13F GuideFiling Basics
What is SEC Form 13F? Ultimate Guide to Institutional Equity Filings
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
AlphaSMO Research GuideRead Guide
CIK: 0001541596
Total reported value
$372.0M
$372.0M
147 檔
13.8%
In Q3 2024, Aspen Investment Management Inc's U.S. equity holdings reached a combined market value of $372.0M, distributed across 147 disclosed stock positions.
Aspen Investment Management Inc executed strategic sector rebalancing during Q3 2024, establishing 7 new positions while fully exiting 8 holdings and trimming 12 positions.
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 8.95% | -0.47% | +2.16% | |
| 2 | RSP | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 4.83% | -0.04% | +12.64% | |
| 3 | IWM | Ishares Russell 2000 ETF | ETF-Small Cap | 3.63% | +0.40% | +18.94% | |
| 4 | MSFT | Microsoft CORP | Stock-Tech | 3.59% | -0.25% | -5.11% | |
| 5 | IGIB | Ishares 5-10y Inv Grade CORP | ETF-Corp Bonds | 2.94% | -0.25% | +2.48% | |
| 6 | IEFA | Ishares Core Msci Eafe ETF | ETF-Other | 2.87% | -0.09% | +0.98% | |
| 7 | IGSB | Ishares 1-5y Inv Grade CORP | ETF-Other | 2.11% | -0.21% | +4.55% | |
| 8 | AAPL | Apple Inc | Stock-Tech | 1.87% | +0.05% | -0.38% | |
| 9 | FPE | Ft-preferred Secur & Inc ETF | ETF-Other | 1.83% | -0.15% | +0.25% | |
| 10 | JPM | Jpmorgan Chase & Co | Stock-Financials | 1.79% | -0.04% | +0.27% | |
| 11 | WMT | Walmart Inc | Stock-Consumer Staples | 1.66% | -0.33% | +0.13% | |
| 12 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 1.54% | +0.16% | -0.16% | |
| 13 | FTSL | First Trust Senior Loan ETF | ETF-Other | 1.49% | -0.13% | -1.12% | |
| 14 | SPYG | Ss Spdr P S&p 500 Growth ETF | ETF-Large Cap & Growth | 1.48% | — | +2.70% | |
| 15 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 1.39% | +0.07% | +0.87% | |
| 16 | GS | Goldman Sachs Group Inc | Stock-Financials | 1.39% | +0.08% | +0.03% | |
| 17 | VNQ | Vanguard Real Estate ETF | ETF-Other | 1.39% | +0.24% | +33.72% | |
| 18 | BSCR | Invesco Bulletshares 2027 Cb | ETF-Other | 1.35% | -0.14% | +0.88% | |
| 19 | FICO | Fair Isaac CORP | Stock-Tech | 1.30% | -0.01% | -2.39% | |
| 20 | GLD | Spdr Gold Shares | ETF-Commodities | 1.27% | -0.29% | +0.22% | |
| 21 | HD | Home Depot Inc | Stock-Consumer Disc | 1.18% | -0.05% | -0.14% | |
| 22 | HYS | Pimco 0-5 Year H/y CORP Bond | ETF-Corp Bonds | 1.18% | -0.09% | -1.68% | |
| 23 | PEP | Pepsico Inc | Stock-Consumer Staples | 1.11% | -0.18% | -0.18% | |
| 24 | CSX | Csx CORP | Stock-Industrials | 0.99% | +0.01% | — | |
| 25 | TT | Trane Technologies plc | Stock-Industrials | 0.96% | +0.03% | -0.36% | |
| 26 | ICE | Intercontinental Exchange In | Stock-Financials | 0.94% | -0.20% | -0.02% | |
| 27 | DES | Wisdomtree US Smallcap Divid | ETF-Other | 0.94% | — | -1.85% | |
| 28 | BSCS | Invesco Bulletshares 2028 Cb | ETF-Other | 0.93% | -0.12% | +1.60% | |
| 29 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.92% | -0.10% | -0.34% | |
| 30 | SCHA | Schwab US Small-cap ETF | ETF-Other | 0.92% | +0.06% | +3.89% | |
| 31 | V | Visa Inc-class A Shares | Stock-Financials | 0.91% | +0.01% | +1.52% | |
