AC
Afam Capital, Inc. Historical SEC 13F Holdings & Archive (Q3 2018)
Afam Capital, Inc.CIK: 0001167495
Diversified strategyMomentum followerQuality / disciplined sizing
Total reported value
$718.3M
Reporting period: 2018-09-30 · Number of holdings: 154
AFAM CAPITAL, INC. disclosed 154 holdings in its latest 13F filing for the period ending 2018-09-30, with total reported value of $718.3M and a quarterly turnover rate of 17.8%.
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Personality snowflake
- Concentration
- 4.02
- Portfolio Stability
- 17.8
- Momentum
- 100
- Sector conviction
- 62.86
- Diversification
- 100
- Sizing Uniformity
- 92.59
Afam Capital, Inc.'s disclosed holdings carry a Herfindahl concentration index of 0.010 — mathematically equivalent to about 100 equally-sized positions, close to its 154 actual disclosed holdings. Value is spread relatively evenly across the portfolio rather than concentrated in a handful of names.
Position sizes are fairly uniform across the portfolio (a coefficient of variation of 0.74), suggesting a disciplined, rules-based approach to how much capital goes into each idea.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 37% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd AAPL
-3.5% $2.8M
Add GLW
-2.5% $2.5M
Add v7780t103
+1.3% $2.2M
Trim WHR
+0.5% -$1.4M
Trim INTC
-3.3% -$961.0K
Add MSFT
-0.6% $2.0M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | AAPL | Apple Inc | Stock-Tech | 2.58% | +0.29% | -3.53% | |
| 2 | ✓ | Aetna Inc | Stock-Other | 2.12% | +0.11% | -0.45% | |
| 3 | MSFT | Microsoft CORP | Stock-Tech | 2.10% | +0.20% | -0.57% | |
| 4 | ✓ | Stock-Other | 1.95% | +0.16% | +0.90% | ||
| 5 | ✓ | Stock-Other | 1.78% | +0.06% | +0.11% | ||
| 6 | GLW | Corning Inc | Stock-Tech | 1.74% | +0.29% | -2.52% | |
| 7 | DIS | Walt Disney Co/the | Stock-Comm Services | 1.70% | +0.13% | +1.52% | |
| 8 | NSC | Norfolk Southern CORP | Stock-Industrials | 1.64% | +0.18% | -1.49% | |
| 9 | AMGN | Amgen Inc | Stock-Healthcare | 1.64% | +0.13% | +1.08% | |
| 10 | INTC | Intel CORP | Stock-Tech | 1.54% | -0.21% | -3.29% | |
| 11 | ✓ | Stock-Other | 1.47% | +0.26% | +1.29% | ||
| 12 | ABT | Abbott Laboratories | Stock-Healthcare | 1.37% | +0.18% | +0.51% | |
| 13 | CE | Celanese CORP | Stock-Materials | 1.34% | — | +1.79% | |
| 14 | ✓ | Stock-Other | 1.33% | +0.14% | +0.70% | ||
| 15 | DE | Deere & Co | Stock-Industrials | 1.24% | — | +1.23% | |
| 16 | ✓ | Stock-Other | 1.23% | +0.07% | +2.45% | ||
| 17 | CAT | Caterpillar Inc | Stock-Industrials | 1.23% | +0.11% | +1.74% | |
| 18 | ADM | Archer-daniels-midland Co | Stock-Consumer Staples | 1.21% | +0.06% | +0.66% | |
| 19 | TPR | Tapestry Inc | Stock-Consumer Disc | 1.20% | — | +0.87% | |
| 20 | PRU | Prudential Financial Inc | Stock-Financials | 1.20% | — | +0.91% | |
| 21 | JNJ | Johnson & Johnson | Stock-Healthcare | 1.16% | +0.11% | +1.27% | |
| 22 | MDC1USD | Mdc Holdings Inc | Stock-Other | 1.13% | — | +1.83% | |
| 23 | ✓ | Stock-Other | 1.12% | +0.14% | +1.78% | ||
