AA
AJ Advisors, LLC — 13F Filing & Top Stock Positions (Q2 2026)
AJ Advisors, LLCCIK: 0001951167
Momentum followerQuality / disciplined sizingSector-focused
Total reported value
$321.8M
Reporting period: 2026-06-30 · Number of holdings: 37
AJ Advisors, LLC disclosed 37 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $321.8M and a quarterly turnover rate of 17.9%.
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Personality snowflake
- Concentration
- 44.38
- Portfolio Stability
- 17.89
- Momentum
- 100
- Sector conviction
- 68.7
- Diversification
- 74
- Sizing Uniformity
- 82.13
AJ Advisors, LLC's disclosed holdings carry a Herfindahl concentration index of 0.111 — mathematically equivalent to about 9 equally-sized positions, well below its 37 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.79), with a handful of outsized bets alongside many smaller positions.
Recent activity leans toward adding more aggressively to already-large existing positions than to newly initiated ones (a 4.2 percentage-point tilt) — a pattern consistent with a momentum-following approach.
Sector classification currently covers about 3% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd SMH
-2.2% $6.2M
Trim IGRO
+4.3% $3.5M
Add QQQ
+1.2% $9.2M
New buy HYMB
New buy FMHI
Trim STIP
+4.2% $448.0K
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 23.83% | -0.31% | +2.56% | |
| 2 | IGRO | Ishares Intl Div Growth ETF | ETF-Other | 12.64% | -1.14% | +4.29% | |
| 3 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 12.62% | +0.95% | +1.21% | |
| 4 | VO | Vanguard Mid-cap ETF | ETF-Other | 6.33% | -0.20% | +312.07% | |
| 5 | VB | Vanguard Small-cap ETF | ETF-Other | 6.29% | -0.08% | +1.94% | |
| 6 | VTV | Vanguard Value ETF | ETF-Other | 5.59% | -0.28% | +2.37% | |
| 7 | STIP | Ishares 0-5 Year Tips Bond E | ETF-Other | 4.88% | -0.78% | +4.22% | |
| 8 | SMH | Vaneck Semiconductor ETF | ETF-Other | 4.78% | +1.37% | -2.17% | |
| 9 | RDVY | First Trust Rising Dividend | ETF-Other | 4.55% | +0.02% | +1.10% | |
| 10 | AOM | Ishares Core 40/60 Moderate | ETF-Other | 4.39% | -0.44% | +2.99% | |
| 11 | VCRB | Vanguard Core Bond ETF | ETF-Other | 3.57% | -0.53% | +4.08% | |
| 12 | PTRB | Pgim Total Return Bond ETF | ETF-Other | 2.44% | -0.36% | +4.03% | |
| 13 | PYLD | Pimco Multisector Bond Actv | ETF-Other | 1.78% | -0.23% | +4.50% | |
| 14 | HYMB | Ss Spdr N Ice Hy Muni ETF | ETF-Other | 0.95% | +0.95% | NEW | |
| 15 | FMHI | First Trust Municipal High I | ETF-Other | 0.94% | +0.94% | NEW | |
| 16 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.49% | -0.03% | +0.31% | |
| 17 | AAPL | Apple Inc | Stock-Tech | 0.46% | -0.03% | -0.96% | |
| 18 | YLD | Principal Act Hi Yld ETF | ETF-Other | 0.46% | +0.46% | NEW | |
| 19 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.42% | -0.02% | +0.28% | |
| 20 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.41% | +0.02% | -0.41% | |
| 21 | MSFT | Microsoft CORP | Stock-Tech | 0.29% | -0.05% | +1.74% | |
| 22 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.25% | -0.02% | -3.84% | |
| 23 | V | Visa Inc-class A Shares | Stock-Financials | 0.17% | -0.01% | -0.61% | |
| 24 | HD | Home Depot Inc | Stock-Consumer Disc | 0.17% | -0.02% | -1.89% | |
| 25 | NVDA | Nvidia CORP | Stock-Tech | 0.15% | -0.01% | -2.62% | |
| 26 | BLK | Blackrock Inc | Stock-Financials | 0.14% | -0.03% | -0.41% | |
| 27 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.14% | -0.02% | -0.80% | |
