CIK: 0000860862
Total reported value
$227.0M
Reporting period: 2017-12-31 · Number of holdings: 185
TRAIN BABCOCK ADVISORS LLC disclosed 185 holdings in its latest 13F filing for the period ending 2017-12-31, with total reported value of $227.0M and a quarterly turnover rate of 44.4%.
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Train Babcock Advisors LLC's disclosed holdings carry a Herfindahl concentration index of 0.025 — mathematically equivalent to about 41 equally-sized positions, well below its 185 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes are fairly uniform across the portfolio (a coefficient of variation of 1.18), suggesting a disciplined, rules-based approach to how much capital goes into each idea.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 38% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim CNC
-36.6% -$1.9M
Trim CHKP
-1.9% -$716.0K
Trim SLB
-35.7% -$1.4M
Trim BABA
-9.5% -$469.0K
Trim ACN
-6.0% $501.0K
Trim JNJ
-23.8% -$577.0K
Showing top 97 holdings (of 185 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 7.21% | +7.21% | NEW | |
| 2 | AAPL | Apple INC | Stock-Tech | 6.20% | — | -7.43% | |
| 3 | ACN | Accenture plc | Stock-Tech | 3.57% | -0.67% | -5.96% | |
| 4 | ✓ | Vantiv INC | Stock-Other | 3.39% | — | -6.82% | |
| 5 | ✓ | Stock-Other | 3.19% | +3.19% | NEW | ||
| 6 | UNH | Unitedhealth Group INC | Stock-Healthcare | 2.99% | -0.61% | -6.50% | |
| 7 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 2.79% | — | -9.71% | |
| 8 | MAS | Masco CORP | Stock-Industrials | 2.77% | — | -7.05% | |
| 9 | CHKP | Check Point Software Technologies Ltd. | Stock-Tech | 2.60% | -1.09% | -1.88% | |
| 10 | NKE | Nike INC -cl B | Stock-Consumer Disc | 2.57% | -0.34% | -7.23% | |
| 11 | ZTS | Zoetis INC | Stock-Healthcare | 2.24% | — | -9.43% | |
| 12 | VZ | Verizon Communications INC | Stock-Comm Services | 2.23% | — | -6.93% | |
| 13 | AJG | Arthur J Gallagher & Co | Stock-Financials | 1.98% | — | -2.96% | |
| 14 | AMLPUSD | Alerian Mlp ETF | ETF-Other | 1.95% | +1.95% | NEW | |
| 15 | ✓ | Visa Inc. | Stock-Other | 1.94% | — | -6.78% | |
| 16 | BABA | Alibaba Group Holding-sp Adr | Stock-Consumer Disc | 1.93% | -0.78% | -9.51% | |
| 17 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 1.86% | — | -8.80% | |
| 18 | HACKUSD | Etfmg Prime Cyber Security E | ETF-Other | 1.85% | +1.85% | NEW | |
| 19 | MS | Morgan Stanley | Stock-Financials | 1.82% | — | -3.32% | |
| 20 | ✓ | Meta Platforms, Inc. | Stock-Other | 1.75% | — | -6.21% | |
| 21 | ✓ | FedEx Corporation | Stock-Other | 1.73% | — | -7.54% | |
| 22 | MDY | State Street Spdr S&p Midcap | ETF-Other | 1.70% | +1.70% | NEW | |
| 23 | PNW | Pinnacle West Capital Corporation | Stock-Utilities | 1.61% | — | -7.66% | |
| 24 | CNC | Centene CORP | Stock-Healthcare | 1.61% | -1.47% | -36.63% | |
| 25 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 1.57% | — | -3.24% | |
| 26 | EME | Emcor Group INC | Stock-Industrials | 1.48% | -0.21% | -5.87% | |
| 27 | XLY | Ss Consumer Disc Select Sect | ETF-Other | 1.48% | +1.48% | NEW | |
| 28 | GLW | Corning INC | Stock-Tech | 1.46% | — | -8.97% | |
| 29 | HEDJ | Wisdomtree Europe Hedged Equ | ETF-Other | 1.45% | +1.45% | NEW | |
| 30 | XOM | Exxon Mobil CORP | Stock-Energy | 1.44% | -0.60% | -12.35% | |
| 31 | DNKN | Dunkin' Brands Group INC | Stock-Other | 1.39% | — | -9.20% | |
