AT
Alliance Trust PLC Historical SEC 13F Holdings & Archive (Q2 2017)
Alliance Trust PLCCIK: 0001424606
Diversified strategySector-focusedMomentum follower
Total reported value
$1.8B
Reporting period: 2017-06-30 · Number of holdings: 99
Alliance Trust PLC disclosed 99 holdings in its latest 13F filing for the period ending 2017-06-30, with total reported value of $1.8B and a quarterly turnover rate of 32.4%.
Browse other institutions with $1B to $10B AUMBrowse other institutions starting with "A"
Personality snowflake
- Concentration
- 6.31
- Portfolio Stability
- 32.44
- Momentum
- 100
- Sector conviction
- 100
- Diversification
- 100
- Sizing Uniformity
- 93.73
Alliance Trust PLC's disclosed holdings carry a Herfindahl concentration index of 0.016 — mathematically equivalent to about 63 equally-sized positions, close to its 99 actual disclosed holdings. Value is spread relatively evenly across the portfolio rather than concentrated in a handful of names.
Position sizes are fairly uniform across the portfolio (a coefficient of variation of 0.63), suggesting a disciplined, rules-based approach to how much capital goes into each idea.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 3% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd 00B0FXT17
+134.3% $21.6M
Trim 00BZ6VT82
-30.3% -$15.8M
Add 00B144703
+139.7% $19.3M
Add 002182531
+450.6% $18.6M
Trim 002000019
-35.1% -$11.5M
Add JNJ
+33.7% $14.3M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 88 holdings (of 99 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | ✓ | Unitedhealth Grou Usd0.01 | Stock-Other | 3.31% | +0.10% | -2.85% | |
| 2 | ✓ | Microsoft C Usd0.00000625 | Stock-Other | 3.16% | +0.61% | +26.20% | |
| 3 | JNJ | Johnson & Johnson | Stock-Healthcare | 2.89% | +0.66% | +33.72% | |
| 4 | ✓ | Cvs Caremark CORP Com Stk Usd0.01 | Stock-Other | 2.54% | +0.24% | +14.48% | |
| 5 | ✓ | Nielsen Holdings PLC | Stock-Other | 2.31% | — | +6.49% | |
| 6 | ✓ | Charter Com Class A Usd 0 | Stock-Other | 2.21% | -1.08% | -30.31% | |
| 7 | ✓ | Comcast Corp-class A Usd1 | Stock-Other | 2.15% | +0.07% | +6.39% | |
| 8 | ✓ | Baidu Inc - Spon Adr | Stock-Other | 2.03% | +1.14% | +134.29% | |
| 9 | ✓ | Oracle CORP Usd0.01 | Stock-Other | 1.95% | -0.58% | -27.07% | |
| 10 | ✓ | Western Union Co Usd0.01 | Stock-Other | 1.86% | -0.63% | -14.97% | |
| 11 | ✓ | Allergan PLC F | Stock-Other | 1.75% | — | — | |
| 12 | ✓ | Regeneron Pharma Usd0.001 | Stock-Other | 1.64% | +0.17% | -6.51% | |
| 13 | ✓ | Aetna Inc Usd0.01 | Stock-Other | 1.64% | +0.20% | +2.01% | |
| 14 | ✓ | Western Digital C Usd0.01 | Stock-Other | 1.63% | +0.04% | +1.81% | |
| 15 | ✓ | Liberty Inte CORP Usd0.01 | Stock-Other | 1.62% | +1.03% | +139.70% | |
| 16 | ✓ | Anthem Inc Com Usd0.01 | Stock-Other | 1.58% | +0.13% | +2.01% | |
