AA
Augustine Asset Management Inc 13F Holdings & Position Changes (Q3 2026)
Augustine Asset Management IncCIK: 0000778963
Diversified strategySector-focusedMomentum follower
Total reported value
$463.6M
Reporting period: 2026-09-30 · Number of holdings: 128
AUGUSTINE ASSET MANAGEMENT INC disclosed 128 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $463.6M and a quarterly turnover rate of 26.6%.
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Personality snowflake
- Concentration
- 22
- Portfolio Stability
- 26.64
- Momentum
- 100
- Sector conviction
- 100
- Diversification
- 100
- Sizing Uniformity
- 75.32
Augustine Asset Management Inc's disclosed holdings carry a Herfindahl concentration index of 0.055 — mathematically equivalent to about 18 equally-sized positions, well below its 128 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.47), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govTrim APP
+0.4% -$56.8M
Trim KGS
+0.0% -$13.5M
Add MSFT
+1.6% $8.5M
Add AAPL
+1.3% $6.6M
New buy TEL
New buy ABBV
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | APP | Applovin Corp-class A | Stock-Tech | 15.95% | -10.51% | +0.36% | |
| 2 | AAPL | Apple Inc | Stock-Tech | 10.05% | +1.95% | +1.26% | |
| 3 | KGS | Kodiak Gas Services Inc | Stock-Other | 6.96% | -2.31% | +0.00% | |
| 4 | MSFT | Microsoft CORP | Stock-Tech | 6.43% | +2.11% | +1.60% | |
| 5 | TSM | Taiwan Semiconductor-sp Adr | Stock-Tech | 5.46% | +0.07% | -0.36% | |
| 6 | AAAU | Goldman Sachs Physical Gold | ETF-Commodities | 3.35% | +0.30% | -0.17% | |
| 7 | JPM | Jpmorgan Chase & Co | Stock-Financials | 2.48% | +0.18% | +0.41% | |
| 8 | SLV | Ishares Silver Trust | ETF-Commodities | 2.34% | +0.17% | -0.41% | |
| 9 | MRK | Merck & Co. Inc. | Stock-Healthcare | 2.25% | +0.36% | -1.33% | |
| 10 | SHEL | Shell Plc-adr | Stock-Energy | 2.24% | +0.51% | -0.82% | |
| 11 | IBN | Icici Bank Ltd-spon Adr | Stock-Financials | 2.17% | — | -1.08% | |
| 12 | MFG | Mizuho Financial Group-adr | Stock-Financials | 1.93% | +0.33% | -1.20% | |
| 13 | ASML | ASML Holding N.V. | Stock-Tech | 1.84% | -0.07% | -1.12% | |
| 14 | MUFG | Mitsubishi Ufj Finl-spon Adr | Stock-Financials | 1.70% | +0.30% | -1.16% | |
| 15 | TTE | TotalEnergies SE | Stock-Other | 1.69% | +0.23% | -1.46% | |
| 16 | GILD | Gilead Sciences Inc | Stock-Healthcare | 1.55% | +0.31% | -0.52% | |
| 17 | HALO | Halozyme Therapeutics Inc | Stock-Healthcare | 1.46% | +0.48% | -0.89% | |
| 18 | SMFG | Sumitomo Mitsui-spons Adr | Stock-Financials | 1.45% | +0.20% | -1.12% | |
| 19 | MU | Micron Technology Inc | Stock-Tech | 1.24% | +0.03% | +4.47% | |
| 20 | FCX | Freeport-mcmoran Inc | Stock-Materials | 1.20% | +0.18% | -0.25% | |
| 21 | UTHR | United Therapeutics CORP | Stock-Healthcare | 1.16% | +0.07% | +0.28% | |
| 22 | BHP | Bhp Group Ltd-spon Adr | Stock-Materials | 1.15% | +0.08% | -0.76% | |
| 23 | REGN | Regeneron Pharmaceuticals | Stock-Healthcare | 1.12% | +0.25% | -0.93% | |
| 24 | NVDA | Nvidia CORP | Stock-Tech | 1.11% | +0.59% | +74.73% | |
| 25 | ECL | Ecolab Inc | Stock-Materials | 1.08% | +0.04% | -1.00% | |
| 26 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.84% | +0.10% | +10.31% | |
| 27 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.83% | +0.08% | +4.88% | |