| 32 | WAB | Wabtec CORP | Stock-Industrials | 1.25% | — | -7.34% | |
| 33 | MDLZ | Mondelez International Inc-a | Stock-Consumer Staples | 1.16% | — | +6.70% | |
| 34 | JNJ | Johnson & Johnson | Stock-Healthcare | 1.15% | -0.62% | -23.84% | |
| 35 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 1.09% | -0.60% | -18.94% | |
| 36 | VIS | Vanguard Industrials ETF | ETF-Other | 1.03% | +1.03% | NEW | |
| 37 | SLB | Slb LTD | Stock-Energy | 1.02% | -1.05% | -35.66% | |
| 38 | DHR | Danaher CORP | Stock-Healthcare | 0.99% | — | -5.42% | |
| 39 | HAL | Halliburton Co | Stock-Energy | 0.98% | +0.23% | +56.44% | |
| 40 | VO | Vanguard Mid-cap ETF | ETF-Other | 0.88% | +0.88% | NEW | |
| 41 | FITB | Fifth Third Bancorp | Stock-Financials | 0.86% | — | -7.34% | |
| 42 | ZTO | Zto Express Cayman Inc-adr | Stock-Other | 0.85% | — | -13.11% | |
| 43 | VB | Vanguard Small-cap ETF | ETF-Other | 0.84% | +0.84% | NEW | |
| 44 | XLI | Ss Industrial Select Sector | ETF-Other | 0.79% | +0.79% | NEW | |
| 45 | DGS | Wisdomtree Em Small Cap | ETF-Small Cap | 0.71% | +0.71% | NEW | |
| 46 | PAYX | Paychex INC | Stock-Tech | 0.69% | — | -14.74% | |
| 47 | VWO | Vanguard Ftse Emerging Marke | ETF-Emerging Markets | 0.66% | +0.66% | NEW | |
| 48 | BAC | Bank Of America CORP | Stock-Financials | 0.59% | — | -2.73% | |
| 49 | XHB | Ss Spdr S&p Homebldrs ETF | ETF-Other | 0.59% | +0.59% | NEW | |
| 50 | MTB | M & T Bank CORP | Stock-Financials | 0.46% | — | — |
Not enough priced holdings yet to compute performance
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2017-12-31 | 185 | $227.0M | 44 | |
| 2017-09-30 | 183 | $179.3M | 34 | |
| 2017-06-30 | 222 | $230.0M | 10 | |
| 2017-03-31 | 220 | $222.7M | 22 | |
| 2016-12-31 | 245 | $243.2M | 13 | |
| 2016-09-30 | 251 | $249.2M | 18 | |
| 2016-06-30 | 245 | $251.5M | 11 | |
| 2016-03-31 | 239 | $250.7M | 16 | |
| 2015-12-31 | 246 | $261.7M | 31 | |
| 2015-09-30 | 237 | $281.8M | 24 | |
| 2015-06-30 | 268 | $316.6M | 13 | |
| 2015-03-31 | 264 | $319.2M | 39 | |
| 2014-12-31 | 257 | $309.7M | 41 | |
| 2014-09-30 | 241 | $291.1M | 16 | |
| 2014-06-30 | 255 | $308.0M | 15 | |
| 2014-03-31 | 253 | $311.3M | 35 | |
| 2013-12-31 | 231 | $289.7M | 18 | |
| 2013-09-30 | 224 | $266.0M | 17 | |
| 2013-06-30 | 219 | $264.3M | 0 |
Train Babcock Advisors LLC's most significant position changes for 2017-12-31: New buy: Ss Spdr S&p 500 ETF Trust-us (SPY); New buy: ; New buy: Alerian Mlp ETF (AMLPUSD); New buy: Etfmg Prime Cyber Security E (HACKUSD); New buy: State Street Spdr S&p Midcap (MDY).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | HAL | Halliburton Co | +0.2% | +56.44% | Add |
| 2 | EME | Emcor Group INC | -0.2% | -5.87% | Trim |
| 3 | NKE | Nike INC -cl B | -0.3% | -7.23% | Trim |
| 4 | UA | Under Armour Inc-class C | -0.4% | -75.23% | Trim |
| 5 | BIDU | Baidu INC - Spon Adr | -0.4% | -32.42% | Trim |
| 6 | CVS | Cvs Health CORP | -0.4% | -37.72% | Trim |
| 7 | PG | Procter & Gamble Co/the | -0.6% | -18.94% | Trim |
| 8 | XOM | Exxon Mobil CORP | -0.6% | -12.35% | Trim |
| 9 | UNH | Unitedhealth Group INC | -0.6% | -6.50% | Trim |
| 10 | JNJ | Johnson & Johnson | -0.6% | -23.84% | Trim |
| 11 | ACN | Accenture plc | -0.7% | -5.96% | Trim |
| 12 | BABA | Alibaba Group Holding-sp Adr | -0.8% | -9.51% | Trim |
| 13 | SLB | Slb LTD | -1.1% | -35.66% | Trim |