| 24 | BAC | Bank Of America CORP | Stock-Financials | 1.10% | — | +1.00% | |
| 25 | DLR | Digital Realty Trust Inc | Stock-Real Estate | 1.07% | — | +1.24% | |
| 26 | ✓ | Stock-Other | 1.07% | — | +4.05% | ||
| 27 | ✓ | Stock-Other | 1.06% | — | +2.47% | ||
| 28 | WMT | Walmart Inc | Stock-Consumer Staples | 1.04% | — | +1.01% | |
| 29 | IBM | Intl Business Machines CORP | Stock-Tech | 1.04% | — | +1.14% | |
| 30 | PNC | Pnc Financial Services Group | Stock-Financials | 1.03% | — | +0.43% | |
| 31 | ✓ | Stock-Other | 1.02% | — | +1.87% | ||
| 32 | ✓ | Stock-Other | 1.00% | — | +1.41% | ||
| 33 | KSS | Kohls CORP | Stock-Consumer Disc | 0.98% | — | +0.92% | |
| 34 | QCOM | Qualcomm Inc | Stock-Tech | 0.93% | +0.18% | +1.68% | |
| 35 | ✓ | Seagate Technology PLC | Stock-Other | 0.93% | -0.19% | +3.68% | |
| 36 | ONB | Old National Bancorp | Stock-Financials | 0.92% | — | +2.25% | |
| 37 | LOW | Lowe's Cos Inc | Stock-Consumer Disc | 0.90% | +0.13% | +1.91% | |
| 38 | DAL | Delta Air Lines Inc | Stock-Industrials | 0.89% | +0.10% | +1.00% | |
| 39 | ✓ | Stock-Other | 0.88% | +0.12% | +3.41% | ||
| 40 | BNY | Bank Of New York Mellon CORP | Stock-Financials | 0.88% | — | +0.30% | |
| 41 | CMI | Cummins Inc | Stock-Industrials | 0.88% | +0.11% | +7.94% | |
| 42 | ✓ | Stock-Other | 0.87% | +0.13% | +1.84% | ||
| 43 | FITB | Fifth Third Bancorp | Stock-Financials | 0.87% | — | +2.73% | |
| 44 | ✓ | Stock-Other | 0.85% | +0.08% | -0.38% | ||
| 45 | WHR | Whirlpool CORP | Stock-Consumer Disc | 0.85% | -0.23% | +0.52% | |
| 46 | KMB | Kimberly-clark CORP | Stock-Consumer Staples | 0.84% | — | +1.38% | |
| 47 | ✓ | Stock-Other | 0.83% | — | +9.93% | ||
| 48 | HFCUSD | Hollyfrontier CORP | Stock-Other | 0.83% | — | +1.56% | |
| 49 | NOVEUR | National Oilwell Varco Inc | Stock-Other | 0.83% | — | +0.64% | |
| 50 | ✓ | Stock-Other | 0.81% | -0.16% | +2.83% |
1–50 of 154
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2018 Q3 | 154 | $718.3M | 18 | ||
| 2018 Q2 | 188 | $687.9M | 41 | ||
| 2018 Q1 | 195 | $909.2M | 28 | ||
| 2017 Q4 | 192 | $908.4M | 82 | ||
| 2017 Q3 | 189 | $827.8M | 20 | ||
| 2017 Q2 | 191 | $781.2M | 20 | ||
| 2017 Q1 | 185 | $721.0M | 19 | ||
| 2016 Q4 | 183 | $661.3M | 22 | ||
| 2016 Q3 | 174 | $625.9M | 26 | ||
| 2016 Q2 | 172 | $605.1M | 23 | ||
| 2016 Q1 | 162 | $612.4M | 30 | ||
| 2015 Q4 | 152 | $645.7M | 26 | ||
| 2015 Q3 | 150 | $656.2M | 22 | ||
| 2015 Q2 | 152 | $752.3M | 27 | ||
| 2015 Q1 | 154 | $776.2M | 20 | ||
| 2014 Q4 | 147 | $785.0M | 13 | ||
| 2014 Q3 | 141 | $789.1M | 20 | ||
| 2014 Q2 | 145 | $796.0M | 18 | ||
| 2014 Q1 | 144 | $744.7M | 29 | ||
| 2013 Q4 | 135 | $741.1M | 40 | ||
| 2013 Q3 | 137 | $728.9M | 23 | ||
| 2013 Q2 | 140 | $721.0M | 0 |
Holding changes this quarter
Afam Capital, Inc.'s most significant position changes for 2018-09-30: Sold out: Ca Inc; New buy: Micron Technology Inc (MU); New buy: Westrock Co Com Shs; Sold out: Barrick Gold CORP (ABX); Sold out: Spdr S&p China Fund.
