CIK: 0001746382
Total reported value
$42.0M
Reporting period: 2026-03-31 · Number of holdings: 19
Altium Capital Management LLC disclosed 19 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $42.0M and a quarterly turnover rate of 55.2%.
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Sector classification currently covers about 0% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim RVT
0.0% $96.3K
Trim ASA
0.0% $123.2K
Trim NBXG
+20.4% $179.7K
Add RMT
+179.1% $1.8M
Trim PDX
+4.4% $643.0K
Add MXF
+165.5% $1.7M
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | PDX | Pimco Dynamic Income Strat | Stock-Other | 8.28% | -2.93% | +4.43% | |
| 2 | ASA | ASA Gold and Precious Metals Limited | Stock-Other | 7.71% | -4.61% | — | |
| 3 | RVT | Royce Small-cap Trust INC | Stock-Other | 7.61% | -4.65% | — | |
| 4 | XPCQX | Pimco California Muni INC Fd | Stock-Other | 6.80% | -2.14% | +28.56% | |
| 5 | GAM | General American Investors | Stock-Other | 6.78% | +1.94% | +133.89% | |
| 6 | LEO | Bny Mellon Strategic Muni | Stock-Other | 6.57% | -0.02% | +67.40% | |
| 7 | RMT | Royce Micro-cap Trust INC | Stock-Other | 6.54% | +2.95% | +179.12% | |
| 8 | MXF | Mexico Fund INC | Stock-Other | 6.38% | +2.54% | +165.46% | |
| 9 | NBXG | Neuberger Next Generation Co | Stock-Other | 6.27% | -3.43% | +20.42% | |
| 10 | XSSPX | Nuveen S&p 500 Dynam Overwr | Stock-Other | 6.02% | +6.02% | NEW | |
| 11 | TY | Tri-continental CORP | Stock-Other | 5.93% | +0.71% | +95.10% | |
| 12 | CHW | Calamos Global Dynamic Incom | Stock-Other | 5.68% | +1.82% | +149.54% | |
| 13 | AFB | Allianceberstein Ntl Muni | Stock-Other | 5.65% | +1.51% | +129.50% | |
| 14 | JOF | Japan Smaller Capitalization | Stock-Other | 3.90% | +2.16% | +278.16% | |
| 15 | IIF | Morgan Stanley India Invest | Stock-Other | 3.87% | +0.99% | +170.56% | |
| 16 | HFRO | Highland Opport & Income | Stock-Other | 3.76% | +0.38% | +93.67% | |
| 17 | DMA | Destra Multi-alternative | Stock-Other | 1.06% | +0.19% | +122.82% | |
| 18 | GF | New Germany Fund Inc/the | Stock-Other | 0.61% | +0.61% | NEW | |
| 19 | NDRA | Endra Life Sciences INC | Stock-Other | 0.57% | -0.36% | — |
Performance for Q3 2026
-0.1%
Performance Last 4 Quarters
-3.5%
Based on 66% of reported portfolio value with available pricing
Not enough sector-mapped data yet
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-03-31 | 19 | $42.0M | 55 | |
| 2025-12-31 | 18 | $25.3M | 100 | |
| 2025-09-30 | 1 | $628.3M | 100 | |
| 2025-06-30 | 1 | — | 0 | |
| 2025-03-31 | 24 | $41.5M | 100 | |
| 2024-12-31 | 67 | $352.6M | 0 | |
| 2024-09-30 | 79 | $339.7M | 0 | |
| 2024-06-30 | 68 | $245.1M | 0 | |
| 2024-03-31 | 72 | $252.7M | 0 | |
| 2023-12-31 | 66 | $147.3M | 0 | |
| 2023-09-30 | 72 | $191.7M | 0 | |
| 2023-06-30 | 68 | $132.1M | 0 | |
| 2023-03-31 | 91 | $180.1M | 0 | |
| 2022-12-31 | 94 | $196.8M | 0 | |
| 2022-09-30 | 134 | $272.8M | 0 | |
| 2022-06-30 | 127 | $249.9M | 0 | |
| 2022-03-31 | 118 | $298.8M | 0 | |
| 2021-12-31 | 133 | $362.7M | 0 | |
| 2021-09-30 | 124 | $381.3M | 0 | |
| 2021-06-30 | 135 | $431.1M | 100 | |
| 2021-03-31 | 124 | $360.3M | 95 | |
| 2020-12-31 | 95 | $267.9M | — |
Altium Capital Management LLC's most significant position changes for 2026-03-31: New buy: Nuveen S&p 500 Dynam Overwr (XSSPX); Sold out: Nuveen Dow 30 Dynamic Overwr (XDIAX); New buy: New Germany Fund Inc/the (GF); Add: Neuberger Next Generation Co (NBXG) — shares +20.42%; Add: Royce Micro-cap Trust INC (RMT) — shares +179.12%.
