13F GuideFiling Basics
What is SEC Form 13F? Ultimate Guide to Institutional Equity Filings
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
AlphaSMO Research GuideRead Guide
CIK: 0001038661
Total reported value
$1.1B
$1.1B
119 檔
19.9%
At the close of Q1 2026, Abner Herrman & Brock LLC disclosed equity holdings valued at approximately $1.1B, spread across 119 reported holdings.
In Q1 2026, Abner Herrman & Brock LLC adopted a defensive or profit-taking posture, trimming 38 positions and completely liquidating 12 holdings to manage risk exposure.
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | NVDA | Nvidia CORP | Stock-Tech | 7.68% | -0.30% | -1.39% | |
| 2 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 4.30% | +0.16% | -0.97% | |
| 3 | JPM | Jpmorgan Chase & Co | Stock-Financials | 3.95% | -0.62% | -0.37% | |
| 4 | IBM | Intl Business Machines CORP | Stock-Tech | 3.87% | -0.03% | +0.02% | |
| 5 | NFLX | Netflix Inc | Stock-Comm Services | 3.42% | -1.80% | -2.41% | |
| 6 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 3.42% | -0.08% | +0.08% | |
| 7 | AAPL | Apple Inc | Stock-Tech | 3.35% | +0.44% | +0.56% | |
| 8 | MSFT | Microsoft CORP | Stock-Tech | 3.18% | -0.43% | +0.22% | |
| 9 | AMD | Advanced Micro Devices | Stock-Tech | 2.95% | +3.93% | +0.13% | |
| 10 | DELL | Dell Technologies -c | Stock-Tech | 2.87% | +3.37% | +0.52% | |
| 11 | MS | Morgan Stanley | Stock-Financials | 2.87% | +0.01% | -0.27% | |
| 12 | WMT | Walmart Inc | Stock-Consumer Staples | 2.78% | -0.64% | -0.41% | |
| 13 | LLY | Eli Lilly & Co | Stock-Healthcare | 2.73% | +0.36% | +0.24% | |
| 14 | MRK | Merck & Co. Inc. | Stock-Healthcare | 2.69% | -0.22% | +2.10% | |
| 15 | MAR | Marriott International -cl A | Stock-Consumer Disc | 2.55% | -0.52% | +0.01% | |
| 16 | META | Meta Platforms Inc-class A | Stock-Comm Services | 2.52% | -0.37% | +0.13% | |
| 17 | AXP | American Express Co | Stock-Financials | 2.48% | -0.26% | -0.25% | |
| 18 | XOM | Exxon Mobil CORP | Stock-Energy | 2.38% | -2.38% | EXIT | |
| 19 | TSLA | Tesla Inc | Stock-Consumer Disc | 2.33% | -0.04% | +1.60% | |
| 20 | WFC | Wells Fargo & Co | Stock-Financials | 2.31% | -0.89% | +1.05% | |
| 21 | ✓ | Stock-Other | 2.29% | -0.24% | +0.28% | ||
| 22 | CB | Chubb Limited | Stock-Financials | 2.29% | — | — | |
| 23 | MA | Mastercard Inc - A | Stock-Financials | 2.19% | -0.28% | +0.23% | |
| 24 | BA | Boeing Co/the | Stock-Industrials | 2.13% | +0.54% | +539.98% | |
| 25 | CVX | Chevron CORP | Stock-Energy | 2.11% | -0.66% | +0.81% | |
| 26 | ✓ | Stock-Other | 1.91% | -0.30% | -0.97% | ||
| 27 | AON | Aon plc | Stock-Financials | 1.91% | — | — | |
| 28 | MCD | Mcdonald's CORP | Stock-Consumer Disc | 1.89% | -0.49% | +0.38% | |
| 29 | RTX | Rtx CORP | Stock-Industrials | 1.86% | -0.27% | -0.07% | |
| 30 | ORCL | Oracle CORP | Stock-Tech | 1.77% | -0.30% | -4.42% | |
| 31 | CRM | Salesforce Inc | Stock-Tech | 1.47% | -1.47% | EXIT | |