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | AAPL | Apple Inc | +0.3% | -3.53% | Trim |
| 2 | GLW | Corning Inc | +0.3% | -2.52% | Trim |
| 3 | ✓ | +0.3% | +1.29% | Add | |
| 4 | MSFT | Microsoft CORP | +0.2% | -0.57% | Trim |
| 5 | NSC | Norfolk Southern CORP | +0.2% | -1.49% | Trim |
| 6 | ABT | Abbott Laboratories | +0.2% | +0.51% | Add |
| 7 | QCOM | Qualcomm Inc | +0.2% | +1.68% | Add |
| 8 | ✓ | +0.2% | +0.90% | Add | |
| 9 | ✓ | +0.1% | +0.70% | Add | |
| 10 | ✓ | +0.1% | +1.78% | Add | |
| 11 | DIS | Walt Disney Co/the | +0.1% | +1.52% | Add |
| 12 | AMGN | Amgen Inc | +0.1% | +1.08% | Add |
| 13 | ✓ | +0.1% | +1.84% | Add | |
| 14 | LOW | Lowe's Cos Inc | +0.1% | +1.91% | Add |
| 15 | ✓ | +0.1% | +3.41% | Add | |
| 16 | ✓ | Aetna Inc | +0.1% | -0.45% | Trim |
| 17 | CAT | Caterpillar Inc | +0.1% | +1.74% | Add |
| 18 | JNJ | Johnson & Johnson | +0.1% | +1.27% | Add |
| 19 | CMI | Cummins Inc | +0.1% | +7.94% | Add |
| 20 | DAL | Delta Air Lines Inc | +0.1% | +1.00% | Add |
| 21 | FLR | Fluor CORP | +0.1% | +3.57% | Add |
| 22 | ✓ | +0.1% | -0.38% | Trim | |
| 23 | ✓ | +0.1% | +2.45% | Add | |
| 24 | ✓ | +0.1% | +0.11% | Add | |
| 25 | ADM | Archer-daniels-midland Co | +0.1% | +0.66% | Add |
| 26 | ✓ | -0.2% | +2.83% | Add | |
| 27 | ✓ | Benchmark Electronics Inc | -0.2% | +1.12% | Add |
| 28 | ✓ | Seagate Technology PLC | -0.2% | +3.68% | Add |
| 29 | INTC | Intel CORP | -0.2% | -3.29% | Trim |
| 30 | WHR | Whirlpool CORP | -0.2% | +0.52% | Add |
| 31 | ✓ | Ca Inc | — | EXIT | Sold out |
| 32 | MU | Micron Technology Inc | — | NEW | New buy |
| 33 | ✓ | Westrock Co Com Shs | — | NEW | New buy |
| 34 | ABX | Barrick Gold CORP | — | EXIT | Sold out |
| 35 | ✓ | Spdr S&p China Fund | — | EXIT | Sold out |
| 36 | EWZ | Ishares Msci Brazil ETF | — | EXIT | Sold out |
| 37 | EZA | Ishares Msci South Africa Et | — | EXIT | Sold out |
| 38 | ✓ | — | NEW | New buy | |
| 39 | ✓ | Global X ETF Ftse Portugal 20 | — | NEW | New buy |
| 40 | ✓ | Franklin FTSE Mexico Fund | — | NEW | New buy |
| 41 | ✓ | Ishares Msci Italy Capped ETF | — | EXIT | Sold out |
| 42 | ✓ | — | NEW | New buy | |
| 43 | ✓ | Market Vectors Emerging Markets High Yield Bond ETF | — | EXIT | Sold out |
| 44 | ✓ | — | EXIT | Sold out | |
| 45 | ✓ | — | EXIT | Sold out | |
| 46 | BASFY | Basf Se-spon Adr | — | NEW | New buy |
| 47 | ✓ | — | EXIT | Sold out | |
| 48 | BND | Vanguard Total Bond Market | — | EXIT | Sold out |
| 49 | ✓ | — | EXIT | Sold out | |
| 50 | ✓ | Vanguard Mortgage-Business Sec | — | EXIT | Sold out |
Filing History
FAQ
What is Afam Capital, Inc. and what type of investor is it?
Afam Capital, Inc. is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2018-09-30), the firm manages a tracked equity portfolio valued at approximately $718.3M, spread across 154 disclosed positions.
What are Afam Capital, Inc.'s largest equity positions?
Based on the latest 13F filing, Afam Capital, Inc.'s top holdings by market value are:
1. Apple Inc (AAPL) — $18.5M (2.6%)
2. Aetna Inc — $15.2M (2.1%)
3. Microsoft CORP (MSFT) — $15.1M (2.1%)
4. — $14.0M (1.9%)
5. — $12.8M (1.8%)
What changes did Afam Capital, Inc. make in its most recent portfolio filing?
In the latest reported quarter, Afam Capital, Inc. made 50 notable position adjustments: 7 new positions were initiated, 23 existing holdings were added to, 7 positions were partially reduced, and 13 were completely exited. The largest of these moves: Sold out: Ca Inc; New buy: Micron Technology Inc (MU); New buy: Westrock Co Com Shs; Sold out: Barrick Gold CORP (ABX); Sold out: Spdr S&p China Fund
What sectors does Afam Capital, Inc. focus on?
Afam Capital, Inc. is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 36.2%
• Health Care: 18.8%
• Communication Services: 12.5%
• Financials: 11.5%
• Industrials: 9.5%
• Consumer Discretionary: 5.6%
Investment Profile
Afam Capital, Inc.'s portfolio is broadly diversified and long-term-holding, with 36.2% of the portfolio concentrated in Information Technology.
It has added to its 02079k107 position over the past two quarters (+$7.0M, now $7.3M), while trimming EMB over the same stretch (-$6.5M, still holding $2.2M).
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