| 28 | TEL | TE Connectivity plc | Stock-Tech | 0.82% | +0.82% | NEW | |
| 29 | ABBV | Abbvie Inc | Stock-Healthcare | 0.80% | +0.80% | NEW | |
| 30 | CSX | Csx CORP | Stock-Industrials | 0.74% | +0.02% | -0.98% | |
| 31 | MDT | Medtronic plc | Stock-Healthcare | 0.72% | +0.11% | +0.64% | |
| 32 | GLD | Spdr Gold Shares | ETF-Commodities | 0.66% | +0.03% | -4.99% | |
| 33 | RTX | Rtx CORP | Stock-Industrials | 0.65% | +0.03% | — | |
| 34 | AMGN | Amgen Inc | Stock-Healthcare | 0.63% | +0.12% | — | |
| 35 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.54% | +0.36% | +116.76% | |
| 36 | CG | Carlyle Group Inc/the | Stock-Financials | 0.54% | +0.01% | +1.20% | |
| 37 | ✓ | Stock-Other | 0.48% | +0.48% | NEW | ||
| 38 | FNV | Franco-nevada CORP | Stock-Materials | 0.45% | +0.08% | — | |
| 39 | LMT | Lockheed Martin CORP | Stock-Industrials | 0.43% | +0.02% | — | |
| 40 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.42% | +0.14% | +35.77% | |
| 41 | V | Visa Inc-class A Shares | Stock-Financials | 0.41% | +0.08% | +11.10% | |
| 42 | SNY | Sanofi-adr | Stock-Healthcare | 0.39% | +0.01% | -1.52% | |
| 43 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.35% | +0.04% | +11.18% | |
| 44 | IWV | Ishares Russell 3000 ETF | ETF-Other | 0.35% | +0.03% | — | |
| 45 | WMT | Walmart Inc | Stock-Consumer Staples | 0.32% | — | +4.66% | |
| 46 | BAC | Bank Of America CORP | Stock-Financials | 0.31% | +0.02% | +7.80% | |
| 47 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.31% | +0.10% | +47.20% | |
| 48 | PSX | Phillips 66 | Stock-Energy | 0.28% | +0.11% | +0.40% | |
| 49 | NVO | Novo-nordisk A/s-spons Adr | Stock-Healthcare | 0.28% | -0.05% | -0.72% | |
| 50 | NFLX | Netflix Inc | Stock-Comm Services | 0.27% | +0.04% | +9.36% |
1–50 of 128
Portfolio Performance
Performance for Q4 2026
-3.7%
Performance Last 4 Quarters
-3.7%
- Stdev
- +25.5%
- Beta
- +1.35
- Alpha
- +4.9%
- Max Drawdown
- -14.6%
- Annualized Perf
- +38.4%
- Batting Avg vs S&P
- +47.2%
- Sortino
- +3.67
- Stutzer
- +0.44
- Treynor
- +0.27
- Sterling
- +1.91
- Calmar
- +2.62
- Information Ratio
- +0.65
- Tracking Error
- +19.9%
- Stdev Down
- +9.8%
- Winning Months %
- +58.3%
- Losing Months %
- +41.7%
- Best 12 Months
- +89.5%
- Worst 12 Months
- -6.6%
- Efficiency Ratio
- +0.78
- Sharpe
- +1.41
- Stdev Sectors
- +15%
- Skewness
- +0.87
- Kurtosis
- +0.88
- Upside Potential
- +5.42
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q3 | 128 | $463.6M | 27 | ||
| 2026 Q2 | 121 | $493.9M | 0 | ||
| 2026 Q1 | 112 | $444.1M | 29 | ||
| 2025 Q4 | 113 | $500.8M | 13 | ||
| 2025 Q3 | 111 | $497.0M | 42 | ||
| 2025 Q2 | 107 | $373.8M | 0 | ||
| 2025 Q1 | 107 | $342.2M | 100 | ||
| 2024 Q4 | 107 | $380.5M | 0 | ||
| 2024 Q3 | 100 | $286.3M | 0 | ||
| 2024 Q2 | 95 | $258.9M | 0 | ||
| 2024 Q1 | 94 | $239.8M | 0 | ||
| 2023 Q4 | 97 | $225.9M | 0 | ||
| 2023 Q3 | 104 | $216.5M | 0 | ||
| 2023 Q2 | 106 | $216.5M | 0 | ||
| 2023 Q1 | 106 | $202.0M | 0 | ||
| 2022 Q4 | 104 | $181.0M | 0 | ||
| 2022 Q3 | 87 | $152.1M | 0 | ||
| 2022 Q2 | 90 | $162.8M | 0 | ||
| 2022 Q1 | 95 | $199.1M | 0 | ||
| 2021 Q4 | 96 | $204.1M | 0 | ||
| 2021 Q3 | 88 | $187.7M | 0 | ||
| 2021 Q2 | 89 | $193.8M | 100 | ||
| 2021 Q1 | 84 | $189.8M | 16 | ||
| 2020 Q4 | 83 | $192.9M | 20 | ||
