Alps Advisors INC — Q3 2014 13F Holdings

Name: Alps Advisors INC — 13F Holdings, Q3 2014
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001376113

Total reported value

$21.3B

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Full holdings list this quarter

Showing top 200 holdings (of 606 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	EPD	Enterprise Products Partners	Stock-Energy	8.06%	-0.21%	+105.71%
2	KMI	Kinder Morgan, Inc.	Stock-Energy	7.94%	—	-8.47%
3	ET	Energy Transfer LP	Stock-Energy	6.71%	—	+10.64%
4	WEP	Magellan Midstream Partners	Stock-Other	6.15%	—	+13.76%
5	PAA	Plains All Amer Pipeline LP	Stock-Energy	5.80%	-0.27%	+4.69%
6	✓	MarkWest Energy	Stock-Other	5.65%	—	+9.93%
7	REG	Regency Centers Corporation	Stock-Real Estate	4.05%	—	-1.39%
8	BPLUSD	Buckeye Partners LP	Stock-Other	4.05%	—	+9.36%
9	OKE	ONEOK, Inc.	Stock-Energy	3.66%	—	-0.46%
10	✓	Williams Partners	Stock-Other	3.54%	—	+1.21%
11	ENB	Enbridge Inc.	Stock-Energy	3.38%	—	+1.21%
12	TRGP	Targa Resources Corp.	Stock-Energy	3.07%	—	+54162.99%
13	SUN	Sunoco LP	Stock-Other	2.89%	—	+2.83%
14	✓	Access Midstream Partners L	Stock-Other	2.72%	—	+2.48%
15	EP-PC	El Paso Energy Capital Trust I PFD CV TR SECS	Stock-Other	2.31%	—	+2.00%
16	WES	Western Midstream Partners, LP	Stock-Energy	2.16%	—	+3.85%
17	DCPUSD	Dcp Midstream LP	Stock-Other	1.97%	—	+4.28%
18	NSUSD	Nustar Energy LP	Stock-Other	1.80%	—	+1.21%
19	GEL	Genesis Energy L.p.	Stock-Other	1.61%	-0.08%	+1.07%
20	EQMUSD	Eqm Midstream Partners LP	Stock-Other	1.50%	—	+2.54%
21	✓	Inergy Midstream Llcunit LTD Partnership	Stock-Other	1.42%	—	+1.17%
22	✓		Stock-Other	1.18%	—	+1.71%
23	TEAM	Atlassian Corporation	Stock-Tech	1.17%	—	+55268.29%
24	✓		Stock-Other	1.12%	—	+7.54%
25	✓	Tesoro Logistics LP	Stock-Other	1.11%	—	+7.26%
26	BND	Vanguard Total Bond Market	ETF-Other	0.71%	-0.16%	-5.14%
27	BSV	Vanguard Short-term Bond ETF	ETF-Other	0.61%	-0.12%	-7.54%
28	VEA	Vanguard Ftse Developed ETF	ETF-Other	0.59%	-0.14%	-3.16%
29	VB	Vanguard Small-cap ETF	ETF-Other	0.30%	—	-8.90%
30	VWO	Vanguard Ftse Emerging Marke	ETF-Emerging Markets	0.28%	—	+14.49%
31	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	0.18%	—	+10.77%
32	VOO	Vanguard S&p 500 ETF	ETF-Large Cap & Growth	0.18%	—	+10.71%
33	VNQ	Vanguard Real Estate ETF	ETF-Other	0.18%	—	+81.49%
34	KMI	Kinder Morgan INC	Stock-Energy	0.16%	—	+13.05%
35	SCZ	Ishares Msci Eafe Small-cap	ETF-Other	0.16%	—	-5.65%
36	WMB	Williams Cos INC	Stock-Energy	0.16%	—	+2.11%
37	✓	Greenhaven Continuous Cmdty	Stock-Other	0.15%	—	+7.55%
38	DUK	Du Pont E I De Nemour&Co	Stock-Utilities	0.15%	—	+23.71%
39	PAYX	Paychex INC	Stock-Tech	0.14%	—	+14.35%
40	DRI	Darden Restaurants INC	Stock-Consumer Disc	0.14%	—	+22.51%
41	VZ	Verizon Communications INC	Stock-Comm Services	0.14%	—	+18.20%
42	MO	Altria Group INC	Stock-Consumer Staples	0.14%	—	+12.68%
43	REYN	Reynolds Consumer Products Inc.	Stock-Other	0.14%	—	+26.44%
