AS
Advisory Services & Investments, LLC Historical SEC 13F Holdings & Archive (Q3 2024)
Advisory Services & Investments, LLCCIK: 0001862931
Sector-focusedDiversified strategyLong-term holder
Total reported value
$146.9M
Reporting period: 2024-09-30 · Number of holdings: 40
Advisory Services & Investments, LLC disclosed 40 holdings in its latest 13F filing for the period ending 2024-09-30, with total reported value of $146.9M and a quarterly turnover rate of 0.0%.
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Personality snowflake
- Concentration
- 29.17
- Portfolio Stability
- 0
- Momentum
- 50
- Sector conviction
- 100
- Diversification
- 80
- Sizing Uniformity
- 85.98
Advisory Services & Investments, LLC's disclosed holdings carry a Herfindahl concentration index of 0.073 — mathematically equivalent to about 14 equally-sized positions, well below its 40 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.40), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 8% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNo holding changes this quarter
Holdings Map
New buyAddUnchangedTrim
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Data Source Notice: AlphaSMO is the web's most authoritative 13F / Inside Trader database. Institutional holdings and insider trades presented here are precisely computed to deliver accurate portfolio reporting.
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | DFIC | Dimensional International Co | ETF-Other | 14.15% | — | -5.84% | |
| 2 | VO | Vanguard Mid-cap ETF | ETF-Other | 10.87% | — | -1.21% | |
| 3 | DFAS | Dimensional US Small Cap ETF | ETF-Small Cap | 8.35% | — | -6.53% | |
| 4 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 8.19% | — | -9.50% | |
| 5 | DFAC | Dimensional US Core Equity 2 | ETF-Other | 7.93% | — | +2.06% | |
| 6 | DFEM | Dimensional Emrg Mrkt Core | ETF-Other | 7.39% | — | -5.54% | |
| 7 | SCHG | Schwab US Large-cap Growth | ETF-Other | 6.26% | — | -8.72% | |
| 8 | DFUV | Dimensional US Marketwide Va | ETF-Other | 5.89% | — | -18.50% | |
| 9 | DFGR | Dim Global Real Estate ETF | ETF-Other | 4.46% | — | -1.56% | |
| 10 | DFSV | Dimensional US Small Cap Val | ETF-Small Cap | 4.13% | — | -7.32% | |
| 11 | DFLV | Dim US Large Cap Value ETF | ETF-Large Cap & Growth | 4.02% | — | +18.49% | |
| 12 | MSFT | Microsoft CORP | Stock-Tech | 3.64% | — | -0.29% | |
| 13 | BOND | Pimco Active Bond Exchange-t | ETF-Other | 2.75% | — | +3.06% | |
| 14 | DFSU | Dimensional US Sus Core1 ETF | ETF-Other | 1.52% | — | +0.01% | |
| 15 | UPS | United Parcel Service-cl B | Stock-Industrials | 1.33% | — | — | |
| 16 | DFUS | Dimensional US Eq Mkt ETF | ETF-Other | 0.97% | — | -5.78% | |
| 17 | BNDX | Vanguard Total Intl Bond ETF | ETF-Other | 0.76% | — | +7.85% | |
| 18 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.65% | — | — | |
| 19 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.61% | — | -28.78% | |
| 20 | DFAT | Dimensional US Target Value | ETF-Other | 0.56% | — | -3.93% | |
| 21 | SBUX | Starbucks CORP | Stock-Consumer Disc | 0.53% | — | -1.80% | |
| 22 | AAPL | Apple Inc | Stock-Tech | 0.47% | — | -5.98% | |
| 23 | SCHP | Schwab U.s. Tips ETF | ETF-Other | 0.45% | — | +16.25% | |
| 24 | SCHV | Schwab US Large-cap Value | ETF-Other | 0.45% | — | -8.19% | |
| 25 | DFIV | Dimensional International Va | ETF-Other | 0.44% | — | -3.56% | |
| 26 | DFAX | Dimensional World Ex US Core | ETF-Other | 0.40% | — | -4.76% | |
| 27 | DFSI | Dimensional Int Sus Cor1 ETF | ETF-Other | 0.40% | — | +0.18% | |
| 28 | NVDA | Nvidia CORP | Stock-Tech | 0.33% | — | +0.33% | |
| 29 | F | Ford Motor Co | Stock-Consumer Disc | 0.30% | — | — | |
| 30 | IBM | Intl Business Machines CORP | Stock-Tech | 0.29% | — | — | |
