AW
Aspen Wealth Management LLC 13F Holdings (132 Positions, Q2 2026)
Aspen Wealth Management LLCCIK: 0001895252
Diversified strategyMomentum followerQuality / disciplined sizing
Total reported value
$588.7M
Reporting period: 2026-06-30 · Number of holdings: 132
Aspen Wealth Management LLC disclosed 132 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $588.7M and a quarterly turnover rate of 19.3%.
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Personality snowflake
- Concentration
- 21.63
- Portfolio Stability
- 19.28
- Momentum
- 100
- Sector conviction
- 48.95
- Diversification
- 100
- Sizing Uniformity
- 75.13
Aspen Wealth Management LLC's disclosed holdings carry a Herfindahl concentration index of 0.054 — mathematically equivalent to about 18 equally-sized positions, well below its 132 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.49), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 7% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd DFUS
+10.1% $14.5M
Add IUSG
+6.6% $9.0M
Add QUAL
+7.5% $10.0M
Trim JCPB
+11.0% $3.9M
Trim DFNM
-28.1% -$1.4M
Trim XOM
+8.0% -$802.0K
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | DFUS | Dimensional US Eq Mkt ETF | ETF-Other | 11.52% | +0.89% | +10.15% | |
| 2 | DFIC | Dimensional International Co | ETF-Other | 9.62% | -0.27% | +8.96% | |
| 3 | QUAL | Ishares Msci USA Quality Fac | ETF-Other | 9.12% | +0.41% | +7.50% | |
| 4 | DFAT | Dimensional US Target Value | ETF-Other | 6.94% | +0.26% | +9.04% | |
| 5 | JCPB | Jpmorgan Core Plus Bond ETF | ETF-Other | 6.80% | -0.41% | +11.00% | |
| 6 | IUSG | Ishares Core S&p U.s. Growth | ETF-Other | 6.75% | +0.61% | +6.56% | |
| 7 | DFAC | Dimensional US Core Equity 2 | ETF-Other | 5.87% | -0.20% | -0.47% | |
| 8 | VWO | Vanguard Ftse Emerging Marke | ETF-Emerging Markets | 3.80% | +0.03% | +6.98% | |
| 9 | JMUB | Jpmorgan Municipal ETF | ETF-Other | 2.62% | +0.30% | +30.99% | |
| 10 | JPST | Jpmorgan Ultra-short Income | ETF-Other | 2.25% | -0.32% | +3.10% | |
| 11 | DFAR | Dimensional US Real Est ETF | ETF-Other | 1.95% | +0.11% | +12.52% | |
| 12 | DFAI | Dimensional International Co | ETF-Other | 1.83% | -0.01% | +10.06% | |
| 13 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 1.79% | -0.03% | +0.09% | |
| 14 | JMST | JPM Ultra-short Muni Income | ETF-Other | 1.69% | +0.02% | +19.27% | |
| 15 | VUG | Vanguard Growth ETF | ETF-Other | 1.69% | +0.03% | +504.45% | |
| 16 | MUB | Ishares National Muni Bond E | ETF-Other | 1.55% | -0.25% | -0.17% | |
| 17 | DFAU | Dimensional US Core Equity M | ETF-Other | 1.43% | -0.04% | -0.30% | |
| 18 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 1.21% | -0.10% | -2.11% | |
| 19 | DUHP | Dimensional US High Profi Et | ETF-Other | 1.12% | -0.04% | +0.06% | |
| 20 | WMT | Walmart Inc | Stock-Consumer Staples | 1.00% | -0.29% | +0.26% | |
| 21 | DFEM | Dimensional Emrg Mrkt Core | ETF-Other | 0.97% | +0.09% | +10.63% | |
| 22 | XOM | Exxon Mobil CORP | Stock-Energy | 0.92% | -0.32% | +8.03% | |