| 32 | AIG | American International Group | Stock-Financials | 1.39% | -0.22% | +0.98% | |
| 33 | HD | Home Depot Inc | Stock-Consumer Disc | 1.38% | -0.08% | +1.88% | |
| 34 | SYK | Stryker CORP | Stock-Healthcare | 1.24% | -0.22% | +2.48% | |
| 35 | PWR | Quanta Services Inc | Stock-Industrials | 1.19% | +0.21% | +9.86% | |
| 36 | EMR | Emerson Electric Co | Stock-Industrials | 1.18% | -0.07% | +0.05% | |
| 37 | C | Citigroup Inc | Stock-Financials | 1.16% | +0.05% | -4.79% | |
| 38 | ISRG | Intuitive Surgical Inc | Stock-Healthcare | 1.13% | -0.36% | +1.83% | |
| 39 | TSM | Taiwan Semiconductor-sp Adr | Stock-Tech | 0.92% | +0.25% | +8.65% | |
| 40 | ✓ | Stock-Other | 0.91% | -0.07% | -0.49% | ||
| 41 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.91% | — | — | |
| 42 | ✓ | Stock-Other | 0.83% | -0.03% | -0.11% | ||
| 43 | RCL | Royal Caribbean Cruises Ltd. | Stock-Consumer Disc | 0.83% | — | — | |
| 44 | BNY | Bank Of New York Mellon CORP | Stock-Financials | 0.71% | +0.03% | — | |
| 45 | PLTR | Palantir Technologies Inc-a | Stock-Tech | 0.60% | -0.24% | -4.91% | |
| 46 | HLT | Hilton Worldwide Holdings In | Stock-Consumer Disc | 0.56% | -0.04% | — | |
| 47 | AMGN | Amgen Inc | Stock-Healthcare | 0.43% | -0.14% | -2.06% | |
| 48 | LMT | Lockheed Martin CORP | Stock-Industrials | 0.28% | +0.04% | -0.38% | |
| 49 | APD | Air Products & Chemicals Inc | Stock-Materials | 0.27% | -0.19% | -51.70% | |
| 50 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.21% | -0.10% | -28.49% |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | BA | Boeing Co/the | +1.8% | +539.98% | Add |
| 2 | DELL | Dell Technologies -c | +0.8% | +0.52% | Add |
| 3 | XOM | Exxon Mobil CORP | +0.8% | -0.17% | Trim |
| 4 | CVX | Chevron CORP | +0.7% | +0.81% | Add |
| 5 | MRK | Merck & Co. Inc. | +0.6% | +2.10% | Add |
| 6 | WMT | Walmart Inc | +0.5% | -0.41% | Trim |
| 7 | PWR | Quanta Services Inc | +0.4% | +9.86% | Add |
| 8 | MAR | Marriott International -cl A | +0.3% | +0.01% | Add |
| 9 | ✓ | +0.3% | +0.28% | Add | |
| 10 | NFLX | Netflix Inc | +0.3% | -2.41% | Trim |
| 11 | RTX | Rtx CORP | +0.2% | -0.07% | Trim |
| 12 | TSM | Taiwan Semiconductor-sp Adr | +0.2% | +8.65% | Add |
| 13 | MCD | Mcdonald's CORP | +0.2% | +0.38% | Add |
| 14 | AMD | Advanced Micro Devices | +0.1% | +0.13% | Add |
| 15 | EMR | Emerson Electric Co | +0.1% | +0.05% | Add |
| 16 | LMT | Lockheed Martin CORP | +0.1% | -0.38% | Trim |
| 17 | HD | Home Depot Inc | +0.1% | +1.88% | Add |
| 18 | HLT | Hilton Worldwide Holdings In | +0.1% | — | Unchanged |
| 19 | BNY | Bank Of New York Mellon CORP | +0.1% | — | Unchanged |
| 20 | AAPL | Apple Inc | +0.1% | +0.56% | Add |
| 21 | DE | Deere & Co | +0.1% | -0.12% | Trim |
| 22 | AMGN | Amgen Inc | +0.1% | -2.06% | Trim |
| 23 | ✓ | +0.1% | -0.11% | Trim | |
| 24 | SYK | Stryker CORP | 0% | +2.48% | Add |
| 25 | PSX | Phillips 66 | 0% | — | Unchanged |
| 26 | JNJ | Johnson & Johnson | 0% | +2.14% | Add |
| 27 | ✓ | 0% | -0.49% | Trim | |
| 28 | COP | Conocophillips | 0% | — | Unchanged |
