AC
Altium Capital Management LLC Holdings Report (Q2 2026) — 13F Stock Portfolio
Altium Capital Management LLCCIK: 0001746382
Momentum followerQuality / disciplined sizingLong-term holder
Total reported value
$47.5M
Reporting period: 2026-06-30 · Number of holdings: 19
Altium Capital Management LLC disclosed 19 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $47.5M and a quarterly turnover rate of 14.9%.
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Personality snowflake
- Concentration
- 25.08
- Portfolio Stability
- 14.89
- Momentum
- 100
- Sector conviction
- 0
- Diversification
- 38
- Sizing Uniformity
- 95.5
Sector classification currently covers about 0% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd RMT
+14.4% $1.3M
Trim AFB
-21.2% -$377.1K
Trim PDX
0.0% -$195.5K
Add HFRO
+14.4% $678.5K
Add NBXG
0.0% $750.7K
Trim LEO
0.0% $74.6K
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | RMT | Royce Micro-cap Trust Inc | Stock-Other | 8.58% | +2.04% | +14.40% | |
| 2 | ASA | ASA Gold and Precious Metals Limited | Stock-Other | 7.72% | +0.01% | +34.80% | |
| 3 | RVT | Royce Small-cap Trust Inc | Stock-Other | 7.49% | -0.11% | — | |
| 4 | NBXG | Neuberger Next Generation Co | Stock-Other | 7.13% | +0.86% | — | |
| 5 | PDX | Pimco Dynamic Income Strat | Stock-Other | 6.92% | -1.36% | — | |
| 6 | GAM | General American Investors | Stock-Other | 6.55% | -0.23% | — | |
| 7 | XPCQX | Pimco California Muni Inc Fd | Stock-Other | 6.29% | -0.51% | — | |
| 8 | TY | Tri-continental CORP | Stock-Other | 6.27% | +0.34% | +9.55% | |
| 9 | XSSPX | Nuveen S&p 500 Dynam Overwr | Stock-Other | 6.18% | +0.16% | — | |
| 10 | CHW | Calamos Global Dynamic Incom | Stock-Other | 6.17% | +0.49% | — | |
| 11 | LEO | Bny Mellon Strategic Muni | Stock-Other | 5.97% | -0.60% | — | |
| 12 | MXF | Mexico Fund Inc | Stock-Other | 5.91% | -0.47% | — | |
| 13 | HFRO | Highland Opport & Income | Stock-Other | 4.76% | +1.00% | +14.43% | |
| 14 | AFB | Allianceberstein Ntl Muni | Stock-Other | 4.21% | -1.44% | -21.18% | |
| 15 | IIF | Morgan Stanley India Invest | Stock-Other | 3.80% | -0.07% | — | |
| 16 | JOF | Japan Smaller Capitalization | Stock-Other | 3.73% | -0.17% | — | |
| 17 | DMA | Destra Multi-alternative | Stock-Other | 0.86% | -0.20% | — | |
| 18 | GF | New Germany Fund Inc/the | Stock-Other | 0.80% | +0.19% | +32.82% | |
| 19 | NDRA | Endra Life Sciences Inc | Stock-Other | 0.67% | +0.10% | +14.20% |
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Portfolio Performance
Performance for Q3 2026
+0.9%
Performance Last 4 Quarters
+2.4%
- Stdev
- +37.3%
- Beta
- +1.34
- Alpha
- -11.6%
- Max Drawdown
- -37.7%
- Annualized Perf
- +13.2%
- Batting Avg vs S&P
- +33.3%
- Sortino
- +0.96
- Stutzer
- +0.15
- Treynor
- +0.14
- Sterling
- +0.48
- Calmar
- +0.35
- Information Ratio
- -0.12
- Tracking Error
- +33.3%
- Stdev Down
- +19.4%
- Winning Months %
- +55.6%
- Losing Months %
- +44.4%
- Best 12 Months
- +47.2%
- Worst 12 Months
- -31.3%
- Efficiency Ratio
- +0.16
- Sharpe
- +0.5
- Stdev Sectors
- —
- Skewness
- +1.11
- Kurtosis
- +2.08
- Upside Potential
- +2.81
Reported value over time
Sector allocation
Not enough sector-mapped data yet
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q2 | 19 | $47.5M | 15 | ||
| 2026 Q1 | 19 | $42.0M | 55 | ||
| 2025 Q4 | 18 | $25.3M | 100 | ||
| 2025 Q3 | 1 | $628.3K | 100 | ||
| 2025 Q2 | 1 | — | 0 | ||
| 2025 Q1 | 24 | $41.5M | 100 | ||
| 2024 Q4 | 67 | $352.6M | 0 | ||
| 2024 Q3 | 79 | $339.7M | 0 | ||
| 2024 Q2 | 68 | $245.1M | 0 | ||
| 2024 Q1 | 72 | $252.7M | 0 | ||
| 2023 Q4 | 66 | $147.3M | 0 | ||
| 2023 Q3 | 72 | $191.7M | 0 | ||
| 2023 Q2 | 68 | $132.1M | 0 | ||
| 2023 Q1 | 91 | $180.1M | 0 | ||
| 2022 Q4 | 94 | $196.8M | 0 | ||
| 2022 Q3 | 134 | $272.8M | 0 | ||
| 2022 Q2 | 127 | $249.9M | 0 | ||
| 2022 Q1 | 118 | $298.8M | 0 | ||
| 2021 Q4 | 133 | $362.7M | 0 | ||
| 2021 Q3 | 124 | $381.3M | 0 | ||
| 2021 Q2 | 135 | $431.1M | 100 | ||
| 2021 Q1 | 124 | $360.3M | 95 | ||
| 2020 Q4 | 95 | $267.9M | — |
Holding changes this quarter
Altium Capital Management LLC's most significant position changes for 2026-06-30: Add: Royce Micro-cap Trust Inc (RMT) — shares +14.40%; Trim: Allianceberstein Ntl Muni (AFB) — shares -21.18%; Add: Highland Opport & Income (HFRO) — shares +14.43%; Add: Tri-continental CORP (TY) — shares +9.55%; Add: New Germany Fund Inc/the (GF) — shares +32.82%.