44	MCD	Mcdonald's CORP	Stock-Consumer Disc	0.14%	+0.14%	NEW
45	LMT	Lockheed Martin CORP	Stock-Industrials	0.14%	—	+10.36%
46	INTC	Intel CORP	Stock-Tech	0.14%	—	-0.19%
47	WFC	Wells Fargo & Co	Stock-Financials	0.14%	—	+21.87%
48	EXC	Exelon CORP	Stock-Utilities	0.14%	—	+27.59%
49	✓		Stock-Other	0.14%	—	+22.74%
50	CTLEUR	Centurylink INC	Stock-Other	0.14%	—	+9.63%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Alps Advisors INC for the quarter ending Q3 2014, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	TRGP	Targa Resources Corp.	+3.1%	+54162.99%	Add
2	TEAM	Atlassian Corporation	+1.2%	+55268.29%	Add
3	ET	Energy Transfer LP	+0.6%	+10.64%	Add
4	✓	MarkWest Energy	+0.4%	+9.93%	Add
5	WEP	Magellan Midstream Partners	+0.2%	+13.76%	Add
6	VNQ	Vanguard Real Estate ETF	+0.1%	+81.49%	Add
7	EP-PC	El Paso Energy Capital Trust I PFD CV TR SECS	+0.1%	+2.00%	Add
8	FNV	Franco-nevada CORP	+0.1%	+3443.88%	Add
9	✓	Randgold Resources Ltd-adr	+0.1%	+3684.91%	Add
10	DUK	Du Pont E I De Nemour&Co	0%	+23.71%	Add
11	DRI	Darden Restaurants INC	0%	+22.51%	Add
12	✓		0%	+7.54%	Add
13	NSUSD	Nustar Energy LP	-0.1%	+1.21%	Add
14	VB	Vanguard Small-cap ETF	-0.1%	-8.90%	Trim
15	✓	Inergy Midstream Llcunit LTD Partnership	-0.1%	+1.17%	Add
16	BND	Vanguard Total Bond Market	-0.1%	-5.14%	Trim
17	ENB	Enbridge Inc.	-0.1%	+1.21%	Add
18	VEA	Vanguard Ftse Developed ETF	-0.1%	-3.16%	Trim
19	BSV	Vanguard Short-term Bond ETF	-0.1%	-7.54%	Trim
20	SUN	Sunoco LP	-0.1%	+2.83%	Add
21	SPY	Ss Spdr S&p 500 ETF Trust-us	-0.2%	-82.11%	Trim
22	WES	Western Midstream Partners, LP	-0.2%	+3.85%	Add
23	✓	Access Midstream Partners L	-0.2%	+2.48%	Add
24	BPLUSD	Buckeye Partners LP	-0.2%	+9.36%	Add
25	EQMUSD	Eqm Midstream Partners LP	-0.2%	+2.54%	Add
26	GEL	Genesis Energy L.p.	-0.3%	+1.07%	Add
27	EPD	Enterprise Products Partners	-0.4%	+105.71%	Add
28	✓	Williams Partners	-0.4%	+1.21%	Add
29	PAA	Plains All Amer Pipeline LP	-0.5%	+4.69%	Add
30	KMI	Kinder Morgan, Inc.	-0.5%	-8.47%	Trim
31	OKE	ONEOK, Inc.	-0.6%	-0.46%	Trim
32	IJH	Ishares Core S&p Midcap ETF	—	EXIT	Sold out
33	TIP	Ishares Tips Bond ETF	—	EXIT	Sold out
34	CVCEUR	Cablevision Systems-ny Grp-a	—	EXIT	Sold out
35	ULCC	Frontier Group Holdings, Inc.	—	EXIT	Sold out
36	XLP	Ss Consumer Staples Sel Sect	—	EXIT	Sold out
37	FTR 8.25 04-15-17	Frontier Communications	—	NEW	New buy
38	NRG 7.625 01-15-18	Nrg Energy INC	—	NEW	New buy
39	THC 6.25 11-01-18	Tenet Healthcare CORP	—	NEW	New buy
40	CIT 4.25 08-15-17	Cit Group INC	—	NEW	New buy
41	ETFC 6 11-15-17	E*trade Financial CORP	—	NEW	New buy
42	ALLY 5.5 02-15-17	Ally Financial INC	—	NEW	New buy
43	BALL 5 03-15-22	Ball CORP	—	NEW	New buy
44	MTNA 5.25 08-05-20	Arcelormittal	—	NEW	New buy
45	AN 6.75 04-15-18	Autonation INC	—	NEW	New buy
46	CLR 5 09-15-22	Continental Resources	—	NEW	New buy
47	VOE	Vanguard Mid-cap Value ETF	—	NEW	New buy
48	CVC 8.625 09-15-17	Cablevision Systems CORP	—	NEW	New buy
49	ADT 2.25 07-15-17	Adt CORP	—	NEW	New buy
50	✓		—	NEW	New buy