13F GuideFiling Basics
What is SEC Form 13F? Ultimate Guide to Institutional Equity Filings
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
AlphaSMO Research GuideRead Guide
CIK: 0001972517
Total reported value
$206.7M
$206.7M
81 檔
41.4%
The Q3 2024 SEC filing reveals that Aspen Wealth Strategies, LLC held a total portfolio value of $206.7M, covering 81 public equity positions.
In Q3 2024, Aspen Wealth Strategies, LLC displayed an active expansion posture, initiating 13 new positions and adding to 20 existing holdings, outstripping position reductions.
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | MOAT | Vaneck Morningstar Wide Moat | ETF-Other | 14.05% | -0.37% | +4.67% | |
| 2 | SCHG | Schwab US Large-cap Growth | ETF-Other | 13.09% | +0.65% | +3.32% | |
| 3 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 11.93% | +0.94% | +4.01% | |
| 4 | VTV | Vanguard Value ETF | ETF-Other | 10.78% | +0.31% | +4.87% | |
| 5 | XMHQ | Invesco S&p Midcap Qual ETF | ETF-Other | 5.32% | +0.05% | +6.48% | |
| 6 | IEFA | Ishares Core Msci Eafe ETF | ETF-Other | 4.51% | +0.01% | +5.48% | |
| 7 | SCHO | Schwab Short-term US Treas | ETF-Other | 3.42% | — | +3.29% | |
| 8 | CALF | Pcr US Sm Cp Csh Cws Etf-usd | ETF-Other | 3.33% | — | +6.31% | |
| 9 | AAPL | Apple Inc | Stock-Tech | 2.40% | +0.04% | -1.40% | |
| 10 | MSFT | Microsoft CORP | Stock-Tech | 1.96% | -0.06% | +1.09% | |
| 11 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 1.44% | +0.01% | -7.29% | |
| 12 | ABBV | Abbvie Inc | Stock-Healthcare | 1.28% | +0.10% | -5.78% | |
| 13 | SCHD | Schwab US Dvd Equity ETF | ETF-Other | 1.15% | -0.01% | -2.92% | |
| 14 | JPM | Jpmorgan Chase & Co | Stock-Financials | 1.07% | +0.01% | -4.91% | |
| 15 | AVGO | Broadcom Inc | Stock-Tech | 1.05% | +0.27% | -5.21% | |
| 16 | WMT | Walmart Inc | Stock-Consumer Staples | 0.90% | -0.14% | -20.99% | |
| 17 | JPST | Jpmorgan Ultra-short Income | ETF-Other | 0.88% | — | +0.97% | |
| 18 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.84% | +0.01% | +0.90% | |
| 19 | DE | Deere & Co | Stock-Industrials | 0.81% | +0.02% | +2.53% | |
| 20 | CVX | Chevron CORP | Stock-Energy | 0.78% | -0.26% | +5.69% | |
| 21 | UNH | Unitedhealth Group Inc | Stock-Healthcare | 0.66% | +0.09% | -6.72% | |
| 22 | COP | Conocophillips | Stock-Energy | 0.66% | -0.15% | +2.75% | |
| 23 | APD | Air Products & Chemicals Inc | Stock-Materials | 0.64% | — | -11.46% | |
| 24 | HD | Home Depot Inc | Stock-Consumer Disc | 0.60% | -0.04% | +1.51% | |
| 25 | FPE | Ft-preferred Secur & Inc ETF | ETF-Other | 0.59% | -0.01% | +1.18% | |
| 26 | XEL | Xcel Energy Inc | Stock-Utilities | 0.56% | -0.05% | -2.02% | |
| 27 | MUB | Ishares National Muni Bond E | ETF-Other | 0.53% | -0.05% | -3.42% | |
| 28 | CSCO | Cisco Systems Inc | Stock-Tech | 0.51% | +0.17% | +22.83% | |
| 29 | V | Visa Inc-class A Shares | Stock-Financials | 0.47% | +0.05% | +0.34% | |
| 30 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.42% | -0.05% | -5.05% | |
| 31 | COF | Capital One Financial CORP | Stock-Financials | 0.42% | +0.03% | -2.12% | |
