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Ancora Inverness, LLC Historical SEC 13F Holdings & Archive (Q3 2016)
Ancora Inverness, LLCCIK: 0001657660
Diversified strategyMomentum followerQuality / disciplined sizing
Total reported value
$293.4M
Reporting period: 2016-09-30 · Number of holdings: 213
Ancora Inverness, LLC disclosed 213 holdings in its latest 13F filing for the period ending 2016-09-30, with total reported value of $293.4M and a quarterly turnover rate of 17.8%.
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Personality snowflake
- Concentration
- 5.42
- Portfolio Stability
- 17.83
- Momentum
- 100
- Sector conviction
- 41.53
- Diversification
- 100
- Sizing Uniformity
- 86.23
Ancora Inverness, LLC's disclosed holdings carry a Herfindahl concentration index of 0.014 — mathematically equivalent to about 74 equally-sized positions, well below its 213 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.38), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 41% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govTrim SJM
-11.7% -$4.1M
Add AAPL
+13.8% $2.2M
Add WY
+106.9% $1.4M
Trim CVX
-6.0% -$506.0K
Trim WELL
-12.5% -$544.0K
Trim PEO
-15.6% -$370.0K
Holdings Map
New buyAddUnchangedTrim
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Data Source Notice: AlphaSMO is the web's most authoritative 13F / Inside Trader database. Institutional holdings and insider trades presented here are precisely computed to deliver accurate portfolio reporting.
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 213 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SJM | Jm Smucker Co/the | Stock-Consumer Staples | 5.08% | -2.11% | -11.75% | |
| 2 | SCHZ | Schwab US Aggregate Bond ETF | ETF-Other | 4.87% | -0.04% | +10.49% | |
| 3 | AAPL | Apple Inc | Stock-Tech | 2.90% | +0.50% | +13.78% | |
| 4 | XOM | Exxon Mobil CORP | Stock-Energy | 2.21% | — | +6.22% | |
| 5 | SCHX | Schwab US Large-cap ETF | ETF-Other | 2.09% | +0.08% | +11.27% | |
| 6 | CVX | Chevron CORP | Stock-Energy | 2.06% | -0.42% | -6.03% | |
| 7 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 1.96% | -0.02% | +3.47% | |
| 8 | JNJ | Johnson & Johnson | Stock-Healthcare | 1.82% | — | +6.51% | |
| 9 | PEP | Pepsico Inc | Stock-Consumer Staples | 1.71% | — | +0.34% | |
| 10 | AXP | American Express Company | Stock-Financials | 1.68% | — | +2.55% | |
| 11 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 1.56% | — | +3.28% | |
| 12 | SCHF | Schwab Intl Equity ETF | ETF-Other | 1.49% | -0.03% | +2.58% | |
| 13 | ETN | Eaton Corporation plc | Stock-Industrials | 1.40% | +0.01% | +1.47% | |
| 14 | UTXZ | United Tech CORP | Stock-Other | 1.37% | — | +2.10% | |
| 15 | ARCC | Ares Capital CORP | Stock-Financials | 1.35% | +0.13% | +12.50% | |
| 16 | UNP | Union Pacific CORP | Stock-Industrials | 1.34% | +0.01% | +0.28% | |
| 17 | MA | Mastercard Inc - A | Stock-Financials | 1.33% | +0.10% | +4.11% | |
| 18 | ORCL | Oracle CORP | Stock-Tech | 1.28% | — | +1.70% | |
| 19 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 1.24% | +0.13% | +10.06% | |
| 20 | T | At&t Inc | Stock-Comm Services | 1.21% | — | +1.11% | |
| 21 | MMM | 3m Co | Stock-Industrials | 1.20% | — | +5.17% | |
| 22 | BKNG | Booking Holdings Inc. | Stock-Consumer Disc | 1.19% | +0.04% | -1.94% | |
| 23 | WELL | Welltower Inc | Stock-Real Estate | 1.13% | -0.33% | -12.46% | |
| 24 | WFC | Wells Fargo & Co | Stock-Financials | 0.99% | +0.05% | +24.86% | |
| 25 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 0.96% | — | +7.04% | |