| 2020 Q3 | 83 | $170.4M | 14 | ||
| 2020 Q2 | 82 | $165.6M | 17 | ||
| 2020 Q1 | 80 | $141.1M | 33 | ||
| 2019 Q4 | 75 | $165.4M | 28 | ||
| 2019 Q3 | 69 | $148.5M | 27 | ||
| 2019 Q2 | 66 | $145.2M | 20 | ||
| 2019 Q1 | 72 | $150.6M | 19 | ||
| 2018 Q4 | 75 | $146.2M | 31 | ||
| 2018 Q3 | 75 | $180.5M | 13 | ||
| 2018 Q2 | 74 | $171.4M | 13 | ||
| 2018 Q1 | 78 | $175.1M | 19 | ||
| 2017 Q4 | 71 | $176.3M | 39 | ||
| 2017 Q3 | 65 | $156.5M | 30 | ||
| 2017 Q2 | 68 | $160.7M | 28 | ||
| 2017 Q1 | 70 | $160.2M | 100 | ||
| 2016 Q4 | 62 | $133.1M | 51 | ||
| 2016 Q3 | 61 | $136.0M | 17 | ||
| 2016 Q2 | 60 | $125.2M | 22 | ||
| 2016 Q1 | 55 | $116.1M | 21 | ||
| 2015 Q4 | 55 | $129.5M | 27 | ||
| 2015 Q3 | 60 | $130.9M | 29 | ||
| 2015 Q2 | 61 | $134.0M | 17 | ||
| 2015 Q1 | 60 | $141.9M | 44 | ||
| 2014 Q4 | 62 | $154.6M | 14 | ||
| 2014 Q3 | 60 | $158.5M | 19 | ||
| 2014 Q2 | 58 | $156.7M | 20 | ||
| 2014 Q1 | 58 | $143.7M | 49 | ||
| 2013 Q4 | 64 | $168.1M | 52 | ||
| 2013 Q3 | 54 | $144.9M | 19 | ||
| 2013 Q2 | 58 | $145.9M | — |
Holding changes this quarter
Augustine Asset Management Inc's most significant position changes for 2026-09-30: New buy: TE Connectivity plc (TEL); New buy: Abbvie Inc (ABBV); New buy: ; Sold out: Exxon Mobil CORP (XOM); Sold out: Salesforce Inc (CRM).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | MSFT | Microsoft CORP | +2.1% | +1.60% | Add |
| 2 | AAPL | Apple Inc | +2% | +1.26% | Add |
| 3 | TEL | TE Connectivity plc | +0.8% | NEW | New buy |
| 4 | ABBV | Abbvie Inc | +0.8% | NEW | New buy |
| 5 | NVDA | Nvidia CORP | +0.6% | +74.73% | Add |
| 6 | SHEL | Shell Plc-adr | +0.5% | -0.82% | Trim |
| 7 | ✓ | +0.5% | NEW | New buy | |
| 8 | HALO | Halozyme Therapeutics Inc | +0.5% | -0.89% | Trim |
| 9 | META | Meta Platforms Inc-class A | +0.4% | +116.76% | Add |
| 10 | MRK | Merck & Co. Inc. | +0.4% | -1.33% | Trim |
| 11 | MFG | Mizuho Financial Group-adr | +0.3% | -1.20% | Trim |
| 12 | GILD | Gilead Sciences Inc | +0.3% | -0.52% | Trim |
| 13 | MUFG | Mitsubishi Ufj Finl-spon Adr | +0.3% | -1.16% | Trim |
| 14 | AAAU | Goldman Sachs Physical Gold | +0.3% | -0.17% | Trim |
| 15 | REGN | Regeneron Pharmaceuticals | +0.3% | -0.93% | Trim |
| 16 | TTE | TotalEnergies SE | +0.2% | -1.46% | Trim |
| 17 | SMFG | Sumitomo Mitsui-spons Adr | +0.2% | -1.12% | Trim |
| 18 | FCX | Freeport-mcmoran Inc | +0.2% | -0.25% | Trim |
| 19 | JPM | Jpmorgan Chase & Co | +0.2% | +0.41% | Add |
| 20 | SLV | Ishares Silver Trust | +0.2% | -0.41% | Trim |
| 21 | AMZN | Amazon.com Inc | +0.1% | +35.77% | Add |
| 22 | AMGN | Amgen Inc | +0.1% | — | Unchanged |
| 23 | PSX | Phillips 66 | +0.1% | +0.40% | Add |
| 24 | MDT | Medtronic plc | +0.1% | +0.64% | Add |
| 25 | GOOGL | Alphabet Inc-cl A | +0.1% | +47.20% | Add |
| 26 | GOOG | Alphabet Inc-cl C | +0.1% | +10.31% | Add |
| 27 | VEEV | Veeva Systems Inc-class A | +0.1% | NEW | New buy |
| 28 | V | Visa Inc-class A Shares | +0.1% | +11.10% | Add |
| 29 | FNV | Franco-nevada CORP | +0.1% | — | Unchanged |
| 30 | BRK-B | Berkshire Hathaway Inc-cl B | +0.1% | +4.88% | Add |
| 31 | BHP | Bhp Group Ltd-spon Adr | +0.1% | -0.76% | Trim |
| 32 | TSM | Taiwan Semiconductor-sp Adr | +0.1% | -0.36% | Trim |
| 33 | AVGO | Broadcom Inc | +0.1% | +54.76% | Add |
