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CIK: 0001706915
Total reported value
$215.8M
$215.8M
80 檔
41.7%
The Q1 2026 SEC filing reveals that Aua Capital Management, LLC held a total portfolio value of $215.8M, covering 80 public equity positions.
Aua Capital Management, LLC executed strategic sector rebalancing during Q1 2026, establishing 3 new positions while fully exiting 3 holdings and trimming 11 positions.
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 28.00% | +1.02% | -0.42% | |
| 2 | EFA | Ishares Msci Eafe ETF | ETF-Other | 5.85% | -0.24% | +3.17% | |
| 3 | AAPL | Apple Inc | Stock-Tech | 4.76% | +0.16% | — | |
| 4 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 3.73% | +0.14% | — | |
| 5 | SUB | Ishares Short-term National | ETF-Other | 3.67% | -0.35% | — | |
| 6 | MUB | Ishares National Muni Bond E | ETF-Other | 3.50% | -0.30% | +13.02% | |
| 7 | MO | Altria Group Inc | Stock-Consumer Staples | 3.11% | -0.03% | — | |
| 8 | IWM | Ishares Russell 2000 ETF | ETF-Small Cap | 2.65% | +0.25% | +3.85% | |
| 9 | VTV | Vanguard Value ETF | ETF-Other | 2.56% | +0.01% | +12.03% | |
| 10 | SHM | Ss Spdr N Ice St Muni ETF | ETF-Other | 2.46% | -0.23% | -1.03% | |
| 11 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 2.22% | +0.27% | — | |
| 12 | SHY | Ishares 1-3 Year Treasury Bo | ETF-Gov Bonds | 2.18% | -0.22% | -2.59% | |
| 13 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 2.04% | -0.19% | +63.15% | |
| 14 | XLK | Ss Technology Select Sector | ETF-Tech | 2.03% | +0.61% | -0.65% | |
| 15 | IJH | Ishares Core S&p Midcap ETF | ETF-Other | 1.90% | +0.06% | — | |
| 16 | META | Meta Platforms Inc-class A | Stock-Comm Services | 1.83% | -0.20% | — | |
| 17 | GLD | Spdr Gold Shares | ETF-Commodities | 1.72% | -0.39% | — | |
| 18 | MSFT | Microsoft CORP | Stock-Tech | 1.51% | -0.13% | — | |
| 19 | BSV | Vanguard Short-term Bond ETF | ETF-Other | 1.29% | -0.13% | -1.61% | |
| 20 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 1.23% | +0.10% | — | |
| 21 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 1.18% | +0.01% | — | |
| 22 | IEI | Ishares 3-7 Year Treasury Bo | ETF-Gov Bonds | 1.18% | -0.13% | +22.94% | |
| 23 | VCSH | Vanguard S/t CORP Bond ETF | ETF-Corp Bonds | 1.14% | -0.11% | -0.37% | |
| 24 | MA | Mastercard Inc - A | Stock-Financials | 1.03% | -0.07% | — | |
| 25 | GS | Goldman Sachs Group Inc | Stock-Financials | 0.96% | +0.08% | — | |
| 26 | IYH | Ishares U.s. Healthcare ETF | ETF-Other | 0.92% | -0.02% | -1.26% | |
| 27 | VXF | Vanguard Extended Market ETF | ETF-Other | 0.82% | +0.07% | — | |
| 28 | VUG | Vanguard Growth ETF | ETF-Other | 0.81% | +0.06% | — | |
| 29 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.74% | — | — | |
| 30 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 0.72% | -0.01% | — | |
| 31 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.72% | +0.09% | — | |
| 32 | UL | Unilever Plc-sponsored Adr | Stock-Consumer Staples | 0.57% | -0.03% | — | |
| 33 | BND | Vanguard Total Bond Market | ETF-Other | 0.44% | -0.04% | — | |
| 34 | CAT | Caterpillar Inc | Stock-Industrials | 0.42% | +0.16% | — | |
| 35 | CVX | Chevron CORP | Stock-Energy | 0.41% | -0.11% | — | |
| 36 | ETN | Eaton Corporation plc | Stock-Industrials | 0.41% | +0.03% | — | |
| 37 | WMT | Walmart Inc | Stock-Consumer Staples | 0.39% | -0.07% | — | |
| 38 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.38% | -0.02% | — | |
| 39 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.38% | -0.05% | — | |
| 40 | AXP | American Express Co | Stock-Financials | 0.37% | +0.01% | — | |
| 41 | HD | Home Depot Inc | Stock-Consumer Disc | 0.37% | -0.01% | — | |
| 42 | VCIT | Vanguard Int-term Corporate | ETF-Corp Bonds | 0.33% | -0.03% | -28.27% | |
| 43 | SYK | Stryker CORP | Stock-Healthcare | 0.32% | -0.04% | — | |
| 44 | KHC | Kraft Heinz Co/the | Stock-Consumer Staples | 0.31% | -0.01% | — | |
| 45 | ABBV | Abbvie Inc | Stock-Healthcare | 0.30% | +0.02% | — | |
| 46 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.30% | -0.02% | — | |
| 47 | EEM | Ishares Msci Emerging Market | ETF-Emerging Markets | 0.27% | +0.03% | — | |
| 48 | VLO | Valero Energy CORP | Stock-Energy | 0.26% | -0.01% | -6.43% | |
| 49 | BSX | Boston Scientific CORP | Stock-Healthcare | 0.24% | -0.09% | — | |
