CIK: 0001454759
Total reported value
$28.6M
Reporting period: 2023-09-30 · Number of holdings: 27
APPLETON GROUP, LLC disclosed 27 holdings in its latest 13F filing for the period ending 2023-09-30, with total reported value of $28.6M and a quarterly turnover rate of 0.0%.
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Appleton Group, LLC's disclosed holdings carry a Herfindahl concentration index of 0.308 — mathematically equivalent to about 3 equally-sized positions, well below its 27 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.76), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 12% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
No holding changes this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SCHD | Schwab US Dvd Equity ETF | ETF-Other | 54.37% | — | +1790.14% | |
| 2 | SCHZ | Schwab US Aggregate Bond ETF | ETF-Other | 6.76% | — | -3.44% | |
| 3 | IJH | Ishares Core S&p Midcap ETF | ETF-Other | 3.69% | — | -88.71% | |
| 4 | IWD | Ishares Russell 1000 Value E | ETF-Other | 3.40% | — | +4.30% | |
| 5 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 3.38% | — | +4.29% | |
| 6 | SCHG | Schwab US Large-cap Growth | ETF-Other | 2.94% | — | -95.77% | |
| 7 | IWN | Ishares Russell 2000 Value E | ETF-Small Cap | 2.29% | — | +4.85% | |
| 8 | SCHA | Schwab US Small-cap ETF | ETF-Other | 2.09% | — | -94.39% | |
| 9 | SDS | ProShares UltraShort S&P500 | Stock-Other | 1.66% | — | — | |
| 10 | MPC | Marathon Petroleum CORP | Stock-Energy | 1.59% | — | — | |
| 11 | TWMUSD | Proshares Ultrashort R2000 | ETF-Other | 1.36% | — | — | |
| 12 | ETN | Eaton Corporation plc | Stock-Industrials | 1.36% | — | -24.93% | |
| 13 | META | Meta Platforms Inc-class A | Stock-Comm Services | 1.25% | — | -53.32% | |
| 14 | HQY | Healthequity INC | Stock-Healthcare | 1.24% | — | — | |
| 15 | TJX | Tjx Companies INC | Stock-Consumer Disc | 1.24% | — | — | |
| 16 | SPLKCHF | Splunk INC | Stock-Other | 1.16% | — | — | |
| 17 | STX | Seagate Technology Holdings plc | Stock-Tech | 1.03% | — | — | |
| 18 | DSI | Ishares Esg Msci Kld 400 ETF | ETF-Other | 1.00% | — | — | |
| 19 | OLED | Universal Display CORP | Stock-Tech | 1.00% | — | — | |
| 20 | WLY | Wiley (john) & Sons-class A | Stock-Other | 0.98% | — | — | |
| 21 | GRMN | Garmin Ltd. | Stock-Tech | 0.95% | — | -3.25% | |
| 22 | CVS | Cvs Health CORP | Stock-Healthcare | 0.94% | — | +7.10% | |
| 23 | SCSC | Scansource INC | Stock-Other | 0.93% | — | — | |
| 24 | SO | Southern Co/the | Stock-Utilities | 0.88% | — | — | |
| 25 | PATH | Uipath INC - Class A | Stock-Tech | 0.88% | — | — | |
| 26 | XLE | Ss Energy Select Sector | ETF-Other | 0.86% | — | — | |
| 27 | NIC | Nicolet Bankshares INC | Stock-Other | 0.78% | — | -24.97% |
Performance for Q3 2026
+4.6%
Performance Last 4 Quarters
+19.9%
Based on 85% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2023-09-30 | 27 | $28.6M | 0 | |
| 2023-06-30 | 37 | $71.6M | 0 | |
| 2023-03-31 | 32 | $51.3M | 0 | |
| 2022-12-31 | 42 | $68.2M | 0 | |
| 2022-09-30 | 22 | $35.0M | 0 | |
| 2022-06-30 | 26 | $17.2M | 0 | |
| 2022-03-31 | 43 | $71.8M | 0 | |
| 2021-12-31 | 51 | $99.7M | 0 | |
| 2021-09-30 | 42 | $116.2M | 0 | |
| 2021-06-30 | 51 | $130.3M | 74 | |
| 2021-03-31 | 43 | $76.5M | 67 | |
| 2020-12-31 | 33 | $102.5M | 51 | |
| 2020-09-30 | 29 | $63.9M | 49 | |
| 2020-06-30 | 30 | $83.1M | 100 | |