| 28 | HCA | Hca Healthcare Inc | Stock-Healthcare | 0.13% | -0.06% | +1.32% | |
| 29 | SPYM | Ste Str Spdr Pt S&p 500 ETF | ETF-Large Cap & Growth | 0.13% | — | +2.54% | |
| 30 | SPSB | Ss Spdr P St C CORP ETF | ETF-Other | 0.11% | -0.02% | +0.11% | |
| 31 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 0.09% | — | -0.81% | |
| 32 | MA | Mastercard Inc - A | Stock-Financials | 0.08% | -0.02% | +0.19% | |
| 33 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.07% | -0.02% | -2.10% | |
| 34 | DVY | Ishares Select Dividend ETF | ETF-Other | 0.07% | -0.01% | +0.83% | |
| 35 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.07% | -0.02% | -2.04% | |
| 36 | UNH | Unitedhealth Group Inc | Stock-Healthcare | 0.07% | +0.07% | NEW | |
| 37 | LPRO | Open Lending CORP | Stock-Other | 0.04% | +0.04% | NEW |
Portfolio Performance
Performance for Q3 2026
+1.9%
Performance Last 4 Quarters
+20.5%
- Stdev
- +11%
- Beta
- +0.82
- Alpha
- +1.1%
- Max Drawdown
- -5.3%
- Annualized Perf
- +18.3%
- Batting Avg vs S&P
- +41.7%
- Sortino
- +3.3
- Stutzer
- +0.47
- Treynor
- +0.21
- Sterling
- +1.26
- Calmar
- +3.44
- Information Ratio
- -0.71
- Tracking Error
- +3.5%
- Stdev Down
- +5.3%
- Winning Months %
- +72.2%
- Losing Months %
- +27.8%
- Best 12 Months
- +30.1%
- Worst 12 Months
- +6.6%
- Efficiency Ratio
- +0.63
- Sharpe
- +1.6
- Stdev Sectors
- +10.2%
- Skewness
- -0.05
- Kurtosis
- -0.28
- Upside Potential
- +4.9
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q2 | 37 | $321.8M | 18 | ||
| 2026 Q1 | 33 | $269.5M | 5 | ||
| 2025 Q4 | 35 | $270.9M | 13 | ||
| 2025 Q3 | 36 | $244.3M | 27 | ||
| 2025 Q2 | 37 | $224.8M | 0 | ||
| 2025 Q1 | 34 | $195.4M | 0 | ||
| 2024 Q4 | 32 | $192.7M | 0 | ||
| 2024 Q3 | 34 | $195.0M | 0 | ||
| 2024 Q2 | 33 | $180.8M | 0 | ||
| 2024 Q1 | 48 | $181.3M | 0 | ||
| 2023 Q4 | 43 | $162.6M | 0 | ||
| 2023 Q3 | 35 | $133.0M | 0 | ||
| 2023 Q2 | 35 | $143.8M | 0 | ||
| 2023 Q1 | 36 | $136.2M | 0 | ||
| 2022 Q4 | 37 | $124.7M | 0 |
Holding changes this quarter
AJ Advisors, LLC's most significant position changes for 2026-06-30: New buy: Ss Spdr N Ice Hy Muni ETF (HYMB); New buy: First Trust Municipal High I (FMHI); New buy: Principal Act Hi Yld ETF (YLD); New buy: Unitedhealth Group Inc (UNH); Sold out: Globus Medical Inc - A (GMED).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | SMH | Vaneck Semiconductor ETF | +1.4% | -2.17% | Trim |
| 2 | QQQ | Invesco Qqq Trust Series 1 | +1% | +1.21% | Add |
| 3 | HYMB | Ss Spdr N Ice Hy Muni ETF | +1% | NEW | New buy |
| 4 | FMHI | First Trust Municipal High I | +0.9% | NEW | New buy |
| 5 | YLD | Principal Act Hi Yld ETF | +0.5% | NEW | New buy |
| 6 | UNH | Unitedhealth Group Inc | +0.1% | NEW | New buy |
| 7 | LPRO | Open Lending CORP | 0% | NEW | New buy |
| 8 | RDVY | First Trust Rising Dividend | 0% | +1.10% | Add |
| 9 | GOOGL | Alphabet Inc-cl A | 0% | -0.41% | Trim |
| 10 | SPYM | Ste Str Spdr Pt S&p 500 ETF | — | +2.54% | Add |
| 11 | IVV | Ishares Core S&p 500 ETF | — | -0.81% | Trim |
| 12 | V | Visa Inc-class A Shares | 0% | -0.61% | Trim |
| 13 | NVDA | Nvidia CORP | 0% | -2.62% | Trim |
| 14 | DVY | Ishares Select Dividend ETF | 0% | +0.83% | Add |
| 15 | SPY | Ss Spdr S&p 500 ETF Trust-us | 0% | +0.28% | Add |
| 16 | AMZN | Amazon.com Inc | 0% | -3.84% | Trim |
| 17 | HD | Home Depot Inc | 0% | -1.89% | Trim |
| 18 | COST | Costco Wholesale CORP | 0% | -2.04% | Trim |
| 19 | BRK-B | Berkshire Hathaway Inc-cl B | 0% | -0.80% | Trim |
| 20 | MA | Mastercard Inc - A | 0% | +0.19% | Add |