| 34 | UTHR | United Therapeutics CORP | +0.1% | +0.28% | Add |
| 35 | AMD | Advanced Micro Devices | +0.1% | +55.97% | Add |
| 36 | PLTR | Palantir Technologies Inc-a | +0.1% | NEW | New buy |
| 37 | CVX | Chevron CORP | +0.1% | NEW | New buy |
| 38 | UL | Unilever Plc-sponsored Adr | +0.1% | NEW | New buy |
| 39 | IBM | Intl Business Machines CORP | +0.1% | NEW | New buy |
| 40 | COST | Costco Wholesale CORP | +0.1% | NEW | New buy |
| 41 | MPC | Marathon Petroleum CORP | +0.1% | -2.23% | Trim |
| 42 | LH | Labcorp Holdings Inc | 0% | NEW | New buy |
| 43 | GRMN | Garmin Ltd. | 0% | NEW | New buy |
| 44 | U | Unity Software Inc | 0% | — | Unchanged |
| 45 | MA | Mastercard Inc - A | 0% | +8.70% | Add |
| 46 | ECL | Ecolab Inc | 0% | -1.00% | Trim |
| 47 | LLY | Eli Lilly & Co | 0% | +11.18% | Add |
| 48 | NFLX | Netflix Inc | 0% | +9.36% | Add |
| 49 | MU | Micron Technology Inc | 0% | +4.47% | Add |
| 50 | TSLA | Tesla Inc | 0% | +60.74% | Add |
1–50 of 132
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Filing History
FAQ
What is Augustine Asset Management Inc and what type of investor is it?
Augustine Asset Management Inc is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $463.6M, spread across 128 disclosed positions.
What are Augustine Asset Management Inc's largest equity positions?
Based on the latest 13F filing, Augustine Asset Management Inc's top holdings by market value are:
1. Applovin Corp-class A (APP) — $73.9M (15.9%)
2. Apple Inc (AAPL) — $46.6M (10.1%)
3. Kodiak Gas Services Inc (KGS) — $32.3M (7.0%)
4. Microsoft CORP (MSFT) — $29.8M (6.4%)
5. Taiwan Semiconductor-sp Adr (TSM) — $25.3M (5.5%)
What changes did Augustine Asset Management Inc make in its most recent portfolio filing?
In the latest reported quarter, Augustine Asset Management Inc made 104 notable position adjustments: 11 new positions were initiated, 51 existing holdings were added to, 38 positions were partially reduced, and 4 were completely exited. The largest of these moves: New buy: TE Connectivity plc (TEL); New buy: Abbvie Inc (ABBV); New buy: ; Sold out: Exxon Mobil CORP (XOM); Sold out: Salesforce Inc (CRM)
What sectors does Augustine Asset Management Inc focus on?
Augustine Asset Management Inc is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 54.2%
• Financials: 14.6%
• Health Care: 14.0%
• Materials: 5.2%
• Energy: 3.9%
• Communication Services: 2.7%
Investment Profile
Augustine Asset Management Inc returned an annualized 38.4% over the trailing 36 months — outperforming the S&P 500 by 4.9 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 1.35 (more volatile than the market) and a 47% quarterly batting average against the index.
Its portfolio is broadly diversified and moderately active, with 54.2% of the portfolio concentrated in Information Technology.
Its concentration score has fallen from 67 to 22 over the past 4 quarters — a shift toward broader diversification.
It has added to its AAPL position over the past two quarters (+$11.4M, now $46.6M), while trimming RDY over the same stretch (-$3.3M, still holding $175.7K).
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Developer Access
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REST API
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