| 14 | CHKP | Check Point Software Technologies Ltd. | -1.1% | -1.88% | Trim |
| 15 | CNC | Centene CORP | -1.5% | -36.63% | Trim |
| 16 | SPY | Ss Spdr S&p 500 ETF Trust-us | — | NEW | New buy |
| 17 | ✓ | — | NEW | New buy | |
| 18 | AMLPUSD | Alerian Mlp ETF | — | NEW | New buy |
| 19 | HACKUSD | Etfmg Prime Cyber Security E | — | NEW | New buy |
| 20 | MDY | State Street Spdr S&p Midcap | — | NEW | New buy |
| 21 | XLY | Ss Consumer Disc Select Sect | — | NEW | New buy |
| 22 | HEDJ | Wisdomtree Europe Hedged Equ | — | NEW | New buy |
| 23 | HN9 | Hanesbrands INC | — | EXIT | Sold out |
| 24 | VIS | Vanguard Industrials ETF | — | NEW | New buy |
| 25 | VO | Vanguard Mid-cap ETF | — | NEW | New buy |
| 26 | VB | Vanguard Small-cap ETF | — | NEW | New buy |
| 27 | XLI | Ss Industrial Select Sector | — | NEW | New buy |
| 28 | AXP | American Express Company | — | EXIT | Sold out |
| 29 | DGS | Wisdomtree Em Small Cap | — | NEW | New buy |
| 30 | VWO | Vanguard Ftse Emerging Marke | — | NEW | New buy |
| 31 | ✓ | Discovery Holding A | — | EXIT | Sold out |
| 32 | XHB | Ss Spdr S&p Homebldrs ETF | — | NEW | New buy |
| 33 | SDY | Ss Spdr S&p Dividend ETF | — | NEW | New buy |
| 34 | FDN | First Trust Dj Internet Ind | — | NEW | New buy |
| 35 | BBH | Vaneck Biotech ETF | — | NEW | New buy |
| 36 | XBI | Ss Spdr S&p Biotech ETF | — | NEW | New buy |
| 37 | XLV | Ss Health Care Select Sector | — | NEW | New buy |
| 38 | XLE | Ss Energy Select Sector | — | NEW | New buy |
| 39 | AEP | American Electric Power Company, Inc. | — | EXIT | Sold out |
| 40 | ITB | Ishares U.s. Home Constructi | — | NEW | New buy |
| 41 | IVOO | Vanguard S&p Mid-cap 400 ETF | — | NEW | New buy |
| 42 | KMI | Kinder Morgan INC | — | EXIT | Sold out |
| 43 | IYH | Ishares U.s. Healthcare ETF | — | NEW | New buy |
| 44 | IWS | Ishares Russell Mid-cap Valu | — | NEW | New buy |
| 45 | VCR | Vanguard Consumer Discre ETF | — | NEW | New buy |
| 46 | IEO | Ishares U.s. Oil & Gas Explo | — | NEW | New buy |
| 47 | EMR | Emerson Electric Co | — | EXIT | Sold out |
| 48 | VHT | Vanguard Health Care ETF | — | NEW | New buy |
| 49 | COST | Costco Wholesale CORP | — | EXIT | Sold out |
| 50 | JPM | Jpmorgan Chase & Co | — | EXIT | Sold out |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2017-12-31 | 2018-01-10 | 13F-HR | View on EDGAR |
| 2017-09-30 | 2017-11-02 | 13F-HR | View on EDGAR |
| 2017-06-30 | 2017-08-04 | 13F-HR | View on EDGAR |
| 2017-03-31 | 2017-05-01 | 13F-HR | View on EDGAR |
| 2016-12-31 | 2017-01-23 | 13F-HR | View on EDGAR |
| 2016-09-30 | 2016-10-21 | 13F-HR | View on EDGAR |
| 2016-06-30 | 2016-07-21 | 13F-HR | View on EDGAR |
| 2016-03-31 | 2016-04-14 | 13F-HR | View on EDGAR |
| 2015-12-31 | 2016-02-03 | 13F-HR | View on EDGAR |
| 2015-09-30 | 2015-11-03 | 13F-HR | View on EDGAR |
| 2015-06-30 | 2015-07-21 | 13F-HR | View on EDGAR |
| 2015-03-31 | 2015-04-23 | 13F-HR | View on EDGAR |
| 2014-12-31 | 2015-02-06 | 13F-HR | View on EDGAR |
| 2014-09-30 | 2014-11-04 | 13F-HR | View on EDGAR |
| 2014-06-30 | 2014-07-30 | 13F-HR | View on EDGAR |
| 2014-03-31 | 2014-04-17 | 13F-HR | View on EDGAR |
| 2013-12-31 | 2014-01-30 | 13F-HR | View on EDGAR |
| 2013-09-30 | 2013-11-13 | 13F-HR | View on EDGAR |
| 2013-06-30 | 2013-08-06 | 13F-HR | View on EDGAR |
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