| 32 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.89% | +0.17% | -22.70% | |
| 33 | BSCQ | Invesco Bulletshares 2026 Cb | ETF-Other | 0.85% | -0.36% | +0.76% | |
| 34 | AMGN | Amgen Inc | Stock-Healthcare | 0.83% | -0.09% | +0.34% | |
| 35 | XLI | Ss Industrial Select Sector | ETF-Other | 0.81% | -0.01% | — | |
| 36 | WM | Waste Management Inc | Stock-Industrials | 0.81% | -0.13% | -0.31% | |
| 37 | BSCP | Invesco Bulletshares 2025 Cb | ETF-Other | 0.77% | — | -5.67% | |
| 38 | XOM | Exxon Mobil CORP | Stock-Energy | 0.77% | -0.23% | -0.83% | |
| 39 | SCHX | Schwab US Large-cap ETF | ETF-Other | 0.77% | +0.04% | +0.79% | |
| 40 | XLU | St Sr Utl Sl Se Spdr Etf-usd | ETF-Other | 0.76% | -0.10% | +3.07% | |
| 41 | ITW | Illinois Tool Works | Stock-Industrials | 0.76% | -0.04% | -0.42% | |
| 42 | SYK | Stryker CORP | Stock-Healthcare | 0.76% | -0.12% | +2.85% | |
| 43 | HBAN | Huntington Bancshares Inc | Stock-Financials | 0.75% | — | +3.19% | |
| 44 | SCHF | Schwab Intl Equity ETF | ETF-Other | 0.75% | -0.02% | -0.41% | |
| 45 | VO | Vanguard Mid-cap ETF | ETF-Other | 0.71% | -0.02% | -3.16% | |
| 46 | CVX | Chevron CORP | Stock-Energy | 0.70% | -0.24% | -0.54% | |
| 47 | ADP | Automatic Data Processing | Stock-Tech | 0.67% | -0.02% | — | |
| 48 | BAC | Bank Of America CORP | Stock-Financials | 0.64% | — | -1.64% | |
| 49 | MDY | State Street Spdr S&p Midcap | ETF-Other | 0.61% | — | +59.86% | |
| 50 | IBM | Intl Business Machines CORP | Stock-Tech | 0.60% | — | +0.21% |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | IWM | Ishares Russell 2000 ETF | +0.6% | +18.94% | Add |
| 2 | RSP | Invesco S&p 500 Equal Weight | +0.6% | +12.64% | Add |
| 3 | VNQ | Vanguard Real Estate ETF | +0.4% | +33.72% | Add |
| 4 | HPQ | Hp Inc | +0.3% | NEW | New buy |
| 5 | GNRC | Generac Holdings Inc | +0.3% | NEW | New buy |
| 6 | CB | Chubb Limited | +0.2% | NEW | New buy |
| 7 | MDY | State Street Spdr S&p Midcap | +0.2% | +59.86% | Add |
| 8 | FICO | Fair Isaac CORP | +0.2% | -2.39% | Trim |
| 9 | XLY | Ss Consumer Disc Select Sect | +0.2% | NEW | New buy |
| 10 | WMT | Walmart Inc | +0.2% | +0.13% | Add |
| 11 | PHM | Pultegroup Inc | +0.2% | NEW | New buy |
| 12 | XLP | Ss Consumer Staples Sel Sect | +0.1% | NEW | New buy |
| 13 | BLD | Topbuild CORP | +0.1% | NEW | New buy |
| 14 | HD | Home Depot Inc | +0.1% | -0.14% | Trim |
| 15 | IBM | Intl Business Machines CORP | +0.1% | +0.21% | Add |
| 16 | PYPL | Paypal Holdings Inc | +0.1% | — | Unchanged |
| 17 | TT | Trane Technologies plc | +0.1% | -0.36% | Trim |
| 18 | XLU | St Sr Utl Sl Se Spdr Etf-usd | +0.1% | +3.07% | Add |
| 19 | ICE | Intercontinental Exchange In | +0.1% | -0.02% | Trim |
| 20 | LMT | Lockheed Martin CORP | +0.1% | — | Unchanged |
| 21 | GLD | Spdr Gold Shares | +0.1% | +0.22% | Add |
| 22 | IRM | Iron Mountain Inc | +0.1% | +23.77% | Add |
| 23 | SPY | Ss Spdr S&p 500 ETF Trust-us | +0.1% | +2.16% | Add |
| 24 | NEE | Nextera Energy Inc | +0.1% | -0.37% | Trim |
| 25 | AAPL | Apple Inc | +0.1% | -0.38% | Trim |
| 26 | SCHA | Schwab US Small-cap ETF | +0.1% | +3.89% | Add |
| 27 | HBAN | Huntington Bancshares Inc | +0.1% | +3.19% | Add |
| 28 | ADP | Automatic Data Processing | +0.1% | — | Unchanged |