| 17 | ✓ | Whirlpool CORP Usd1 | Stock-Other | 1.56% | +0.10% | +2.02% | |
| 18 | ✓ | Lam Research Cor Usd0.001 | Stock-Other | 1.56% | +1.56% | NEW | |
| 19 | ✓ | Corning Inc Usd0.5 | Stock-Other | 1.55% | +0.10% | +2.06% | |
| 20 | ✓ | Amazon.com Inc Usd0.01 | Stock-Other | 1.54% | -0.78% | -35.06% | |
| 21 | ✓ | Hdfc Bank Ltd-adr | Stock-Other | 1.53% | +0.08% | -2.83% | |
| 22 | ✓ | Sberbank Of Russia | Stock-Other | 1.52% | +0.39% | +65.56% | |
| 23 | ✓ | Kansas City South Usd0.01 | Stock-Other | 1.52% | — | -11.47% | |
| 24 | ✓ | Aflac Inc Usd0.1 | Stock-Other | 1.51% | +0.04% | +1.96% | |
| 25 | ✓ | Infosys Ltd-sp Adr | Stock-Other | 1.51% | — | +14.35% | |
| 26 | ETN | Eaton Corporation plc | Stock-Industrials | 1.49% | — | +1.98% | |
| 27 | ✓ | Broadcom LTD Npv | Stock-Other | 1.48% | — | +2.07% | |
| 28 | ✓ | TE Connectivity Ltd | Stock-Other | 1.46% | — | +2.09% | |
| 29 | ✓ | Sap Se-sponsored Adr | Stock-Other | 1.46% | — | — | |
| 30 | ✓ | Celanese Corp-s Usd0.0001 | Stock-Other | 1.46% | — | +2.04% | |
| 31 | ✓ | Aercap Holdings N Eur0.01 | Stock-Other | 1.45% | — | +2.08% | |
| 32 | ✓ | Visa Inc Com Stk Usd0.0001 | Stock-Other | 1.44% | — | — | |
| 33 | ✓ | Lincoln National CORP Npv | Stock-Other | 1.42% | — | +2.10% | |
| 34 | ✓ | Priceline Group Usd0.008 | Stock-Other | 1.41% | +1.41% | NEW | |
| 35 | ✓ | Ameriprise Financ Usd0.01 | Stock-Other | 1.37% | — | +2.05% | |
| 36 | ✓ | Stock-Other | 1.37% | +1.37% | NEW | ||
| 37 | ✓ | American Express C Usd0.2 | Stock-Other | 1.35% | +0.05% | +3.87% | |
| 38 | ✓ | Goodyear Tire & Rubbe Npv | Stock-Other | 1.35% | — | +2.12% | |
| 39 | ✓ | Suncor Energy Inc Npv | Stock-Other | 1.34% | — | +2.00% | |
| 40 | ✓ | Mondelez Internationa Npv | Stock-Other | 1.33% | — | — | |
| 41 | ✓ | Eog Resources Inc Usd0.01 | Stock-Other | 1.32% | — | +1.99% | |
| 42 | ✓ | Facebook Inc- Usd0.000006 | Stock-Other | 1.31% | — | -4.52% | |
| 43 | ✓ | Core Laboratories Eur0.02 | Stock-Other | 1.30% | +1.01% | +450.58% | |
| 44 | ✓ | Lowe's Cos Inc Usd0.5 | Stock-Other | 1.29% | — | — | |
| 45 | ✓ | H&r Block Inc Npv | Stock-Other | 1.24% | +0.26% | +1.67% | |
| 46 | ✓ | Dollar General C Usd0.875 | Stock-Other | 1.20% | — | — | |
| 47 | ✓ | Exxon Mobil CORP Npv | Stock-Other | 1.18% | — | — | |
| 48 | ✓ | Icici Bank Ltd-spon Adr | Stock-Other | 1.15% | +0.13% | +15.69% | |
| 49 | ✓ | Alphabet Inc-cl C Npv | Stock-Other | 1.06% | — | -4.52% | |
| 50 | ✓ | Check Point Softw Usd0.01 | Stock-Other | 1.04% | — | — |
1–50 of 88
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2017 Q2 | 99 | $1.8B | 32 | ||
| 2017 Q1 | 90 | $1.7B | 100 | 100BZ6V20029173002588 | |
| 2016 Q4 | 29 | $2.1B | 100 | 10026842002270300B2PZ | |
| 2016 Q3 | 28 | $2.3B | 25 | ||
| 2016 Q2 | 29 | $2.2B | 15 | ||
| 2016 Q1 | 27 | $2.1B | 26 | ||
| 2015 Q4 | 26 | $2.1B | 20 | ||
| 2015 Q3 | 28 | $2.1B | 100 | 1B2PZN022684703227072 | |