| 50 | VWO | Vanguard Ftse Emerging Marke | ETF-Emerging Markets | 0.24% | — | +13.17% |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | AGG | Ishares Core U.s. Aggregate | +0.8% | +63.15% | Add |
| 2 | MO | Altria Group Inc | +0.4% | — | Unchanged |
| 3 | MUB | Ishares National Muni Bond E | +0.4% | +13.02% | Add |
| 4 | VTV | Vanguard Value ETF | +0.4% | +12.03% | Add |
| 5 | EFA | Ishares Msci Eafe ETF | +0.4% | +3.17% | Add |
| 6 | IEI | Ishares 3-7 Year Treasury Bo | +0.2% | +22.94% | Add |
| 7 | GLD | Spdr Gold Shares | +0.2% | — | Unchanged |
| 8 | IWM | Ishares Russell 2000 ETF | +0.2% | +3.85% | Add |
| 9 | CVX | Chevron CORP | +0.1% | — | Unchanged |
| 10 | CAT | Caterpillar Inc | +0.1% | — | Unchanged |
| 11 | VLO | Valero Energy CORP | +0.1% | -6.43% | Trim |
| 12 | IJH | Ishares Core S&p Midcap ETF | +0.1% | — | Unchanged |
| 13 | COST | Costco Wholesale CORP | +0.1% | — | Unchanged |
| 14 | IJR | Ishares Core S&p Small-cap E | +0.1% | — | Unchanged |
| 15 | SUB | Ishares Short-term National | +0.1% | — | Unchanged |
| 16 | JNJ | Johnson & Johnson | +0.1% | — | Unchanged |
| 17 | ETN | Eaton Corporation plc | +0.1% | — | Unchanged |
| 18 | WMT | Walmart Inc | +0.1% | — | Unchanged |
| 19 | VEA | Vanguard Ftse Developed ETF | +0.1% | — | Unchanged |
| 20 | EOG | Eog Resources Inc | 0% | — | Unchanged |
| 21 | DBC | Invesco Db Commodity Index T | 0% | — | Unchanged |
| 22 | LMT | Lockheed Martin CORP | 0% | — | Unchanged |
| 23 | VWO | Vanguard Ftse Emerging Marke | 0% | +13.17% | Add |
| 24 | SHM | Ss Spdr N Ice St Muni ETF | 0% | -1.03% | Trim |
| 25 | GWW | Ww Grainger Inc | 0% | — | Unchanged |
| 26 | PEP | Pepsico Inc | 0% | — | Unchanged |
| 27 | MRK | Merck & Co. Inc. | 0% | — | Unchanged |
| 28 | VCSH | Vanguard S/t CORP Bond ETF | 0% | -0.37% | Trim |
| 29 | EEM | Ishares Msci Emerging Market | 0% | — | Unchanged |
| 30 | RTX | Rtx CORP | 0% | — | Unchanged |
| 31 | VYM | Vanguard High Dvd Yield ETF | 0% | +0.03% | Add |
| 32 | XLP | Ss Consumer Staples Sel Sect | 0% | — | Unchanged |
| 33 | CB | Chubb Limited | 0% | — | Unchanged |
| 34 | TJX | Tjx Companies Inc | 0% | — | Unchanged |
| 35 | MCD | Mcdonald's CORP | 0% | — | Unchanged |
| 36 | GD | General Dynamics CORP | 0% | — | Unchanged |
| 37 | BSV | Vanguard Short-term Bond ETF | — | -1.61% | Trim |
| 38 | VIG | Vanguard Dividend Apprec ETF | — | — | Unchanged |
| 39 | VXF | Vanguard Extended Market ETF | — | — | Unchanged |
| 40 | VT | Vanguard Tot World Stk ETF | — | — | Unchanged |
| 41 | ECL | Ecolab Inc | — | — | Unchanged |
| 42 | BND | Vanguard Total Bond Market | — | — | Unchanged |
| 43 | CSCO | Cisco Systems Inc | — | — | Unchanged |
| 44 | PG | Procter & Gamble Co/the | — | — | Unchanged |
| 45 | VNQ | Vanguard Real Estate ETF | — | — | Unchanged |
| 46 | SYK | Stryker CORP | 0% | — | Unchanged |
| 47 | BRK-B | Berkshire Hathaway Inc-cl B | 0% | — | Unchanged |
| 48 | HD | Home Depot Inc | 0% | — | Unchanged |
| 49 | ABBV | Abbvie Inc | 0% | — | Unchanged |
| 50 | AMP | Ameriprise Financial Inc | 0% | — | Unchanged |
According to official SEC Form 13F filings, Aua Capital Management, LLC reported a total U.S. public equity portfolio value of $215.8M across 80 disclosed positions in Q1 2026.
Expert Analysis & Guides for Tracking Wall Street Smart Money Movements
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
In terms of portfolio concentration, the top 5 core holdings (including SPY, EFA, AAPL) accounted for 41.7% of total reported equity market value during Q1 2026.
Top New Position Initiated
XOM
市值: $256.0K
Top Position Liquidated / Trimmed
TMC
前期市值: $1.2M
During Q1 2026, Aua Capital Management, LLC's top holdings by market value included SPY (28.0%)、EFA (5.8%)、AAPL (4.8%). The largest single position, SPY, represented 28.0% of total portfolio value.
In Q1 2026, Aua Capital Management, LLC made 25 total portfolio adjustments, initiating 3 new buys, adding to 8 positions, trimming 11 holdings, and fully liquidating 3 stocks.
All holding records on this page are fetched directly from the U.S. Securities and Exchange Commission (SEC) EDGAR system (Form 13F-HR). AlphaSMO parses CUSIP identifiers and formats data into Schema.org-compliant datasets.
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