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Aureum Wealth Management, LLC 13F Portfolio & Top Holdings (Q3 2026)
Aureum Wealth Management, LLCCIK: 0002093444
Diversified strategySector-focusedMomentum follower
Total reported value
$161.8M
Reporting period: 2026-09-30 · Number of holdings: 57
Aureum Wealth Management, LLC disclosed 57 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $161.8M and a quarterly turnover rate of 16.2%.
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Personality snowflake
- Concentration
- 16.55
- Portfolio Stability
- 16.2
- Momentum
- 100
- Sector conviction
- 100
- Diversification
- 100
- Sizing Uniformity
- 88.24
Aureum Wealth Management, LLC's disclosed holdings carry a Herfindahl concentration index of 0.041 — mathematically equivalent to about 24 equally-sized positions, well below its 57 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes are fairly uniform across the portfolio (a coefficient of variation of 1.18), suggesting a disciplined, rules-based approach to how much capital goes into each idea.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 2% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govTrim MBB
-49.3% -$4.6M
Sold out JAAA
New buy RAAX
New buy CLOI
New buy SCIO
Sold out SGOV
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SPYG | Ss Spdr P S&p 500 Growth ETF | ETF-Large Cap & Growth | 9.28% | +0.24% | -0.51% | |
| 2 | SPYV | Ss Spdr P S&p 500 Value ETF | ETF-Large Cap & Growth | 8.60% | +0.19% | +2.01% | |
| 3 | IEFA | Ishares Core Msci Eafe ETF | ETF-Other | 8.22% | +0.03% | +0.34% | |
| 4 | JEPI | Jpmorgan Equity Premium Inco | ETF-Other | 4.15% | +0.05% | +1.91% | |
| 5 | HDV | Ishares Core High Dividend E | ETF-Other | 4.10% | +0.30% | +6.27% | |
| 6 | GLDM | Spdr Gold Minishares Trust | ETF-Commodities | 3.82% | +0.08% | -0.90% | |
| 7 | FTCB | Ft Core Investment Grade ETF | ETF-Corp Bonds | 3.50% | +0.15% | +10.74% | |
| 8 | SPYM | Ste Str Spdr Pt S&p 500 ETF | ETF-Large Cap & Growth | 3.44% | +0.06% | -0.08% | |
| 9 | USMV | Ishares Msci USA Min Vol Fac | ETF-Other | 3.32% | +0.33% | +10.09% | |
| 10 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 3.03% | -0.21% | +2.32% | |
| 11 | IJH | Ishares Core S&p Midcap ETF | ETF-Other | 3.02% | -0.12% | +3.21% | |
| 12 | IEMG | Ishares Core Msci Emerging | ETF-Emerging Markets | 2.84% | -0.12% | -1.94% | |
| 13 | IWF | Ishares Russell 1000 Growth | ETF-Other | 2.78% | +0.02% | -0.01% | |
| 14 | IWD | Ishares Russell 1000 Value E | ETF-Other | 2.75% | +0.05% | -0.06% | |
| 15 | VGIT | Vanguard Intermediate-term T | ETF-Other | 2.69% | +0.05% | +6.38% | |
| 16 | MBB | Ishares Mbs ETF | ETF-Other | 2.63% | -2.86% | -49.30% | |
| 17 | SPIB | Ss Spdr P Int C CORP ETF | ETF-Other | 2.52% | -0.10% | -0.26% | |
| 18 | SCHX | Schwab US Large-cap ETF | ETF-Other | 2.48% | +0.03% | -0.20% | |
| 19 | RAAX | Vaneck Real Assets ETF | ETF-Other | 2.13% | +2.13% | NEW | |
| 20 | VNQ | Vanguard Real Estate ETF | ETF-Other | 2.09% | +0.09% | +12.72% | |
| 21 | CLOI | Vaneck Clo ETF | ETF-Other | 1.91% | +1.91% | NEW | |
| 22 | BKGI | Bny Mellon Glbl Infra Inc | ETF-Other | 1.81% | -0.03% | +5.42% | |
| 23 | FLCA | Franklin Ftse Canada ETF | ETF-Other | 1.77% | +0.01% | +0.05% | |
| 24 | SCIO | Ft Struct Credit Inc Opp ETF | ETF-Other | 1.62% | +1.62% | NEW | |
| 25 | IAU | Ishares Gold Trust | ETF-Commodities | 1.54% | +0.15% | +7.64% | |
| 26 | ESGD | Ishares Trust Ishares Esg Aw | ETF-Other | 1.48% | -0.01% | -0.67% | |
| 27 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 1.33% | +0.02% | -0.42% | |
| 28 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 1.22% | -0.02% | -0.47% | |
| 29 | AAPL | Apple Inc | Stock-Tech | 1.04% | +0.13% | -0.20% | |
| 30 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 0.77% | +0.01% | -0.61% | |
| 31 | VWO | Vanguard Ftse Emerging Marke | ETF-Emerging Markets | 0.66% | -0.01% | -0.65% | |
| 32 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 0.60% | -0.01% | — | |
| 33 | IVW | Ishares S&p 500 Growth ETF | ETF-Large Cap & Growth | 0.58% | +0.02% | — | |
| 34 | ESGE | Ishares Inc Ishares Esg Awar | ETF-Other | 0.57% | -0.03% | -4.87% | |
| 35 | MSFT | Microsoft CORP | Stock-Tech | 0.50% | +0.12% | -2.34% | |
