CIK: 0001730960
Total reported value
$2.1B
Reporting period: 2026-03-31 · Number of holdings: 2596
Sound Income Strategies, LLC disclosed 2596 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $2.1B and a quarterly turnover rate of 14.4%.
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Sound Income Strategies, LLC's disclosed holdings carry a Herfindahl concentration index of 0.010 — mathematically equivalent to about 105 equally-sized positions, well below its 2596 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 4.88), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 16% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim MAIN
-64.8% -$15.4M
Trim EVRG
-95.5% -$13.4M
Add ACN
+11510.0% $12.0M
Add SJM
+346226.9% $8.6M
Trim TSLX
+2.4% -$9.4M
Trim ENB
-34.8% -$7.7M
Showing top 200 holdings (of 2596 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | HTGC | Hercules Capital INC | Stock-Financials | 2.38% | -0.04% | +25.11% | |
| 2 | ARCC | Ares Capital CORP | Stock-Financials | 2.28% | -0.31% | +1.79% | |
| 3 | GBDC | Golub Capital Bdc INC | Stock-Financials | 2.26% | -0.10% | +4.10% | |
| 4 | TSLX | Sixth Street Specialty Lendi | Stock-Other | 2.25% | -0.40% | +2.39% | |
| 5 | OBDC | Blue Owl Capital CORP | Stock-Financials | 2.07% | -0.19% | +5.21% | |
| 6 | SHYG | Ishares 0-5 Yr Hy CORP Bond | ETF-Corp Bonds | 2.06% | -0.05% | -2.00% | |
| 7 | HYEM | Vaneck Emrg Mkts Hi Yld | ETF-Other | 1.96% | -0.04% | -1.83% | |
| 8 | BXSL | Blackstone Secured Lending F | Stock-Financials | 1.94% | -0.04% | +9.14% | |
| 9 | PFLT | Pennantpark Floating Rate Ca | Stock-Other | 1.91% | -0.18% | +6.39% | |
| 10 | EMHY | Ishares J.p. Morgan Em High | ETF-Other | 1.87% | -0.06% | -2.32% | |
| 11 | FXED | Sound Enhanced Fixed Income | ETF-Other | 1.42% | -0.10% | -3.75% | |
| 12 | C | Citigroup INC | Stock-Financials | 1.39% | -0.11% | -7.48% | |
| 13 | OMC | Omnicom Group | Stock-Comm Services | 1.29% | -0.16% | -7.58% | |
| 14 | TTE | Totalenergies Se | Stock-Other | 1.27% | +0.33% | -2.15% | |
| 15 | SPG | Simon Property Group INC | Stock-Real Estate | 1.15% | — | -0.68% | |
| 16 | AAPL | Apple INC | Stock-Tech | 1.15% | — | +1.91% | |
| 17 | CSCO | Cisco Systems INC | Stock-Tech | 1.14% | — | -0.54% | |
| 18 | CTRE | Caretrust Reit INC | Stock-Real Estate | 1.11% | — | -0.63% | |
| 19 | PFE | Pfizer INC | Stock-Healthcare | 1.10% | +0.12% | -1.57% | |
| 20 | PFG | Principal Financial Group | Stock-Financials | 1.06% | — | -0.06% | |
| 21 | PINE | Alpine Income Property Trust | Stock-Other | 1.06% | — | -0.55% | |
| 22 | O | Realty Income CORP | Stock-Real Estate | 1.05% | — | -0.02% | |
| 23 | DIVY | Sound Equity Dividend Income | ETF-Other | 1.05% | — | -6.59% | |
| 24 | GEF-B | Greif Inc-cl B | Stock-Other | 1.05% | -0.13% | -17.81% | |
| 25 | ENB | Enbridge INC | Stock-Energy | 1.03% | -0.34% | -34.81% | |
| 26 | NHI | Natl Health Investors INC | Stock-Other | 1.02% | — | +0.32% | |
| 27 | MTB | M & T Bank CORP | Stock-Financials | 1.00% | — | -0.77% | |
| 28 | ABBV | Abbvie INC | Stock-Healthcare | 0.99% | — | -0.17% | |
| 29 | NNN | Nnn Reit INC | Stock-Real Estate | 0.98% | — | +1.57% | |
| 30 | CSWC | Capital Southwest CORP | Stock-Other | 0.96% | — | +1.96% | |
| 31 | DLR | Digital Realty Trust INC | Stock-Real Estate | 0.93% | +0.13% | +3.99% | |
| 32 | AMCR | Amcor plc | Stock-Consumer Disc | 0.93% | +0.93% | NEW | |
| 33 | GSK | Gsk Plc-spon Adr | Stock-Healthcare | 0.92% | — | -14.03% | |
| 34 | GLPI | Gaming And Leisure Propertie | Stock-Real Estate | 0.91% | — | +2.84% | |