| 29 | CAT | Caterpillar Inc | +0.1% | +0.07% | Add |
| 30 | IEFA | Ishares Core Msci Eafe ETF | 0% | +0.98% | Add |
| 31 | GS | Goldman Sachs Group Inc | 0% | +0.03% | Add |
| 32 | JNJ | Johnson & Johnson | 0% | -0.34% | Trim |
| 33 | XLI | Ss Industrial Select Sector | 0% | — | Unchanged |
| 34 | IGIB | Ishares 5-10y Inv Grade CORP | 0% | +2.48% | Add |
| 35 | IGSB | Ishares 1-5y Inv Grade CORP | 0% | +4.55% | Add |
| 36 | SPYG | Ss Spdr P S&p 500 Growth ETF | 0% | +2.70% | Add |
| 37 | C | Citigroup Inc | -0.1% | EXIT | Sold out |
| 38 | RSG | Republic Services Inc | -0.1% | EXIT | Sold out |
| 39 | MCK | Mckesson CORP | -0.1% | EXIT | Sold out |
| 40 | META | Meta Platforms Inc-class A | -0.1% | -30.32% | Trim |
| 41 | PINS | Pinterest Inc- Class A | -0.2% | EXIT | Sold out |
| 42 | EW | Edwards Lifesciences CORP | -0.2% | — | Unchanged |
| 43 | ALLY | Ally Financial Inc | -0.2% | EXIT | Sold out |
| 44 | OC | Owens Corning | -0.3% | EXIT | Sold out |
| 45 | ONTO | Onto Innovation Inc | -0.3% | -61.50% | Trim |
| 46 | SCHW | Schwab (charles) CORP | -0.4% | -33.32% | Trim |
| 47 | QCOM | Qualcomm Inc | -0.4% | EXIT | Sold out |
| 48 | GOOGL | Alphabet Inc-cl A | -0.5% | -22.70% | Trim |
| 49 | CRWD | Crowdstrike Holdings Inc - A | -0.6% | EXIT | Sold out |
| 50 | MSFT | Microsoft CORP | -0.6% | -5.11% | Trim |
According to official SEC Form 13F filings, Aspen Investment Management Inc reported a total U.S. public equity portfolio value of $372.0M across 147 disclosed positions in Q3 2024.
Expert Analysis & Guides for Tracking Wall Street Smart Money Movements
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
In terms of portfolio concentration, the top 5 core holdings (including SPY, RSP, IWM) accounted for 13.8% of total reported equity market value during Q3 2024.
Top New Position Initiated
HPQ
市值: $658.0K
Top Position Liquidated / Trimmed
CRWD
前期市值: $1.2M
During Q3 2024, Aspen Investment Management Inc's top holdings by market value included SPY (8.9%)、RSP (4.8%)、IWM (3.6%). The largest single position, SPY, represented 8.9% of total portfolio value.
In Q3 2024, Aspen Investment Management Inc made 45 total portfolio adjustments, initiating 7 new buys, adding to 18 positions, trimming 12 holdings, and fully liquidating 8 stocks.
All holding records on this page are fetched directly from the U.S. Securities and Exchange Commission (SEC) EDGAR system (Form 13F-HR). AlphaSMO parses CUSIP identifiers and formats data into Schema.org-compliant datasets.
Understand SEC Form 4 insider disclosures for corporate officers, directors, and 10% owners to track executive transactions.
Understand Rule 144 restricted stock sale notices to spot planned insider liquidations before market sell pressure arrives.
Explore the 5% beneficial ownership threshold, 13D vs 13G filing differences, and recent SEC accelerated deadline rules.
Best practices for analyzing 13F quarterly changes without getting misled by stock splits, options, or market valuation drift.
Learn how AlphaSMO's flagship signal detects high-conviction stocks where 13F hedge funds and corporate insiders buy at the same time.