CIK: 0000106077
Total reported value
$143.0M
Reporting period: 2022-09-30 · Number of holdings: 93
WESTERN FINANCIAL Corp disclosed 93 holdings in its latest 13F filing for the period ending 2022-09-30, with total reported value of $143.0M and a quarterly turnover rate of 0.0%.
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WESTERN FINANCIAL Corp's disclosed holdings carry a Herfindahl concentration index of 0.107 — mathematically equivalent to about 9 equally-sized positions, well below its 93 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 3.01), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 21% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
No holding changes this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | EFSC | Enterprise Financial Service | Stock-Other | 25.51% | — | -1.18% | |
| 2 | ARWR | Arrowhead Pharmaceuticals In | Stock-Healthcare | 18.96% | — | — | |
| 3 | GOVT | Ishares US Treasury Bond ETF | ETF-Gov Bonds | 4.12% | — | +0.22% | |
| 4 | WFC | Wells Fargo & Co | Stock-Financials | 2.57% | — | — | |
| 5 | PACWUSD | Pacwest Bancorp | Stock-Other | 1.63% | — | +2.04% | |
| 6 | AAPL | Apple INC | Stock-Tech | 1.28% | — | +5.26% | |
| 7 | SHYG | Ishares 0-5 Yr Hy CORP Bond | ETF-Corp Bonds | 1.25% | — | -7.19% | |
| 8 | SPYM | Ste Str Spdr Pt S&p 500 ETF | ETF-Large Cap & Growth | 1.18% | — | +12.37% | |
| 9 | TIP | Ishares Tips Bond ETF | ETF-Other | 1.10% | — | -6.64% | |
| 10 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 1.09% | — | +13.63% | |
| 11 | MSFT | Microsoft CORP | Stock-Tech | 1.02% | — | +13.60% | |
| 12 | HD | Home Depot INC | Stock-Consumer Disc | 0.98% | — | +8.73% | |
| 13 | DHR | Danaher CORP | Stock-Healthcare | 0.96% | — | +6.23% | |
| 14 | SNPS | Synopsys INC | Stock-Tech | 0.94% | — | +3.62% | |
| 15 | ESGU | Ishares Esg Aware Msci USA | ETF-Other | 0.91% | — | +5.23% | |
| 16 | AVGO | Broadcom INC | Stock-Tech | 0.89% | — | +9.49% | |
| 17 | PANW | Palo Alto Networks INC | Stock-Tech | 0.89% | — | +234.26% | |
| 18 | FANG | Diamondback Energy INC | Stock-Energy | 0.89% | — | +106.26% | |
| 19 | MBB | Ishares Mbs ETF | ETF-Other | 0.87% | — | -12.26% | |
| 20 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.86% | — | +2150.87% | |
| 21 | AZO | Autozone INC | Stock-Consumer Disc | 0.86% | — | +118.63% | |
| 22 | PXDEUR | Pioneer Natural Resources Co | Stock-Other | 0.85% | — | +16.69% | |
| 23 | SCHZ | Schwab US Aggregate Bond ETF | ETF-Other | 0.78% | — | +1.15% | |
| 24 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.75% | — | +9.43% | |
| 25 | PFE | Pfizer INC | Stock-Healthcare | 0.75% | — | -6.24% | |
| 26 | UNH | Unitedhealth Group INC | Stock-Healthcare | 0.72% | — | +216.10% | |
| 27 | FALN | Ishares Fallen Angels ETF | ETF-Other | 0.70% | — | -22.46% | |
| 28 | XOM | Exxon Mobil CORP | Stock-Energy | 0.63% | — | +5.56% | |
| 29 | COP | Conocophillips | Stock-Energy | 0.63% | — | +9.56% | |
| 30 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.62% | — | +0.06% | |
| 31 | MCK | Mckesson CORP | Stock-Healthcare | 0.60% | — | -9.36% | |
| 32 | ABBV | Abbvie INC | Stock-Healthcare | 0.60% | — | +6.52% | |
| 33 | EXC | Exelon CORP | Stock-Utilities | 0.59% | — | +20.54% | |
| 34 | ADM | Archer-daniels-midland Co | Stock-Consumer Staples | 0.59% | — | +9.81% | |
| 35 | IUSB | Ishr Cr Unvrse Usd Bd Etf-ui | ETF-Other | 0.54% | — | +24.05% | |
| 36 | CTVA | Corteva INC | Stock-Materials | 0.52% | — | — | |
| 37 | ZTS | Zoetis INC | Stock-Healthcare | 0.51% | — | -35.12% | |
| 38 | ELV | Elevance Health INC | Stock-Healthcare | 0.51% | — | +12.81% | |
| 39 | NOC | Northrop Grumman CORP | Stock-Industrials | 0.51% | — | — | |
| 40 | NEE | Nextera Energy INC | Stock-Utilities | 0.51% | — | -9.39% | |
| 41 | HSY | Hershey Co/the | Stock-Consumer Staples | 0.49% | — | +37.30% | |
| 42 | OXY | Occidental Petroleum CORP | Stock-Energy | 0.49% | — | +7.34% | |
| 43 | MPC | Marathon Petroleum CORP | Stock-Energy | 0.49% | — | +5.29% | |
| 44 | DVN | Devon Energy CORP | Stock-Energy | 0.48% | — | — | |
| 45 | TSCO | Tractor Supply Company | Stock-Consumer Disc | 0.47% | — | +20.58% | |
| 46 | ALB | Albemarle CORP | Stock-Materials | 0.47% | — | — | |
| 47 | UPS | United Parcel Service-cl B | Stock-Industrials | 0.47% | — | -11.25% | |
| 48 | REGN | Regeneron Pharmaceuticals | Stock-Healthcare | 0.46% | — | +25.06% | |
| 49 | DG | Dollar General CORP | Stock-Consumer Staples | 0.46% | — | — | |
| 50 | ORLY | O'reilly Automotive INC | Stock-Consumer Disc | 0.46% | — | +3.22% |
Not enough priced holdings yet to compute performance
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2022-09-30 | 93 | $143.0M | 0 | |
| 2022-06-30 | 92 | $140.7M | 0 | |
| 2022-03-31 | 92 | $172.3M | 0 | |
| 2021-12-31 | 86 | $190.6M | 0 | |
| 2021-09-30 | 88 | $168.6M | 0 | |
| 2021-06-30 | 92 | $185.1M | 94 | |
| 2021-03-31 | 85 | $163.7M | 28 | |
| 2020-12-31 | 79 | $152.1M | 0 |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2022-09-30 | 2022-11-04 | 13F-HR | View on EDGAR |
| 2022-06-30 | 2022-07-22 | 13F-HR | View on EDGAR |
| 2022-03-31 | 2022-04-22 | 13F-HR | View on EDGAR |
| 2021-12-31 | 2022-01-19 | 13F-HR | View on EDGAR |
| 2021-09-30 | 2021-10-22 | 13F-HR | View on EDGAR |
| 2021-06-30 | 2021-07-16 | 13F-HR | View on EDGAR |
| 2021-03-31 | 2021-04-27 | 13F-HR | View on EDGAR |
| 2020-12-31 | 2021-02-03 | 13F-HR | View on EDGAR |
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