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ASL Financial, LLC 13F Holdings (Q3 2026) — Stock Portfolio & Buys
ASL Financial, LLCCIK: 0002105933
Diversified strategyMomentum followerSector-focused
Total reported value
$146.2M
Reporting period: 2026-09-30 · Number of holdings: 98
ASL Financial, LLC disclosed 98 holdings in its latest 13F filing for the period ending 2026-09-30, with total reported value of $146.2M and a quarterly turnover rate of 12.7%.
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Personality snowflake
- Concentration
- 16.12
- Portfolio Stability
- 12.71
- Momentum
- 100
- Sector conviction
- 87.41
- Diversification
- 100
- Sizing Uniformity
- 82.74
ASL Financial, LLC's disclosed holdings carry a Herfindahl concentration index of 0.040 — mathematically equivalent to about 25 equally-sized positions, well below its 98 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.73), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 16% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govTrim VTI
-13.2% -$1.4M
Add IVV
+11.7% $2.1M
Add IUSB
+41.4% $1.4M
Trim IJH
-2.7% -$880.8K
Trim USFR
-68.4% -$664.4K
Add IVE
+58.7% $619.7K
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 11.33% | +1.11% | +11.73% | |
| 2 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 7.88% | -0.10% | -0.38% | |
| 3 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 6.67% | -1.16% | -13.25% | |
| 4 | IJH | Ishares Core S&p Midcap ETF | ETF-Other | 5.94% | -0.79% | -2.70% | |
| 5 | VEU | Vanguard Ftse All-world Ex-u | ETF-Other | 5.81% | -0.33% | -1.56% | |
| 6 | AAPL | Apple Inc | Stock-Tech | 4.13% | +0.40% | -0.59% | |
| 7 | IUSB | Ishr Cr Unvrse Usd Bd Etf-ui | ETF-Other | 3.58% | +0.85% | +41.44% | |
| 8 | SPIB | Ss Spdr P Int C CORP ETF | ETF-Other | 2.85% | -0.11% | +2.57% | |
| 9 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 2.68% | -0.37% | -1.15% | |
| 10 | IYY | Ishares Dow Jones U.s. ETF | ETF-Other | 2.60% | — | +1.19% | |
| 11 | IWM | Ishares Russell 2000 ETF | ETF-Small Cap | 2.32% | -0.29% | -0.70% | |
| 12 | ICLO | Invesco Aaa Clo F/r Note ETF | ETF-Other | 2.31% | +0.10% | +7.35% | |
| 13 | EFA | Ishares Msci Eafe ETF | ETF-Other | 2.11% | -0.05% | +0.47% | |
| 14 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 1.96% | -0.14% | -3.19% | |
| 15 | IAU | Ishares Gold Trust | ETF-Commodities | 1.77% | -0.16% | -8.48% | |
| 16 | RSP | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 1.69% | +0.02% | +6.50% | |
| 17 | MSFT | Microsoft CORP | Stock-Tech | 1.36% | +0.33% | -0.97% | |
| 18 | DYNF | Ishrs US E F R A Etf-usd Inc | ETF-Other | 1.25% | +0.39% | +47.13% | |
| 19 | QUAL | Ishares Msci USA Quality Fac | ETF-Other | 1.15% | -0.01% | +0.85% | |
| 20 | IVE | Ishares S&p 500 Value ETF | ETF-Large Cap & Growth | 1.14% | +0.41% | +58.66% | |
| 21 | IVW | Ishares S&p 500 Growth ETF | ETF-Large Cap & Growth | 1.12% | +0.40% | +55.42% | |
| 22 | IWB | Ishares Russell 1000 ETF | ETF-Other | 1.04% | -0.01% | — | |
| 23 | IEMG | Ishares Core Msci Emerging | ETF-Emerging Markets | 0.98% | +0.18% | +28.79% | |
| 24 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.98% | -0.07% | — | |
| 25 | IWF | Ishares Russell 1000 Growth | ETF-Other | 0.94% | -0.03% | -1.06% | |
| 26 | EFV | Ishares Msci Eafe Value ETF | ETF-Other | 0.91% | +0.08% | +9.84% | |
| 27 | CVX | Chevron CORP | Stock-Energy | 0.90% | +0.15% | — | |
| 28 | MBB | Ishares Mbs ETF | ETF-Other | 0.82% | +0.14% | +30.60% | |
| 29 | EFG | Ishares Msci Eafe Growth ETF | ETF-Other | 0.69% | +0.14% | +34.76% | |
| 30 | IYW | Ishares Ustechnology ETF | ETF-Tech | 0.62% | +0.01% | — | |
| 31 | AMGN | Amgen Inc | Stock-Healthcare | 0.62% | +0.07% | — | |
| 32 | DVY | Ishares Select Dividend ETF | ETF-Other | 0.61% | -0.01% | +3.26% | |
| 33 | NOBL | Proshares S&p 500 Dividend A | ETF-Large Cap & Growth | 0.59% | -0.05% | — | |
| 34 | AMD | Advanced Micro Devices | Stock-Tech | 0.59% | +0.01% | — | |
| 35 | TLH | Ishares 10-20 Year Treasury | ETF-Gov Bonds | 0.59% | +0.12% | +39.10% | |
| 36 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.58% | -0.04% | — | |
| 37 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.51% | +0.01% | — | |