| 2015 Q2 | 29 | $2.3B | 22 | 10025772002684300B2PZ | |
| 2015 Q1 | 28 | $2.0B | 24 | 10026842002577300B2PZ | |
| 2014 Q4 | 30 | $2.0B | 40 | 100B2PZ20025773002684 | |
| 2014 Q3 | 36 | $2.0B | 6 | 100B2PZ20022703002577 | |
| 2014 Q2 | 36 | $2.0B | 20 | 100B2PZ20022703002684 | |
| 2014 Q1 | 38 | $1.9B | 100 | 10026842002270300B2PZ | |
| 2013 Q4 | 37 | $1.9B | 35 | 126847022915503227072 | |
| 2013 Q3 | 26 | $1.4B | 39 | 126847022915503271492 | |
| 2013 Q2 | 39 | $1.7B | 0 | 126847022270723291550 |
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Holding changes this quarter
Alliance Trust PLC's most significant position changes for 2017-06-30: Sold out: Ss&c Technologies Usd0.01; New buy: Lam Research Cor Usd0.001; New buy: Priceline Group Usd0.008; Sold out: Symantec CORP Usd0.01; New buy: .
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | ✓ | Baidu Inc - Spon Adr | +1.1% | +134.29% | Add |
| 2 | ✓ | Liberty Inte CORP Usd0.01 | +1% | +139.70% | Add |
| 3 | ✓ | Core Laboratories Eur0.02 | +1% | +450.58% | Add |
| 4 | JNJ | Johnson & Johnson | +0.7% | +33.72% | Add |
| 5 | ✓ | Microsoft C Usd0.00000625 | +0.6% | +26.20% | Add |
| 6 | ✓ | Inovalon Hold Usd0.000005 | +0.5% | +121.26% | Add |
| 7 | ✓ | Fti Consulting In Usd0.01 | +0.5% | +321.99% | Add |
| 8 | ✓ | Sberbank Of Russia | +0.4% | +65.56% | Add |
| 9 | ✓ | Borgwarner Inc Usd0.01 | +0.3% | +62.25% | Add |
| 10 | ✓ | Mastercard Inc- Usd0.0001 | +0.3% | +58.54% | Add |
| 11 | ✓ | H&r Block Inc Npv | +0.3% | +1.67% | Add |
| 12 | ✓ | Cvs Caremark CORP Com Stk Usd0.01 | +0.2% | +14.48% | Add |
| 13 | ✓ | Aetna Inc Usd0.01 | +0.2% | +2.01% | Add |
| 14 | ✓ | Wells Fargo & Co Com Usd1 2/3 | +0.2% | +39.44% | Add |
| 15 | ✓ | Regeneron Pharma Usd0.001 | +0.2% | -6.51% | Trim |
| 16 | ✓ | Alibaba Group Holding Lt | +0.1% | +29.57% | Add |
| 17 | ✓ | Anthem Inc Com Usd0.01 | +0.1% | +2.01% | Add |
| 18 | ✓ | Icici Bank Ltd-spon Adr | +0.1% | +15.69% | Add |
| 19 | ✓ | Unitedhealth Grou Usd0.01 | +0.1% | -2.85% | Trim |
| 20 | ✓ | Whirlpool CORP Usd1 | +0.1% | +2.02% | Add |
| 21 | ✓ | Corning Inc Usd0.5 | +0.1% | +2.06% | Add |
| 22 | ✓ | Hdfc Bank Ltd-adr | +0.1% | -2.83% | Trim |
| 23 | ✓ | Comcast Corp-class A Usd1 | +0.1% | +6.39% | Add |
| 24 | ✓ | American Express C Usd0.2 | +0.1% | +3.87% | Add |
| 25 | ✓ | Western Digital C Usd0.01 | 0% | +1.81% | Add |
| 26 | ✓ | Aflac Inc Usd0.1 | 0% | +1.96% | Add |
| 27 | ✓ | Intl Business Mach Usd0.2 | -0.3% | -14.32% | Trim |
| 28 | ✓ | Bank Of America C Usd0.01 | -0.4% | -32.46% | Trim |
| 29 | ✓ | Alphabet Inc-cl A Npv | -0.5% | -41.73% | Trim |
| 30 | ✓ | Taiwan Semiconductor Manufacturing Co Ltd | -0.5% | -50.79% | Trim |
| 31 | ✓ | Oracle CORP Usd0.01 | -0.6% | -27.07% | Trim |
| 32 | ✓ | Western Union Co Usd0.01 | -0.6% | -14.97% | Trim |