| 29 | ✓ | 0% | — | Unchanged | |
| 30 | PEP | Pepsico Inc | 0% | -2.11% | Trim |
| 31 | ✓ | 0% | — | Unchanged | |
| 32 | ET | Energy Transfer LP | 0% | — | Unchanged |
| 33 | ✓ | 0% | +0.64% | Add | |
| 34 | TRV | Travelers Cos Inc/the | 0% | -6.92% | Trim |
| 35 | VTOL | Bristow Group Inc | 0% | — | Unchanged |
| 36 | HON | Honeywell International Inc | 0% | +1.99% | Add |
| 37 | O | Realty Income CORP | 0% | — | Unchanged |
| 38 | NEE | Nextera Energy Inc | 0% | +1.28% | Add |
| 39 | NVS | Novartis Ag-sponsored Adr | 0% | — | Unchanged |
| 40 | GS | Goldman Sachs Group Inc | 0% | +9.79% | Add |
| 41 | PFE | Pfizer Inc | 0% | -1.66% | Trim |
| 42 | COST | Costco Wholesale CORP | 0% | -7.19% | Trim |
| 43 | EW | Edwards Lifesciences CORP | 0% | +1.15% | Add |
| 44 | TRP | Tc Energy CORP | 0% | — | Unchanged |
| 45 | CAC | Camden National CORP | 0% | — | Unchanged |
| 46 | REDW | Redwood Financial Inc | 0% | — | Unchanged |
| 47 | UNP | Union Pacific CORP | 0% | -2.10% | Trim |
| 48 | FMAO | Farmers & Merchants Banco/oh | 0% | — | Unchanged |
| 49 | ALL | Allstate CORP | 0% | — | Unchanged |
| 50 | REGN | Regeneron Pharmaceuticals | 0% | — | Unchanged |
According to official SEC Form 13F filings, Abner Herrman & Brock LLC reported a total U.S. public equity portfolio value of $1.1B across 119 disclosed positions in Q1 2026.
Expert Analysis & Guides for Tracking Wall Street Smart Money Movements
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
In terms of portfolio concentration, the top 5 core holdings (including NVDA, GOOG, JPM) accounted for 19.9% of total reported equity market value during Q1 2026.
Top New Position Initiated
BMY
市值: $606.0K
Top Position Liquidated / Trimmed
ABT
前期市值: $17.0M
During Q1 2026, Abner Herrman & Brock LLC's top holdings by market value included NVDA (7.7%)、GOOG (4.3%)、JPM (4.0%). The largest single position, NVDA, represented 7.7% of total portfolio value.
In Q1 2026, Abner Herrman & Brock LLC made 89 total portfolio adjustments, initiating 5 new buys, adding to 34 positions, trimming 38 holdings, and fully liquidating 12 stocks.
All holding records on this page are fetched directly from the U.S. Securities and Exchange Commission (SEC) EDGAR system (Form 13F-HR). AlphaSMO parses CUSIP identifiers and formats data into Schema.org-compliant datasets.
Understand SEC Form 4 insider disclosures for corporate officers, directors, and 10% owners to track executive transactions.
Understand Rule 144 restricted stock sale notices to spot planned insider liquidations before market sell pressure arrives.
Explore the 5% beneficial ownership threshold, 13D vs 13G filing differences, and recent SEC accelerated deadline rules.
Best practices for analyzing 13F quarterly changes without getting misled by stock splits, options, or market valuation drift.
Learn how AlphaSMO's flagship signal detects high-conviction stocks where 13F hedge funds and corporate insiders buy at the same time.