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Alpha DNA Investment Management LLC Historical SEC 13F Holdings & Archive (Q2 2025)
Alpha DNA Investment Management LLCCIK: 0001842440
Sector-focusedQuality / disciplined sizingLong-term holder
Total reported value
$9.0M
Reporting period: 2025-06-30 · Number of holdings: 20
Alpha DNA Investment Management LLC disclosed 20 holdings in its latest 13F filing for the period ending 2025-06-30, with total reported value of $9.0M and a quarterly turnover rate of 0.0%.
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Personality snowflake
- Concentration
- 63.76
- Portfolio Stability
- 0
- Momentum
- 50
- Sector conviction
- 100
- Diversification
- 22
- Sizing Uniformity
- 90.9
Alpha DNA Investment Management LLC's disclosed holdings carry a Herfindahl concentration index of 0.159 — mathematically equivalent to about 6 equally-sized positions, well below its 20 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes are fairly uniform across the portfolio (a coefficient of variation of 0.91), suggesting a disciplined, rules-based approach to how much capital goes into each idea.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 51% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNo holding changes this quarter
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 11 holdings (of 20 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | IWM | Ishares Russell 2000 ETF | ETF-Small Cap | 28.36% | — | +11.65% | |
| 2 | AAPL | Apple Inc | Stock-Tech | 17.78% | — | -1.26% | |
| 3 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 15.35% | — | +10.10% | |
| 4 | MSFT | Microsoft CORP | Stock-Tech | 10.84% | — | +6.19% | |
| 5 | JPM | Jpmorgan Chase & Co | Stock-Financials | 6.09% | — | +0.85% | |
| 6 | UNP | Union Pacific CORP | Stock-Industrials | 5.12% | — | -0.74% | |
| 7 | META | Meta Platforms Inc-class A | Stock-Comm Services | 4.62% | — | -16.12% | |
| 8 | NFLX | Netflix Inc | Stock-Comm Services | 3.52% | — | +4.89% | |
| 9 | SCHW | Schwab (charles) CORP | Stock-Financials | 3.38% | — | -2.12% | |
| 10 | TRV | Travelers Cos Inc/the | Stock-Financials | 2.64% | — | — | |
| 11 | BRNY | Burney US Factor Rotation | ETF-Other | 2.32% | — | — |
Portfolio Performance
Performance for Q3 2026
+5.9%
Performance Last 4 Quarters
+23.4%
- Stdev
- +14.6%
- Beta
- +1.05
- Alpha
- -1.6%
- Max Drawdown
- -11.1%
- Annualized Perf
- +20.1%
- Batting Avg vs S&P
- +47.2%
- Sortino
- +2.59
- Stutzer
- +0.39
- Treynor
- +0.18
- Sterling
- +1.17
- Calmar
- +1.81
- Information Ratio
- -0.1
- Tracking Error
- +5.3%
- Stdev Down
- +7.5%
- Winning Months %
- +63.9%
- Losing Months %
- +36.1%
- Best 12 Months
- +35.6%
- Worst 12 Months
- +2.8%
- Efficiency Ratio
- +0.56
- Sharpe
- +1.33
- Stdev Sectors
- +18%
- Skewness
- -0.13
- Kurtosis
- -0.7
- Upside Potential
- +4.21
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2025 Q2 | 20 | $9.0M | 0 | ||
| 2025 Q1 | 18 | $7.6M | 100 | ||
| 2024 Q4 | 518 | $262.7M | 0 | ||
| 2024 Q3 | 541 | $267.1M | 0 | ||
| 2024 Q2 | 546 | $257.5M | 0 | ||
| 2024 Q1 | 526 | $270.8M | 0 | ||
| 2023 Q4 | 508 | $256.5M | 0 | ||
| 2023 Q3 | 479 | $244.3M | 0 | ||
| 2023 Q2 | 630 | $299.6M | 0 | ||
| 2023 Q1 | 580 | $338.5M | 0 | ||
| 2022 Q4 | 623 | $282.8M | 0 | ||
| 2022 Q3 | 150 | $120.3M | 0 | ||
| 2022 Q2 | 222 | $117.2M | 0 | ||
| 2022 Q1 | 222 | $142.4M | 0 | ||
| 2021 Q4 | 198 | $158.5M | 0 | ||
| 2021 Q3 | 200 | $146.9M | 0 | ||
| 2021 Q2 | 194 | $146.6M | 75 | ||
| 2021 Q1 | 962 | $87.0M | 89 | ||
| 2020 Q4 | 655 | $93.9M | 0 |
Holding changes this quarter
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|
Filing History
FAQ
What is Alpha DNA Investment Management LLC and what type of investor is it?
Alpha DNA Investment Management LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2025-06-30), the firm manages a tracked equity portfolio valued at approximately $9.0M, spread across 20 disclosed positions.
What are Alpha DNA Investment Management LLC's largest equity positions?
Based on the latest 13F filing, Alpha DNA Investment Management LLC's top holdings by market value are:
1. Ishares Russell 2000 ETF (IWM) — $2.5M (28.4%)
2. Apple Inc (AAPL) — $1.6M (17.8%)
3. Ss Spdr S&p 500 ETF Trust-us (SPY) — $1.4M (15.3%)
4. Microsoft CORP (MSFT) — $973.4K (10.8%)
5. Jpmorgan Chase & Co (JPM) — $547.4K (6.1%)
What changes did Alpha DNA Investment Management LLC make in its most recent portfolio filing?
No notable portfolio changes were recorded for Alpha DNA Investment Management LLC in the most recent quarter. Holdings appear to have remained relatively stable.
What sectors does Alpha DNA Investment Management LLC focus on?
Alpha DNA Investment Management LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 55.7%
• Financials: 18.4%
• Communication Services: 15.8%
• Industrials: 10.0%
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Investment Profile
Alpha DNA Investment Management LLC returned an annualized 20.1% over the trailing 36 months — underperforming the S&P 500 by 1.6 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 1.05 (roughly in line with the market) and a 47% quarterly batting average against the index.
Its portfolio is moderately concentrated and long-term-holding, with 55.7% of the portfolio concentrated in Information Technology.
Its concentration score has risen from 22 to 64 over the past 4 quarters — a shift toward higher-conviction positions.
It has added to its TRV position over the past two quarters (+$23.6K, now $236.8K), while trimming AAPL over the same stretch (-$5.5M, still holding $1.6M).
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Developer Access
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