| 33 | ✓ | Amazon.com Inc Usd0.01 | -0.8% | -35.06% | Trim |
| 34 | ✓ | Charter Com Class A Usd 0 | -1.1% | -30.31% | Trim |
| 35 | ✓ | Ss&c Technologies Usd0.01 | — | EXIT | Sold out |
| 36 | ✓ | Lam Research Cor Usd0.001 | — | NEW | New buy |
| 37 | ✓ | Priceline Group Usd0.008 | — | NEW | New buy |
| 38 | ✓ | Symantec CORP Usd0.01 | — | EXIT | Sold out |
| 39 | ✓ | — | NEW | New buy | |
| 40 | ✓ | Whole Foods Market In Npv | — | EXIT | Sold out |
| 41 | ✓ | Johnson & Johnson Usd1 | — | NEW | New buy |
| 42 | ✓ | Cadence Design Sys Com Usd0.01 | — | EXIT | Sold out |
| 43 | ✓ | Berkshire Hatha Usd0.0033 | — | EXIT | Sold out |
| 44 | ✓ | Cr Bard Inc Usd0.25 | — | EXIT | Sold out |
| 45 | ✓ | Celgene CORP Usd0.01 | — | NEW | New buy |
| 46 | ✓ | Qualcomm Inc Com Usd0.0001 | — | NEW | New buy |
| 47 | ✓ | Blackstone Group Lp/t Npv | — | EXIT | Sold out |
| 48 | ✓ | Jd.com Inc-adr | — | NEW | New buy |
| 49 | ✓ | Alrosa Ao Rub0.5 | — | NEW | New buy |
| 50 | ✓ | Nvidia CORP Usd0.001 | — | NEW | New buy |
Filing History
FAQ
What is Alliance Trust PLC and what type of investor is it?
Alliance Trust PLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2017-06-30), the firm manages a tracked equity portfolio valued at approximately $1.8B, spread across 99 disclosed positions.
What are Alliance Trust PLC's largest equity positions?
Based on the latest 13F filing, Alliance Trust PLC's top holdings by market value are:
1. Unitedhealth Grou Usd0.01 — $59.9M (3.3%)
2. Microsoft C Usd0.00000625 — $57.2M (3.2%)
3. Johnson & Johnson (JNJ) — $52.3M (2.9%)
4. Cvs Caremark CORP Com Stk Usd0.01 — $45.9M (2.5%)
5. Nielsen Holdings PLC — $41.7M (2.3%)
What changes did Alliance Trust PLC make in its most recent portfolio filing?
In the latest reported quarter, Alliance Trust PLC made 50 notable position adjustments: 9 new positions were initiated, 23 existing holdings were added to, 11 positions were partially reduced, and 7 were completely exited. The largest of these moves: Sold out: Ss&c Technologies Usd0.01; New buy: Lam Research Cor Usd0.001; New buy: Priceline Group Usd0.008; Sold out: Symantec CORP Usd0.01; New buy:
What sectors does Alliance Trust PLC focus on?
Alliance Trust PLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Health Care: 100.0%
Investment Profile
Alliance Trust PLC's portfolio is broadly diversified and moderately active, with 100.0% of the portfolio concentrated in Health Care.
Its turnover score has risen from 15 to 32 over the past 4 quarters — a shift toward more active trading.
It has trimmed its ALPHABET INC-CL A NPV position for two straight quarters, cutting it by $37.9M while still holding $13.8M.
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Developer Access
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REST API
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