| 32 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.42% | — | — | |
| 33 | JMBS | Janus Henderson Mortg Backed | ETF-Other | 0.42% | -0.03% | +0.33% | |
| 34 | AGGH | Simplify Aggregate Bond ETF | ETF-Other | 0.41% | -0.02% | +0.33% | |
| 35 | TLT | Ishares 20+ Year Treasury Bd | ETF-Gov Bonds | 0.40% | — | +0.74% | |
| 36 | DUK | Duke Energy CORP | Stock-Utilities | 0.40% | -0.03% | — | |
| 37 | VYMI | Vanguard Int High Dvd Yld In | ETF-Other | 0.39% | — | +1.32% | |
| 38 | SLB | Slb LTD | Stock-Energy | 0.38% | -0.09% | +16.55% | |
| 39 | TSLA | Tesla Inc | Stock-Consumer Disc | 0.38% | — | -19.08% | |
| 40 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.37% | -0.02% | +0.24% | |
| 41 | VZ | Verizon Communications Inc | Stock-Comm Services | 0.37% | -0.09% | -0.69% | |
| 42 | KR | Kroger Co | Stock-Consumer Staples | 0.36% | -0.11% | — | |
| 43 | VTEB | Vanguard Tax-exempt Bond ETF | ETF-Other | 0.34% | -0.03% | -1.91% | |
| 44 | SUB | Ishares Short-term National | ETF-Other | 0.33% | -0.08% | -1.05% | |
| 45 | NEE | Nextera Energy Inc | Stock-Utilities | 0.32% | -0.04% | — | |
| 46 | EOG | Eog Resources Inc | Stock-Energy | 0.32% | -0.06% | — | |
| 47 | SVOL | Simplify Volatility Premium | ETF-Other | 0.31% | — | +0.90% | |
| 48 | VHT | Vanguard Health Care ETF | ETF-Other | 0.30% | +0.07% | -5.98% | |
| 49 | ASML | ASML Holding N.V. | Stock-Tech | 0.29% | — | — | |
| 50 | NOC | Northrop Grumman CORP | Stock-Industrials | 0.29% | -0.07% | — |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | MOAT | Vaneck Morningstar Wide Moat | +0.7% | +4.67% | Add |
| 2 | LLY | Eli Lilly & Co | +0.4% | NEW | New buy |
| 3 | DUK | Duke Energy CORP | +0.4% | NEW | New buy |
| 4 | NEE | Nextera Energy Inc | +0.3% | NEW | New buy |
| 5 | ASML | ASML Holding N.V. | +0.3% | NEW | New buy |
| 6 | NOC | Northrop Grumman CORP | +0.3% | NEW | New buy |
| 7 | CHTR | Charter Communications Inc-a | +0.3% | NEW | New buy |
| 8 | CNC | Centene CORP | +0.3% | NEW | New buy |
| 9 | PTC | Ptc Inc | +0.3% | NEW | New buy |
| 10 | JMST | JPM Ultra-short Muni Income | +0.2% | NEW | New buy |
| 11 | MS | Morgan Stanley | +0.2% | NEW | New buy |
| 12 | MDT | Medtronic plc | +0.2% | NEW | New buy |
| 13 | KO | Coca-cola Co/the | +0.1% | NEW | New buy |
| 14 | VEA | Vanguard Ftse Developed ETF | +0.1% | NEW | New buy |
| 15 | VTV | Vanguard Value ETF | +0.1% | +4.87% | Add |
| 16 | CSCO | Cisco Systems Inc | +0.1% | +22.83% | Add |
| 17 | IEFA | Ishares Core Msci Eafe ETF | +0.1% | +5.48% | Add |
| 18 | SBUX | Starbucks CORP | +0.1% | +4.48% | Add |
| 19 | LULU | Lululemon Athletica Inc | +0.1% | +42.42% | Add |
| 20 | XEL | Xcel Energy Inc | 0% | -2.02% | Trim |
| 21 | XMHQ | Invesco S&p Midcap Qual ETF | 0% | +6.48% | Add |
| 22 | DE | Deere & Co | 0% | +2.53% | Add |
| 23 | META | Meta Platforms Inc-class A | 0% | -5.05% | Trim |
| 24 | HD | Home Depot Inc | 0% | +1.51% | Add |
| 25 | BHP | Bhp Group Ltd-spon Adr | 0% | +8.04% | Add |
| 26 | PFE | Pfizer Inc | 0% | +22.03% | Add |
| 27 | VPU | Vanguard Utilities ETF | 0% | -0.42% | Trim |
| 28 | RIO | Rio Tinto Plc-spon Adr | 0% | +5.96% | Add |
