Amundi Smith Breeden LLC — 13F Filings Deep Dive

CIK: 0001713416

Concentrated strategyQuality / disciplined sizingLong-term holder

Total reported value

$18.8K

Reporting period: 2017-09-30 · Number of holdings: 3

Amundi Smith Breeden LLC disclosed 3 holdings in its latest 13F filing for the period ending 2017-09-30, with total reported value of $18.8K and a quarterly turnover rate of 11.6%.

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Personality snowflake

Concentration: 100
Portfolio Stability: 11.62
Momentum/Contrarian: 50
Sector conviction: 0
Diversification: 6
Sizing Uniformity: 90.9

Recent moves

Add HSBC V6 PERP *
-6.3%　-$482.0
Add TD V3.625 09-15-31
0.0%　-$70.0
Add 624851061
0.0%　-$13.0
Sold out F1R15XK69
Sold out G84228CX4
Sold out G84228CQ9

Holdings Map

New buyAddUnchangedTrim

Top 10 holdings by weight

Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	HSBC V6 PERP *	Hsbc Holdings PLC	Stock-Financials	62.78%	+4.61%	-6.34%
2	TD V3.625 09-15-31	Toronto-dominion Bank	Stock-Financials	35.03%	+3.52%	—
3	✓	Kbc Bank NV	Stock-Other	2.19%	+0.18%	—

Portfolio Performance

Not enough priced holdings yet to compute performance

Reported value over time

Sector allocation

Sector allocation over time

Quarterly history

Period	Holdings	Total value	Stability	Top holdings
2017-09-30	3	$18.8K	12	1HSBC V6 PERP 2TD V3.625 09-15-313624851 Top holdings2017-09-30 1.HSBC V6 PERP 2.TD V3.625 09-15-31 3.624851
2017-06-30	6	$21.1K	0	1HSBC V6 PERP 2TD V3.625 09-15-313F1R15X Top holdings2017-06-30 1.HSBC V6 PERP 2.TD V3.625 09-15-31 3.F1R15X 4.G84228 5.624851 6.G84228

Holding changes this quarter

Amundi Smith Breeden LLC's most significant position changes for 2017-09-30: Sold out: BNP Paribas; Sold out: Standard Chartered PLC; Sold out: Standard Chartered PLC; Trim: Hsbc Holdings PLC (HSBC V6 PERP *) — shares -6.34%.

Position changes disclosed by Amundi Smith Breeden LLC for the quarter ending 2017-09-30, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	HSBC V6 PERP *	Hsbc Holdings PLC	+4.6%	-6.34%	Trim
2	TD V3.625 09-15-31	Toronto-dominion Bank	+3.5%	—	Unchanged
3	✓	Kbc Bank NV	+0.2%	—	Unchanged
4	✓	BNP Paribas	—	EXIT	Sold out
5	✓	Standard Chartered PLC	—	EXIT	Sold out
6	✓	Standard Chartered PLC	—	EXIT	Sold out

Filing History

Period	Filed	Type	EDGAR
2017-09-30	2017-11-08	13F-HR	View on EDGAR
2017-06-30	2017-08-08	13F-HR	View on EDGAR

FAQ

What is Amundi Smith Breeden LLC and what type of investor is it?

Amundi Smith Breeden LLC is a investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2017-09-30), the firm manages a tracked equity portfolio valued at approximately $18.8K, spread across 3 disclosed positions.

What are Amundi Smith Breeden LLC's largest equity positions?

Based on the latest 13F filing, Amundi Smith Breeden LLC's top holdings by market value are: 1. Hsbc Holdings PLC (HSBC V6 PERP *) — $11.8K (62.8%) 2. Toronto-dominion Bank (TD V3.625 09-15-31) — $6.6K (35.0%) 3. Kbc Bank NV — $412.0 (2.2%)

What changes did Amundi Smith Breeden LLC make in its most recent portfolio filing?

In the latest quarter, Amundi Smith Breeden LLC took a more defensive posture — trimming 1 positions and completely exiting 3 holdings. The largest of these moves: Sold out: BNP Paribas; Sold out: Standard Chartered PLC; Sold out: Standard Chartered PLC; Trim: Hsbc Holdings PLC (HSBC V6 PERP *) — shares -6.34%

What sectors does Amundi Smith Breeden LLC focus on?

Amundi Smith Breeden LLC is concentrated in the following sectors based on its current disclosed equity portfolio: • Financials: 100.0%