| 23 | ITOT | Ishares Core S&p Total U.s. | ETF-Other | 0.86% | -0.02% | +0.24% | |
| 24 | DFAS | Dimensional US Small Cap ETF | ETF-Small Cap | 0.77% | -0.01% | -0.78% | |
| 25 | AAPL | Apple Inc | Stock-Tech | 0.69% | +0.01% | +3.97% | |
| 26 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 0.62% | +0.23% | +88.18% | |
| 27 | DFNM | Dimensional National Muni Bd | ETF-Other | 0.62% | -0.38% | -28.15% | |
| 28 | FLOT | Ishares Floating Rate Bond E | ETF-Other | 0.43% | -0.14% | -11.69% | |
| 29 | SPYM | Ste Str Spdr Pt S&p 500 ETF | ETF-Large Cap & Growth | 0.40% | -0.01% | -0.15% | |
| 30 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 0.40% | -0.01% | -0.72% | |
| 31 | SUB | Ishares Short-term National | ETF-Other | 0.40% | -0.29% | -32.09% | |
| 32 | MSFT | Microsoft CORP | Stock-Tech | 0.37% | -0.02% | +9.06% | |
| 33 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.34% | -0.02% | -1.61% | |
| 34 | CFR | Cullen/frost Bankers Inc | Stock-Financials | 0.33% | -0.01% | +0.21% | |
| 35 | JQUA | Jpmorgan US Quality Factor | ETF-Other | 0.31% | — | -0.86% | |
| 36 | DFUV | Dimensional US Marketwide Va | ETF-Other | 0.31% | -0.01% | — | |
| 37 | SHYM | Ishares Short Duration High | ETF-Other | 0.29% | +0.10% | +75.69% | |
| 38 | IWF | Ishares Russell 1000 Growth | ETF-Other | 0.28% | -0.01% | +298.87% | |
| 39 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.28% | -0.03% | — | |
| 40 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.27% | -0.02% | -0.94% | |
| 41 | IEFA | Ishares Core Msci Eafe ETF | ETF-Other | 0.25% | -0.03% | +1.11% | |
| 42 | VTV | Vanguard Value ETF | ETF-Other | 0.24% | +0.01% | +8.12% | |
| 43 | USRT | Ishares Core US Reit ETF | ETF-Other | 0.22% | -0.01% | +0.05% | |
| 44 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 0.22% | — | — | |
| 45 | VV | Vanguard Large-cap ETF | ETF-Other | 0.22% | — | +0.27% | |
| 46 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.21% | -0.05% | +1.06% | |
| 47 | NVDA | Nvidia CORP | Stock-Tech | 0.21% | +0.01% | +6.68% | |
| 48 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.20% | +0.03% | +17.71% | |
| 49 | IXUS | Ishares Core Intl Stock ETF | ETF-Other | 0.19% | -0.01% | +1.28% | |
| 50 | IBDS | Ishrs Ibnds Dec 27 CORP ETF | ETF-Other | 0.19% | +0.15% | +396.47% |
1–50 of 132
Portfolio Performance
Performance for Q3 2026
+2.4%
Performance Last 4 Quarters
+17.9%
- Stdev
- +9.3%
- Beta
- +0.69
- Alpha
- +1.6%
- Max Drawdown
- -4.7%
- Annualized Perf
- +16%
- Batting Avg vs S&P
- +41.7%
- Sortino
- +3.2
- Stutzer
- +0.47
- Treynor
- +0.22
- Sterling
- +1.14
- Calmar
- +3.42
- Information Ratio
- -0.94
- Tracking Error
- +4.9%
- Stdev Down
- +4.8%
- Winning Months %
- +75%
- Losing Months %
- +25%
- Best 12 Months
- +25.8%
- Worst 12 Months
- +6%
- Efficiency Ratio
- +0.63
- Sharpe
- +1.65
- Stdev Sectors
- +7.6%
- Skewness
- -0.29
- Kurtosis
- -0.16
- Upside Potential
- +4.69
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q2 | 132 | $588.7M | 19 | ||
| 2026 Q1 | 124 | $501.2M | 14 | ||
| 2025 Q4 | 118 | $476.2M | 8 | ||