| 36 | IDV | Ishares International Select | ETF-Other | 0.44% | +0.08% | +20.76% | |
| 37 | IVE | Ishares S&p 500 Value ETF | ETF-Large Cap & Growth | 0.35% | — | — | |
| 38 | ESGV | Vanguard Esg US Stock ETF | ETF-Other | 0.34% | — | — | |
| 39 | GLD | Spdr Gold Shares | ETF-Commodities | 0.33% | +0.01% | — | |
| 40 | ESGU | Ishares Esg Aware Msci USA | ETF-Other | 0.29% | +0.03% | +11.50% | |
| 41 | JEPQ | JPM Nasdaq Equity Premium | ETF-Tech | 0.29% | +0.04% | +17.40% | |
| 42 | SPSM | Ss Spdr P S&p 600 Small Cap | ETF-Small Cap | 0.28% | -0.03% | -1.17% | |
| 43 | BOTZ | Global X Robotics & Artifici | ETF-Other | 0.27% | +0.02% | +14.63% | |
| 44 | AVDV | Avantis Intl S/c Value ETF | ETF-Other | 0.25% | -0.04% | -19.64% | |
| 45 | CBU | Community Financial System I | Stock-Other | 0.22% | -0.10% | -19.81% | |
| 46 | AVUV | Avantis US Small Cap Value | ETF-Small Cap | 0.22% | -0.06% | -16.65% | |
| 47 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.21% | -0.01% | — | |
| 48 | MTB | M & T Bank CORP | Stock-Financials | 0.20% | -0.01% | +4.72% | |
| 49 | SPMD | Ss Spdr P S&p 400 Midcap ETF | ETF-Other | 0.20% | -0.02% | -0.12% | |
| 50 | VO | Vanguard Mid-cap ETF | ETF-Other | 0.19% | -0.02% | -2.82% |
1–50 of 57
Portfolio Performance
Performance for Q4 2026
+0.7%
Performance Last 4 Quarters
+3.1%
- Stdev
- +11.7%
- Beta
- +0.69
- Alpha
- -8.4%
- Max Drawdown
- -2.4%
- Annualized Perf
- +4.7%
- Batting Avg vs S&P
- +37.5%
- Sortino
- +0.72
- Stutzer
- +0.14
- Treynor
- +0.08
- Sterling
- —
- Calmar
- +1.96
- Information Ratio
- -2.34
- Tracking Error
- +6.1%
- Stdev Down
- +7.2%
- Winning Months %
- +62.5%
- Losing Months %
- +37.5%
- Best 12 Months
- —
- Worst 12 Months
- —
- Efficiency Ratio
- +0.15
- Sharpe
- +0.45
- Stdev Sectors
- +27.6%
- Skewness
- -0.17
- Kurtosis
- -0.41
- Upside Potential
- +2.47
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
Aureum Wealth Management, LLC's most significant position changes for 2026-09-30: Sold out: Janus Henderson Aaa Clo ETF (JAAA); New buy: Vaneck Real Assets ETF (RAAX); New buy: Vaneck Clo ETF (CLOI); New buy: Ft Struct Credit Inc Opp ETF (SCIO); Sold out: Ishares 0-3 Month Treasury B (SGOV).
1–50 of 65
Filing History
FAQ
What is Aureum Wealth Management, LLC and what type of investor is it?
Aureum Wealth Management, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $161.8M, spread across 57 disclosed positions.
What are Aureum Wealth Management, LLC's largest equity positions?
Based on the latest 13F filing, Aureum Wealth Management, LLC's top holdings by market value are:
1. Ss Spdr P S&p 500 Growth ETF (SPYG) — $15.0M (9.3%)
2. Ss Spdr P S&p 500 Value ETF (SPYV) — $13.9M (8.6%)
3. Ishares Core Msci Eafe ETF (IEFA) — $13.3M (8.2%)
4. Jpmorgan Equity Premium Inco (JEPI) — $6.7M (4.2%)
5. Ishares Core High Dividend E (HDV) — $6.6M (4.1%)
What changes did Aureum Wealth Management, LLC make in its most recent portfolio filing?
In the latest reported quarter, Aureum Wealth Management, LLC made 55 notable position adjustments: 3 new positions were initiated, 20 existing holdings were added to, 24 positions were partially reduced, and 8 were completely exited. The largest of these moves: Sold out: Janus Henderson Aaa Clo ETF (JAAA); New buy: Vaneck Real Assets ETF (RAAX); New buy: Vaneck Clo ETF (CLOI); New buy: Ft Struct Credit Inc Opp ETF (SCIO); Sold out: Ishares 0-3 Month Treasury B (SGOV)
What sectors does Aureum Wealth Management, LLC focus on?
Aureum Wealth Management, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 72.0%
• Communication Services: 18.6%
• Financials: 9.5%
Investment Profile
Aureum Wealth Management, LLC returned an annualized 4.7% over the trailing 8 months — underperforming the S&P 500 by 8.4 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.69 (less volatile than the market) and a 38% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding, with 72.0% of the portfolio concentrated in Information Technology.
Its turnover score has risen from 0 to 16 over the past 3 quarters — a shift toward more active trading.
It has added to its SPYG position over the past two quarters (+$3.6M, now $15.0M), while trimming AVDV over the same stretch (-$154.6K, still holding $396.5K).
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