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | RMT | Royce Micro-cap Trust INC | +3% | +179.12% | Add |
| 2 | MXF | Mexico Fund INC | +2.5% | +165.46% | Add |
| 3 | JOF | Japan Smaller Capitalization | +2.2% | +278.16% | Add |
| 4 | GAM | General American Investors | +1.9% | +133.89% | Add |
| 5 | CHW | Calamos Global Dynamic Incom | +1.8% | +149.54% | Add |
| 6 | AFB | Allianceberstein Ntl Muni | +1.5% | +129.50% | Add |
| 7 | IIF | Morgan Stanley India Invest | +1% | +170.56% | Add |
| 8 | TY | Tri-continental CORP | +0.7% | +95.10% | Add |
| 9 | HFRO | Highland Opport & Income | +0.4% | +93.67% | Add |
| 10 | DMA | Destra Multi-alternative | +0.2% | +122.82% | Add |
| 11 | LEO | Bny Mellon Strategic Muni | 0% | +67.40% | Add |
| 12 | NDRA | Endra Life Sciences INC | -0.4% | — | Unchanged |
| 13 | XPCQX | Pimco California Muni INC Fd | -2.1% | +28.56% | Add |
| 14 | PDX | Pimco Dynamic Income Strat | -2.9% | +4.43% | Add |
| 15 | NBXG | Neuberger Next Generation Co | -3.4% | +20.42% | Add |
| 16 | ASA | ASA Gold and Precious Metals Limited | -4.6% | — | Unchanged |
| 17 | RVT | Royce Small-cap Trust INC | -4.7% | — | Unchanged |
| 18 | XSSPX | Nuveen S&p 500 Dynam Overwr | — | NEW | New buy |
| 19 | XDIAX | Nuveen Dow 30 Dynamic Overwr | — | EXIT | Sold out |
| 20 | GF | New Germany Fund Inc/the | — | NEW | New buy |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-05-01 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-02-06 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-11-04 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-08-07 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-05-13 | Amendment | View on EDGAR |
| 2025-03-31 | 2025-05-09 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-02-13 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-11-14 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-08-15 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-05-15 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-02-14 | 13F-HR | View on EDGAR |
| 2023-09-30 | 2023-11-14 | 13F-HR | View on EDGAR |
| 2023-06-30 | 2023-08-14 | 13F-HR | View on EDGAR |
| 2023-03-31 | 2023-05-15 | 13F-HR | View on EDGAR |
| 2022-12-31 | 2023-02-14 | 13F-HR | View on EDGAR |
| 2022-09-30 | 2022-11-14 | 13F-HR | View on EDGAR |
| 2022-06-30 | 2022-08-15 | 13F-HR | View on EDGAR |
| 2022-03-31 | 2022-05-16 | 13F-HR | View on EDGAR |
| 2021-12-31 | 2022-02-14 | 13F-HR | View on EDGAR |
| 2021-09-30 | 2021-11-17 | Amendment | View on EDGAR |
| 2021-09-30 | 2021-11-15 | 13F-HR | View on EDGAR |
| 2021-06-30 | 2021-08-13 | 13F-HR | View on EDGAR |
| 2021-03-31 | 2021-05-06 | 13F-HR | View on EDGAR |
| 2020-12-31 | 2021-05-05 | Amendment | View on EDGAR |
| 2020-12-31 | 2021-02-16 | 13F-HR | View on EDGAR |
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