| 26 | ZTS | Zoetis Inc | Stock-Healthcare | 0.94% | +0.07% | +9.80% | |
| 27 | SLB | Slb LTD | Stock-Energy | 0.93% | — | -7.37% | |
| 28 | EPD | Enterprise Products Partners | Stock-Energy | 0.93% | — | +0.88% | |
| 29 | WY | Weyerhaeuser Co | Stock-Real Estate | 0.90% | +0.45% | +106.85% | |
| 30 | DEO | Diageo Plc-sponsored Adr | Stock-Consumer Staples | 0.89% | +0.05% | +14.10% | |
| 31 | HON | Honeywell International Inc | Stock-Industrials | 0.88% | +0.06% | +19.07% | |
| 32 | MSFT | Microsoft CORP | Stock-Tech | 0.87% | +0.14% | +18.16% | |
| 33 | VCSH | Vanguard S/t CORP Bond ETF | ETF-Corp Bonds | 0.86% | +0.14% | +31.71% | |
| 34 | DIS | Walt Disney Co/the | Stock-Comm Services | 0.86% | — | +9.22% | |
| 35 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.83% | +0.16% | +21.54% | |
| 36 | PSX | Phillips 66 | Stock-Energy | 0.81% | — | +0.58% | |
| 37 | CVS | Cvs Health CORP | Stock-Healthcare | 0.81% | +0.09% | +33.34% | |
| 38 | UNH | Unitedhealth Group Inc | Stock-Healthcare | 0.81% | — | +0.45% | |
| 39 | QCOM | Qualcomm Inc | Stock-Tech | 0.78% | — | -12.95% | |
| 40 | TWXCHF | Time Warner Inc | Stock-Other | 0.73% | +0.09% | +18.12% | |
| 41 | CSX | Csx CORP | Stock-Industrials | 0.73% | +0.03% | -0.97% | |
| 42 | HRSEUR | L3harris Technologies Inc | Stock-Other | 0.73% | +0.20% | +38.22% | |
| 43 | BXUSD | Blackstone Group Lp/the | Stock-Other | 0.70% | — | +6.06% | |
| 44 | NDSN | Nordson CORP | Stock-Industrials | 0.69% | +0.69% | NEW | |
| 45 | CERNCHF | Cerner CORP | Stock-Other | 0.68% | — | +2.00% | |
| 46 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.66% | +0.16% | +24.76% | |
| 47 | 9990302D | Apache CORP | Stock-Other | 0.65% | — | -14.90% | |
| 48 | PEO | Adams Natural Resources Fund | Stock-Other | 0.64% | -0.22% | -15.60% | |
| 49 | FEX | First Trust Large Cap Core A | ETF-Large Cap & Growth | 0.63% | — | +5.07% | |
| 50 | VZ | Verizon Communications Inc | Stock-Comm Services | 0.63% | — | -1.56% |
1–50 of 200
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
Ancora Inverness, LLC's most significant position changes for 2016-09-30: New buy: Nordson CORP (NDSN); New buy: Equifax Inc (EFX); Sold out: Weyerhaeuser Co (WY 6.375 07-01-16 A); New buy: Medtronic plc (MDT); New buy: Ishares Core High Dividend E (HDV).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | AAPL | Apple Inc | +0.5% | +13.78% | Add |
| 2 | WY | Weyerhaeuser Co | +0.5% | +106.85% | Add |
| 3 | HRSEUR | L3harris Technologies Inc | +0.2% | +38.22% | Add |
| 4 | GOOGL | Alphabet Inc-cl A | +0.2% | +21.54% | Add |
| 5 | AMZN | Amazon.com Inc | +0.2% | +24.76% | Add |
| 6 | MSFT | Microsoft CORP | +0.1% | +18.16% | Add |
| 7 | VCSH | Vanguard S/t CORP Bond ETF | +0.1% | +31.71% | Add |
| 8 | JPM | Jpmorgan Chase & Co | +0.1% | +41.40% | Add |
| 9 | COST | Costco Wholesale CORP | +0.1% | +76.45% | Add |
| 10 | NSC | Norfolk Southern CORP | +0.1% | +52.02% | Add |
| 11 | ARCC | Ares Capital CORP | +0.1% | +12.50% | Add |
| 12 | GOOG | Alphabet Inc-cl C | +0.1% | +10.06% | Add |
| 13 | BIIB | Biogen Inc | +0.1% | +9.55% | Add |
| 14 | SCHW | Schwab (charles) CORP | +0.1% | +21.40% | Add |
| 15 | VNQ | Vanguard Real Estate ETF | +0.1% | +155.24% | Add |
| 16 | MA | Mastercard Inc - A | +0.1% | +4.11% | Add |
| 17 | TWXCHF | Time Warner Inc | +0.1% | +18.12% | Add |
| 18 | CVS | Cvs Health CORP | +0.1% | +33.34% | Add |
| 19 | HD | Home Depot Inc | +0.1% | +92.65% | Add |
| 20 | SCHX | Schwab US Large-cap ETF | +0.1% | +11.27% | Add |