| 21 | PG | Procter & Gamble Co/the | 0% | -2.10% | Trim |
| 22 | SPSB | Ss Spdr P St C CORP ETF | 0% | +0.11% | Add |
| 23 | AAPL | Apple Inc | 0% | -0.96% | Trim |
| 24 | JPM | Jpmorgan Chase & Co | 0% | +0.31% | Add |
| 25 | BLK | Blackrock Inc | 0% | -0.41% | Trim |
| 26 | MSFT | Microsoft CORP | -0.1% | +1.74% | Add |
| 27 | HCA | Hca Healthcare Inc | -0.1% | +1.32% | Add |
| 28 | VB | Vanguard Small-cap ETF | -0.1% | +1.94% | Add |
| 29 | GMED | Globus Medical Inc - A | -0.1% | EXIT | Sold out |
| 30 | VO | Vanguard Mid-cap ETF | -0.2% | +312.07% | Add |
| 31 | PYLD | Pimco Multisector Bond Actv | -0.2% | +4.50% | Add |
| 32 | VTV | Vanguard Value ETF | -0.3% | +2.37% | Add |
| 33 | VOO | Vanguard S&p 500 ETF | -0.3% | +2.56% | Add |
| 34 | PTRB | Pgim Total Return Bond ETF | -0.4% | +4.03% | Add |
| 35 | AOM | Ishares Core 40/60 Moderate | -0.4% | +2.99% | Add |
| 36 | VCRB | Vanguard Core Bond ETF | -0.5% | +4.08% | Add |
| 37 | STIP | Ishares 0-5 Year Tips Bond E | -0.8% | +4.22% | Add |
| 38 | IGRO | Ishares Intl Div Growth ETF | -1.1% | +4.29% | Add |
💡
Data Source Notice: AlphaSMO is the web's most authoritative 13F / Inside Trader database. Institutional holdings and insider trades presented here are precisely computed to deliver accurate portfolio reporting.
Filing History
FAQ
What is AJ Advisors, LLC and what type of investor is it?
AJ Advisors, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-06-30), the firm manages a tracked equity portfolio valued at approximately $321.8M, spread across 37 disclosed positions.
What are AJ Advisors, LLC's largest equity positions?
Based on the latest 13F filing, AJ Advisors, LLC's top holdings by market value are:
1. Vanguard S&p 500 ETF (VOO) — $76.7M (23.8%)
2. Ishares Intl Div Growth ETF (IGRO) — $40.7M (12.6%)
3. Invesco Qqq Trust Series 1 (QQQ) — $40.6M (12.6%)
4. Vanguard Mid-cap ETF (VO) — $20.4M (6.3%)
5. Vanguard Small-cap ETF (VB) — $20.2M (6.3%)
What changes did AJ Advisors, LLC make in its most recent portfolio filing?
In the latest reported quarter, AJ Advisors, LLC made 38 notable position adjustments: 5 new positions were initiated, 20 existing holdings were added to, 12 positions were partially reduced, and 1 were completely exited. The largest of these moves: New buy: Ss Spdr N Ice Hy Muni ETF (HYMB); New buy: First Trust Municipal High I (FMHI); New buy: Principal Act Hi Yld ETF (YLD); New buy: Unitedhealth Group Inc (UNH); Sold out: Globus Medical Inc - A (GMED)
What sectors does AJ Advisors, LLC focus on?
AJ Advisors, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 30.5%
• Financials: 30.0%
• Consumer Discretionary: 14.3%
• Communication Services: 13.8%
• Health Care: 6.7%
• Consumer Staples: 4.8%
Investment Profile
AJ Advisors, LLC returned an annualized 18.3% over the trailing 36 months — outperforming the S&P 500 by 1.1 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.82 (less volatile than the market) and a 42% quarterly batting average against the index.
Its portfolio is moderately concentrated and long-term-holding, with 30.5% of the portfolio concentrated in Information Technology.
Its turnover score has risen from 0 to 18 over the past 4 quarters — a shift toward more active trading.
It has added to its SMH position over the past two quarters (+$6.5M, now $15.4M), while trimming BLK over the same stretch (-$61.9K, still holding $465.7K).
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Developer Access
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