| 2020-03-31 | 15 | $19.8M | 100 | |
| 2019-12-31 | 33 | $78.8M | 30 | |
| 2019-09-30 | 29 | $86.1M | 23 | |
| 2019-06-30 | 29 | $89.6M | 27 | |
| 2019-03-31 | 32 | $103.8M | 100 | |
| 2018-12-31 | 1 | — | 100 | |
| 2018-09-30 | 30 | $94.4M | 28 | |
| 2018-06-30 | 26 | $76.1M | 70 | |
| 2018-03-31 | 29 | $87.0M | 27 | |
| 2017-12-31 | 36 | $100.8M | 10 | |
| 2017-09-30 | 32 | $93.1M | 5 | |
| 2017-06-30 | 30 | $88.5M | 6 | |
| 2017-03-31 | 33 | $86.6M | 21 | |
| 2016-12-31 | 28 | $75.7M | 58 | |
| 2016-09-30 | 29 | $82.9M | 52 | |
| 2016-06-30 | 22 | $60.0M | 70 | |
| 2016-03-31 | 19 | $84.2M | 73 | |
| 2015-12-31 | 16 | $76.8M | 100 | |
| 2015-09-30 | 16 | $34.2M | 100 | |
| 2015-06-30 | 25 | $87.9M | 15 | |
| 2015-03-31 | 24 | $94.0M | 19 | |
| 2014-12-31 | 21 | $82.6M | 46 | |
| 2014-09-30 | 25 | $79.2M | 18 | |
| 2014-06-30 | 26 | $90.1M | 19 | |
| 2014-03-31 | 25 | $81.5M | 13 | |
| 2013-12-31 | 16 | $75.8M | 19 | |
| 2013-09-30 | 12 | $73.0M | 44 | |
| 2013-06-30 | 10 | $51.8M | 0 |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2023-09-30 | 2023-11-08 | 13F-HR | View on EDGAR |
| 2023-06-30 | 2023-08-03 | 13F-HR | View on EDGAR |
| 2023-03-31 | 2023-05-09 | 13F-HR | View on EDGAR |
| 2022-12-31 | 2023-02-02 | 13F-HR | View on EDGAR |
| 2022-09-30 | 2022-11-08 | 13F-HR | View on EDGAR |
| 2022-06-30 | 2022-07-27 | 13F-HR | View on EDGAR |
| 2022-03-31 | 2022-05-03 | 13F-HR | View on EDGAR |
| 2021-12-31 | 2022-02-09 | 13F-HR | View on EDGAR |
| 2021-09-30 | 2021-11-15 | 13F-HR | View on EDGAR |
| 2021-06-30 | 2021-08-05 | 13F-HR | View on EDGAR |
| 2021-03-31 | 2021-05-07 | 13F-HR | View on EDGAR |
| 2020-12-31 | 2021-02-05 | 13F-HR | View on EDGAR |
| 2020-09-30 | 2020-11-02 | 13F-HR | View on EDGAR |
| 2020-06-30 | 2020-07-29 | 13F-HR | View on EDGAR |
| 2020-03-31 | 2020-05-06 | 13F-HR | View on EDGAR |
| 2019-12-31 | 2020-01-22 | 13F-HR | View on EDGAR |
| 2019-09-30 | 2019-10-16 | 13F-HR | View on EDGAR |
| 2019-06-30 | 2019-08-07 | 13F-HR | View on EDGAR |
| 2019-03-31 | 2019-04-26 | 13F-HR | View on EDGAR |
| 2018-12-31 | 2019-02-14 | 13F-HR | View on EDGAR |
| 2018-09-30 | 2018-11-13 | 13F-HR | View on EDGAR |
| 2018-06-30 | 2018-08-01 | 13F-HR | View on EDGAR |
| 2018-03-31 | 2018-05-02 | 13F-HR | View on EDGAR |
| 2017-12-31 | 2018-01-22 | 13F-HR | View on EDGAR |
| 2017-09-30 | 2017-11-03 | 13F-HR | View on EDGAR |
| 2017-06-30 | 2017-08-02 | 13F-HR | View on EDGAR |
| 2017-03-31 | 2017-05-04 | 13F-HR | View on EDGAR |
| 2016-12-31 | 2017-02-01 | 13F-HR | View on EDGAR |
| 2016-09-30 | 2016-11-09 | 13F-HR | View on EDGAR |
| 2016-06-30 | 2016-08-10 | 13F-HR | View on EDGAR |
| 2016-03-31 | 2016-05-04 | 13F-HR | View on EDGAR |
| 2015-12-31 | 2016-02-09 | 13F-HR | View on EDGAR |
| 2015-09-30 | 2015-11-10 | 13F-HR | View on EDGAR |
| 2015-06-30 | 2015-08-05 | 13F-HR | View on EDGAR |
| 2015-03-31 | 2015-05-06 | 13F-HR | View on EDGAR |
| 2014-12-31 | 2015-02-10 | 13F-HR | View on EDGAR |
| 2014-09-30 | 2014-11-04 | 13F-HR | View on EDGAR |
| 2014-06-30 | 2014-08-06 | 13F-HR | View on EDGAR |
| 2014-03-31 | 2014-05-13 | 13F-HR | View on EDGAR |
| 2013-12-31 | 2014-02-05 | 13F-HR | View on EDGAR |
| 2013-09-30 | 2013-11-06 | 13F-HR | View on EDGAR |
| 2013-06-30 | 2013-08-13 | 13F-HR | View on EDGAR |
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