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | RMT | Royce Micro-cap Trust Inc | +2% | +14.40% | Add |
| 2 | HFRO | Highland Opport & Income | +1% | +14.43% | Add |
| 3 | NBXG | Neuberger Next Generation Co | +0.9% | — | Unchanged |
| 4 | CHW | Calamos Global Dynamic Incom | +0.5% | — | Unchanged |
| 5 | TY | Tri-continental CORP | +0.3% | +9.55% | Add |
| 6 | GF | New Germany Fund Inc/the | +0.2% | +32.82% | Add |
| 7 | XSSPX | Nuveen S&p 500 Dynam Overwr | +0.2% | — | Unchanged |
| 8 | NDRA | Endra Life Sciences Inc | +0.1% | +14.20% | Add |
| 9 | ASA | ASA Gold and Precious Metals Limited | 0% | +34.80% | Add |
| 10 | IIF | Morgan Stanley India Invest | -0.1% | — | Unchanged |
| 11 | RVT | Royce Small-cap Trust Inc | -0.1% | — | Unchanged |
| 12 | JOF | Japan Smaller Capitalization | -0.2% | — | Unchanged |
| 13 | DMA | Destra Multi-alternative | -0.2% | — | Unchanged |
| 14 | GAM | General American Investors | -0.2% | — | Unchanged |
| 15 | MXF | Mexico Fund Inc | -0.5% | — | Unchanged |
| 16 | XPCQX | Pimco California Muni Inc Fd | -0.5% | — | Unchanged |
| 17 | LEO | Bny Mellon Strategic Muni | -0.6% | — | Unchanged |
| 18 | PDX | Pimco Dynamic Income Strat | -1.4% | — | Unchanged |
| 19 | AFB | Allianceberstein Ntl Muni | -1.4% | -21.18% | Trim |
Filing History
FAQ
What is Altium Capital Management LLC and what type of investor is it?
Altium Capital Management LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-06-30), the firm manages a tracked equity portfolio valued at approximately $47.5M, spread across 19 disclosed positions.
What are Altium Capital Management LLC's largest equity positions?
Based on the latest 13F filing, Altium Capital Management LLC's top holdings by market value are:
1. Royce Micro-cap Trust Inc (RMT) — $4.1M (8.6%)
2. ASA Gold and Precious Metals Limited (ASA) — $3.7M (7.7%)
3. Royce Small-cap Trust Inc (RVT) — $3.6M (7.5%)
4. Neuberger Next Generation Co (NBXG) — $3.4M (7.1%)
5. Pimco Dynamic Income Strat (PDX) — $3.3M (6.9%)
What changes did Altium Capital Management LLC make in its most recent portfolio filing?
In the latest reported quarter, Altium Capital Management LLC made 7 notable position adjustments: 0 new positions were initiated, 6 existing holdings were added to, 1 positions were partially reduced, and 0 were completely exited. The largest of these moves: Add: Royce Micro-cap Trust Inc (RMT) — shares +14.40%; Trim: Allianceberstein Ntl Muni (AFB) — shares -21.18%; Add: Highland Opport & Income (HFRO) — shares +14.43%; Add: Tri-continental CORP (TY) — shares +9.55%; Add: New Germany Fund Inc/the (GF) — shares +32.82%
What sectors does Altium Capital Management LLC focus on?
Sector breakdown data is not yet available for Altium Capital Management LLC. Check back after the next 13F processing cycle.
Investment Profile
Altium Capital Management LLC returned an annualized 13.2% over the trailing 27 months — underperforming the S&P 500 by 11.6 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 1.34 (more volatile than the market) and a 33% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding.
Its concentration score has risen from 0 to 25 over the past 4 quarters — a shift toward higher-conviction positions.
It has added to its RMT position for two straight quarters, increasing it by $3.2M to reach $4.1M.
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Developer Access
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