| 2025 Q3 | 107 | $450.4M | 27 | ||
| 2025 Q2 | 88 | $403.1M | 0 | ||
| 2025 Q1 | 86 | $353.4M | 0 | ||
| 2024 Q4 | 86 | $337.4M | 0 | ||
| 2024 Q3 | 89 | $329.4M | 0 | ||
| 2024 Q2 | 83 | $289.2M | 0 | ||
| 2024 Q1 | 73 | $259.0M | 0 | ||
| 2023 Q4 | 74 | $223.2M | 0 | ||
| 2023 Q3 | 66 | $193.3M | 0 | ||
| 2023 Q2 | 67 | $197.8M | 0 | ||
| 2023 Q1 | 72 | $192.4M | 0 | ||
| 2022 Q4 | 69 | $167.6M | 0 | ||
| 2022 Q3 | 58 | $142.7M | 0 | ||
| 2022 Q2 | 59 | $141.0M | 0 | ||
| 2022 Q1 | 60 | $145.0M | 0 | ||
| 2021 Q4 | 57 | $124.7M | 0 |
Holding changes this quarter
Aspen Wealth Management LLC's most significant position changes for 2026-06-30: New buy: Ishares Ibonds Dec 2029 Term (IBDU); New buy: Ishares Ibonds Dec 2030 CORP (IBDV); New buy: Isharesibondsdec2034tmcorp (IBDZ); New buy: Ishares Ibonds Dec 2032 Tc (IBDX); New buy: Ishares Ibonds Dec 2033 CORP (IBDY).
1–50 of 136
Filing History
FAQ
What is Aspen Wealth Management LLC and what type of investor is it?
Aspen Wealth Management LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-06-30), the firm manages a tracked equity portfolio valued at approximately $588.7M, spread across 132 disclosed positions.
What are Aspen Wealth Management LLC's largest equity positions?
Based on the latest 13F filing, Aspen Wealth Management LLC's top holdings by market value are:
1. Dimensional US Eq Mkt ETF (DFUS) — $67.8M (11.5%)
2. Dimensional International Co (DFIC) — $56.7M (9.6%)
3. Ishares Msci USA Quality Fac (QUAL) — $53.7M (9.1%)
4. Dimensional US Target Value (DFAT) — $40.9M (6.9%)
5. Jpmorgan Core Plus Bond ETF (JCPB) — $40.0M (6.8%)
What changes did Aspen Wealth Management LLC make in its most recent portfolio filing?
In the latest reported quarter, Aspen Wealth Management LLC made 122 notable position adjustments: 12 new positions were initiated, 67 existing holdings were added to, 39 positions were partially reduced, and 4 were completely exited. The largest of these moves: New buy: Ishares Ibonds Dec 2029 Term (IBDU); New buy: Ishares Ibonds Dec 2030 CORP (IBDV); New buy: Isharesibondsdec2034tmcorp (IBDZ); New buy: Ishares Ibonds Dec 2032 Tc (IBDX); New buy: Ishares Ibonds Dec 2033 CORP (IBDY)
What sectors does Aspen Wealth Management LLC focus on?
Aspen Wealth Management LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 24.0%
• Consumer Staples: 20.2%
• Energy: 17.1%
• Financials: 14.7%
• Health Care: 7.3%
• Industrials: 6.9%
Investment Profile
Aspen Wealth Management LLC returned an annualized 16.0% over the trailing 36 months — outperforming the S&P 500 by 1.6 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.69 (less volatile than the market) and a 42% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding.
Its turnover score has risen from 0 to 19 over the past 4 quarters — a shift toward more active trading.
It has added to its DFAT position over the past two quarters (+$9.6M, now $40.9M), while trimming IBMT over the same stretch (-$607.6K, still holding $502.4K).
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