| 29 | ABBV | Abbvie Inc | 0% | -5.78% | Trim |
| 30 | AVGO | Broadcom Inc | 0% | -5.21% | Trim |
| 31 | QCOM | Qualcomm Inc | 0% | +0.17% | Add |
| 32 | EOG | Eog Resources Inc | -0.1% | — | Unchanged |
| 33 | CALF | Pcr US Sm Cp Csh Cws Etf-usd | -0.1% | +6.31% | Add |
| 34 | MRK | Merck & Co. Inc. | -0.1% | -7.63% | Trim |
| 35 | IVV | Ishares Core S&p 500 ETF | -0.1% | +4.01% | Add |
| 36 | UNH | Unitedhealth Group Inc | -0.1% | -6.72% | Trim |
| 37 | CVX | Chevron CORP | -0.1% | +5.69% | Add |
| 38 | TSLA | Tesla Inc | -0.1% | -19.08% | Trim |
| 39 | COP | Conocophillips | -0.1% | +2.75% | Add |
| 40 | SCHO | Schwab Short-term US Treas | -0.1% | +3.29% | Add |
| 41 | SPY | Ss Spdr S&p 500 ETF Trust-us | -0.1% | EXIT | Sold out |
| 42 | C | Citigroup Inc | -0.2% | EXIT | Sold out |
| 43 | JPM | Jpmorgan Chase & Co | -0.2% | -4.91% | Trim |
| 44 | WMT | Walmart Inc | -0.2% | -20.99% | Trim |
| 45 | MSFT | Microsoft CORP | -0.2% | +1.09% | Add |
| 46 | SCHG | Schwab US Large-cap Growth | -0.3% | +3.32% | Add |
| 47 | IYM | Ishares U.s. Basic Materials | -0.3% | EXIT | Sold out |
| 48 | DIS | Walt Disney Co/the | -0.4% | EXIT | Sold out |
| 49 | GOOGL | Alphabet Inc-cl A | -0.4% | -7.29% | Trim |
| 50 | CVS | Cvs Health CORP | -0.6% | EXIT | Sold out |
According to official SEC Form 13F filings, Aspen Wealth Strategies, LLC reported a total U.S. public equity portfolio value of $206.7M across 81 disclosed positions in Q3 2024.
Expert Analysis & Guides for Tracking Wall Street Smart Money Movements
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
In terms of portfolio concentration, the top 5 core holdings (including MOAT, SCHG, IVV) accounted for 41.4% of total reported equity market value during Q3 2024.
Top New Position Initiated
LLY
市值: $647.3K
Top Position Liquidated / Trimmed
CVS
前期市值: $788.4K
During Q3 2024, Aspen Wealth Strategies, LLC's top holdings by market value included MOAT (14.1%)、SCHG (13.1%)、IVV (11.9%). The largest single position, MOAT, represented 14.1% of total portfolio value.
In Q3 2024, Aspen Wealth Strategies, LLC made 49 total portfolio adjustments, initiating 13 new buys, adding to 20 positions, trimming 11 holdings, and fully liquidating 5 stocks.
All holding records on this page are fetched directly from the U.S. Securities and Exchange Commission (SEC) EDGAR system (Form 13F-HR). AlphaSMO parses CUSIP identifiers and formats data into Schema.org-compliant datasets.
Understand SEC Form 4 insider disclosures for corporate officers, directors, and 10% owners to track executive transactions.
Understand Rule 144 restricted stock sale notices to spot planned insider liquidations before market sell pressure arrives.
Explore the 5% beneficial ownership threshold, 13D vs 13G filing differences, and recent SEC accelerated deadline rules.
Best practices for analyzing 13F quarterly changes without getting misled by stock splits, options, or market valuation drift.
Learn how AlphaSMO's flagship signal detects high-conviction stocks where 13F hedge funds and corporate insiders buy at the same time.