| 31 | SCHX | Schwab US Large-cap ETF | ETF-Other | 0.24% | — | — | |
| 32 | DFSE | Dimensional Em Sus Core1 ETF | ETF-Other | 0.22% | — | — | |
| 33 | VTV | Vanguard Value ETF | ETF-Other | 0.17% | — | — | |
| 34 | VBR | Vanguard Small-cap Value ETF | ETF-Other | 0.16% | — | — | |
| 35 | VGK | Vanguard Ftse Europe ETF | ETF-Other | 0.15% | — | — | |
| 36 | IWF | Ishares Russell 1000 Growth | ETF-Other | 0.14% | — | — | |
| 37 | IPAC | Ishares Core Msci Pacific Et | ETF-Other | 0.14% | — | — | |
| 38 | BA | Boeing Co/the | Stock-Industrials | 0.14% | — | +0.38% | |
| 39 | XOM | Exxon Mobil CORP | Stock-Energy | 0.14% | — | — | |
| 40 | AMLIF | American Lithium CORP | Stock-Other | — | — | — |
Portfolio Performance
Performance for Q3 2026
+3.5%
Performance Last 4 Quarters
+21.8%
- Stdev
- +12%
- Beta
- +0.85
- Alpha
- +0.1%
- Max Drawdown
- -6.6%
- Annualized Perf
- +17.8%
- Batting Avg vs S&P
- +41.7%
- Sortino
- +2.78
- Stutzer
- +0.42
- Treynor
- +0.2
- Sterling
- +1.15
- Calmar
- +2.7
- Information Ratio
- -0.55
- Tracking Error
- +5.2%
- Stdev Down
- +6.2%
- Winning Months %
- +69.4%
- Losing Months %
- +30.6%
- Best 12 Months
- +30.9%
- Worst 12 Months
- +3.3%
- Efficiency Ratio
- +0.57
- Sharpe
- +1.43
- Stdev Sectors
- +19%
- Skewness
- -0.12
- Kurtosis
- -0.36
- Upside Potential
- +4.39
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2024 Q3 | 40 | $146.9M | 0 | ||
| 2024 Q2 | 36 | $143.9M | 0 | ||
| 2024 Q1 | 36 | $145.0M | 0 | ||
| 2023 Q4 | 33 | $135.6M | 0 | ||
| 2023 Q3 | 30 | $113.7M | 0 | ||
| 2023 Q2 | 38 | $121.1M | 0 | ||
| 2023 Q1 | 36 | $110.2M | 0 | ||
| 2022 Q4 | 32 | $100.5M | 0 | ||
| 2022 Q3 | 37 | $94.7M | 0 | ||
| 2022 Q2 | 41 | $104.7M | 0 | ||
| 2022 Q1 | 40 | $123.5M | 0 | ||
| 2021 Q4 | 36 | $156.3M | 0 | ||
| 2021 Q3 | 34 | $152.4M | 0 | ||
| 2021 Q2 | 23 | $137.2M | 95 | ||
| 2021 Q1 | 22 | $123.1M | 0 |
Holding changes this quarter
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|
Filing History
FAQ
What is Advisory Services & Investments, LLC and what type of investor is it?
Advisory Services & Investments, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2024-09-30), the firm manages a tracked equity portfolio valued at approximately $146.9M, spread across 40 disclosed positions.
What are Advisory Services & Investments, LLC's largest equity positions?
Based on the latest 13F filing, Advisory Services & Investments, LLC's top holdings by market value are:
1. Dimensional International Co (DFIC) — $20.8M (14.2%)
2. Vanguard Mid-cap ETF (VO) — $16.0M (10.9%)
3. Dimensional US Small Cap ETF (DFAS) — $12.3M (8.3%)
4. Vanguard S&p 500 ETF (VOO) — $12.0M (8.2%)
5. Dimensional US Core Equity 2 (DFAC) — $11.6M (7.9%)
What changes did Advisory Services & Investments, LLC make in its most recent portfolio filing?
No notable portfolio changes were recorded for Advisory Services & Investments, LLC in the most recent quarter. Holdings appear to have remained relatively stable.
What sectors does Advisory Services & Investments, LLC focus on?
Advisory Services & Investments, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 56.1%
• Industrials: 17.4%
• Consumer Discretionary: 17.1%
• Consumer Staples: 7.7%
• Energy: 1.6%
Investment Profile
Advisory Services & Investments, LLC returned an annualized 17.8% over the trailing 36 months — outperforming the S&P 500 by 0.1 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.85 (less volatile than the market) and a 42% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding, with 56.1% of the portfolio concentrated in Information Technology.
It has added to its DFLV position over the past two quarters (+$1.5M, now $5.9M), while trimming DFUV over the same stretch (-$2.2M, still holding $8.6M).
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