| 38 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.51% | -0.03% | — | |
| 39 | IWV | Ishares Russell 3000 ETF | ETF-Other | 0.51% | -0.01% | — | |
| 40 | VTV | Vanguard Value ETF | ETF-Other | 0.50% | +0.06% | +17.93% | |
| 41 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.50% | -0.01% | — | |
| 42 | DGRO | Ishares Core Dividend Growth | ETF-Other | 0.49% | +0.01% | +7.13% | |
| 43 | NVDA | Nvidia CORP | Stock-Tech | 0.48% | +0.05% | — | |
| 44 | SUSA | Ishares Esg Optimized Msci U | ETF-Other | 0.47% | -0.01% | — | |
| 45 | ABBV | Abbvie Inc | Stock-Healthcare | 0.46% | — | — | |
| 46 | BAI | Ishrs Ai In And Tech Act ETF | ETF-Tech | 0.46% | +0.15% | +70.91% | |
| 47 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 0.46% | -0.07% | -12.50% | |
| 48 | BINC | Ishares Flex I A Etf-usd Inc | ETF-Other | 0.44% | +0.02% | +13.04% | |
| 49 | MTUM | Ishares Msci USA Momentum Fa | ETF-Other | 0.44% | +0.10% | +43.23% | |
| 50 | GOVT | Ishares US Treasury Bond ETF | ETF-Gov Bonds | 0.39% | +0.23% | +157.36% |
1–50 of 98
Portfolio Performance
Performance for Q4 2026
+1.5%
Performance Last 4 Quarters
+7.8%
- Stdev
- +12.8%
- Beta
- +0.79
- Alpha
- -3.4%
- Max Drawdown
- -1.4%
- Annualized Perf
- +11.9%
- Batting Avg vs S&P
- +25%
- Sortino
- +1.95
- Stutzer
- +0.29
- Treynor
- +0.15
- Sterling
- —
- Calmar
- +8.7
- Information Ratio
- -1.89
- Tracking Error
- +4%
- Stdev Down
- +6.1%
- Winning Months %
- +50%
- Losing Months %
- +50%
- Best 12 Months
- —
- Worst 12 Months
- —
- Efficiency Ratio
- +0.37
- Sharpe
- +0.94
- Stdev Sectors
- +14.4%
- Skewness
- +0.29
- Kurtosis
- -0.3
- Upside Potential
- +3.53
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
💡
Data Source Notice: AlphaSMO is the web's most authoritative 13F / Inside Trader database. Institutional holdings and insider trades presented here are precisely computed to deliver accurate portfolio reporting.
Holding changes this quarter
ASL Financial, LLC's most significant position changes for 2026-09-30: Sold out: Oracle CORP (ORCL); New buy: ; Sold out: Exxon Mobil CORP (XOM); Sold out: Ishares 3-7 Year Treasury Bo (IEI); Sold out: Caterpillar Inc (CAT).
1–50 of 103
Filing History
FAQ
What is ASL Financial, LLC and what type of investor is it?
ASL Financial, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-09-30), the firm manages a tracked equity portfolio valued at approximately $146.2M, spread across 98 disclosed positions.
What are ASL Financial, LLC's largest equity positions?
Based on the latest 13F filing, ASL Financial, LLC's top holdings by market value are:
1. Ishares Core S&p 500 ETF (IVV) — $16.6M (11.3%)
2. Ss Spdr S&p 500 ETF Trust-us (SPY) — $11.5M (7.9%)
3. Vanguard Total Stock Mkt ETF (VTI) — $9.8M (6.7%)
4. Ishares Core S&p Midcap ETF (IJH) — $8.7M (5.9%)
5. Vanguard Ftse All-world Ex-u (VEU) — $8.5M (5.8%)
What changes did ASL Financial, LLC make in its most recent portfolio filing?
In the latest reported quarter, ASL Financial, LLC made 58 notable position adjustments: 4 new positions were initiated, 27 existing holdings were added to, 22 positions were partially reduced, and 5 were completely exited. The largest of these moves: Sold out: Oracle CORP (ORCL); New buy: ; Sold out: Exxon Mobil CORP (XOM); Sold out: Ishares 3-7 Year Treasury Bo (IEI); Sold out: Caterpillar Inc (CAT)
What sectors does ASL Financial, LLC focus on?
ASL Financial, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 48.8%
• Health Care: 17.6%
• Communication Services: 7.8%
• Consumer Discretionary: 7.7%
• Financials: 6.6%
• Energy: 5.7%
Investment Profile
ASL Financial, LLC returned an annualized 11.9% over the trailing 8 months — underperforming the S&P 500 by 3.4 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.79 (less volatile than the market) and a 25% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding, with 48.8% of the portfolio concentrated in Information Technology.
It has added to its IVV position over the past two quarters (+$3.9M, now $16.6M), while trimming USFR over the same stretch (-$669.2K, still holding $306.6K).
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Developer Access
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