| 21 | CSCO | Cisco Systems Inc | +0.1% | +31.77% | Add |
| 22 | ZTS | Zoetis Inc | +0.1% | +9.80% | Add |
| 23 | HON | Honeywell International Inc | +0.1% | +19.07% | Add |
| 24 | ABT | Abbott Laboratories | +0.1% | +16.14% | Add |
| 25 | WFC | Wells Fargo & Co | +0.1% | +24.86% | Add |
| 26 | DEO | Diageo Plc-sponsored Adr | +0.1% | +14.10% | Add |
| 27 | BKNG | Booking Holdings Inc. | 0% | -1.94% | Trim |
| 28 | CSX | Csx CORP | 0% | -0.97% | Trim |
| 29 | ETN | Eaton Corporation plc | 0% | +1.47% | Add |
| 30 | UNP | Union Pacific CORP | 0% | +0.28% | Add |
| 31 | PG | Procter & Gamble Co/the | 0% | +3.47% | Add |
| 32 | SCHF | Schwab Intl Equity ETF | 0% | +2.58% | Add |
| 33 | SCHZ | Schwab US Aggregate Bond ETF | 0% | +10.49% | Add |
| 34 | RSG | Republic Services Inc | -0.2% | -14.84% | Trim |
| 35 | WPC | Wp Carey Inc | -0.2% | -15.29% | Trim |
| 36 | PEO | Adams Natural Resources Fund | -0.2% | -15.60% | Trim |
| 37 | WELL | Welltower Inc | -0.3% | -12.46% | Trim |
| 38 | CVX | Chevron CORP | -0.4% | -6.03% | Trim |
| 39 | SJM | Jm Smucker Co/the | -2.1% | -11.75% | Trim |
| 40 | NDSN | Nordson CORP | — | NEW | New buy |
| 41 | EFX | Equifax Inc | — | NEW | New buy |
| 42 | WY 6.375 07-01-16 ABond | Weyerhaeuser Co | — | EXIT | Sold out |
| 43 | MDT | Medtronic plc | — | NEW | New buy |
| 44 | HDV | Ishares Core High Dividend E | — | NEW | New buy |
| 45 | RTN1USD | Raytheon Company | — | NEW | New buy |
| 46 | GDX | Vaneck Gold Miners ETF | — | NEW | New buy |
| 47 | NEWREUR | New Relic Inc | — | NEW | New buy |
| 48 | GLD | Spdr Gold Shares | — | NEW | New buy |
| 49 | VXUS | Vanguard Total Intl Stock | — | NEW | New buy |
| 50 | EFA | Ishares Msci Eafe ETF | — | NEW | New buy |
Filing History
FAQ
What is Ancora Inverness, LLC and what type of investor is it?
Ancora Inverness, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2016-09-30), the firm manages a tracked equity portfolio valued at approximately $293.4M, spread across 213 disclosed positions.
What are Ancora Inverness, LLC's largest equity positions?
Based on the latest 13F filing, Ancora Inverness, LLC's top holdings by market value are:
1. Jm Smucker Co/the (SJM) — $14.9M (5.1%)
2. Schwab US Aggregate Bond ETF (SCHZ) — $14.3M (4.9%)
3. Apple Inc (AAPL) — $8.5M (2.9%)
4. Exxon Mobil CORP (XOM) — $6.5M (2.2%)
5. Schwab US Large-cap ETF (SCHX) — $6.1M (2.1%)
What changes did Ancora Inverness, LLC make in its most recent portfolio filing?
In the latest reported quarter, Ancora Inverness, LLC made 50 notable position adjustments: 10 new positions were initiated, 31 existing holdings were added to, 8 positions were partially reduced, and 1 were completely exited. The largest of these moves: New buy: Nordson CORP (NDSN); New buy: Equifax Inc (EFX); Sold out: Weyerhaeuser Co (WY 6.375 07-01-16 A); New buy: Medtronic plc (MDT); New buy: Ishares Core High Dividend E (HDV)
What sectors does Ancora Inverness, LLC focus on?
Ancora Inverness, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Financials: 17.5%
• Health Care: 16.0%
• Information Technology: 16.0%
• Energy: 13.6%
• Communication Services: 13.3%
• Consumer Staples: 11.7%
Investment Profile
Ancora Inverness, LLC's portfolio is broadly diversified and long-term-holding.
Its turnover score has risen from 0 to 18 over the past 4 quarters — a shift toward more active trading.
It has added to its SCHZ position over the past two quarters (+$2.2M, now $14.3M), while trimming GWW over the same stretch (-$1.1M, still holding $263.0K).
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