over the past two quarters (+$4.9M, now $12.9M), while trimming HELO over the same stretch (-$7.9M, still holding $716.3K).
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Developer Access
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REST API
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