| 35 | VICI | Vici Properties INC | Stock-Real Estate | 0.91% | — | +5.02% | |
| 36 | CFG | Citizens Financial Group | Stock-Financials | 0.87% | — | -2.98% | |
| 37 | SBRA | Sabra Health Care Reit INC | Stock-Real Estate | 0.86% | — | +5.65% | |
| 38 | T | At&t INC | Stock-Comm Services | 0.86% | +0.12% | -4.77% | |
| 39 | ES | Eversource Energy | Stock-Utilities | 0.85% | — | -2.76% | |
| 40 | QYLD | Global X Nasd 100 Cov Call | ETF-Other | 0.85% | -0.13% | -11.46% | |
| 41 | SON | Sonoco Products Co | Stock-Consumer Disc | 0.83% | — | -5.59% | |
| 42 | TRIN | Trinity Capital INC | Stock-Other | 0.83% | +0.11% | +22.81% | |
| 43 | PRGO | Perrigo Company plc | Stock-Healthcare | 0.81% | — | +34.00% | |
| 44 | IBM | Intl Business Machines CORP | Stock-Tech | 0.77% | -0.16% | +1.91% | |
| 45 | UPS | United Parcel Service-cl B | Stock-Industrials | 0.73% | -0.08% | -2.93% | |
| 46 | NVDA | Nvidia CORP | Stock-Tech | 0.71% | — | +5.08% | |
| 47 | XEMD | Bondbloxx-jpm Usd Em Mk 1-10 | ETF-Other | 0.70% | — | +4.25% | |
| 48 | PGHY | Invesco Global Ex US High Yi | ETF-Other | 0.70% | — | +4.59% | |
| 49 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.68% | -0.05% | +0.47% | |
| 50 | SMG | Scotts Miracle-gro Co | Stock-Materials | 0.66% | — | -3.12% |
Performance for Q3 2026
+3.2%
Performance Last 4 Quarters
+16.9%
Based on 67% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-03-31 | 2596 | $2.1B | 14 | |
| 2025-12-31 | 2516 | $2.1B | 28 | |
| 2025-09-30 | 1701 | $1.8B | 31 | |
| 2025-06-30 | 1609 | $1.7B | 0 | |
| 2025-03-31 | 1558 | $1.7B | 100 | |
| 2024-12-31 | 1478 | $1.6B | 0 | |
| 2024-09-30 | 1409 | $1.6B | 0 | |
| 2024-06-30 | 1385 | $1.6B | 0 | |
| 2024-03-31 | 1349 | $1.3B | 0 | |
| 2023-12-31 | 1319 | $1.2B | 0 | |
| 2023-09-30 | 1161 | $1.2B | 0 | |
| 2023-06-30 | 1111 | $972.8M | 0 | |
| 2023-03-31 | 1057 | $919.9M | 0 | |
| 2022-12-31 | 979 | $784.7M | 0 | |
| 2022-09-30 | 962 | $687.6M | 0 | |
| 2022-06-30 | 955 | $749.8M | 0 | |
| 2022-03-31 | 933 | $868.9M | 0 | |
| 2021-12-31 | 884 | $849.9M | 0 | |
| 2021-09-30 | 873 | $773.9M | 0 | |
| 2021-06-30 | 926 | $693.0M | 92 | |
| 2021-03-31 | 961 | $590.3M | 30 | |
| 2020-12-31 | 950 | $453.1M | 26 | |
| 2020-09-30 | 932 | $365.9M | 14 | |
| 2020-06-30 | 870 | $334.4M | 33 | |
| 2020-03-31 | 868 | $290.6M | 30 | |
| 2019-12-31 | 798 | $372.8M | 13 | |
| 2019-09-30 | 763 | $330.8M | 16 | |
| 2019-06-30 | 762 | $289.1M | 33 | |
| 2019-03-31 | 772 | $219.2M | 17 | |
| 2018-12-31 | 813 | $190.9M | 11 | |
| 2018-09-30 | 816 | $205.0M | 20 | |
| 2018-06-30 | 807 | $171.9M | 29 | |
| 2018-03-31 | 697 | $151.9M | 23 | |
| 2017-12-31 | 614 | $152.6M | 0 |
Sound Income Strategies, LLC's most significant position changes for 2026-03-31: New buy: Amcor plc (AMCR); New buy: Open Text CORP (OTEX); Trim: Main Street Capital CORP (MAIN) — shares -64.84%; Trim: Evergy INC (EVRG) — shares -95.55%; Add: Accenture plc (ACN) — shares +11510.00%.
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | ACN | Accenture plc | +0.6% | +11510.00% | Add |
| 2 | SJM | Jm Smucker Co/the | +0.4% | +346226.92% | Add |
| 3 | TTE | Totalenergies Se | +0.3% | -2.15% | Trim |
| 4 | AVA | Avista CORP | +0.2% | +60.13% | Add |
| 5 | HRB | H&r Block INC | +0.2% | +145.03% | Add |
| 6 | SPYI | Neos S&p 500 High Income ETF | +0.2% | +383.93% | Add |
| 7 | NOMD | Nomad Foods Limited | +0.1% | +102.30% | Add |
| 8 | VLO | Valero Energy CORP | +0.1% | -0.50% | Trim |
| 9 | DLR | Digital Realty Trust INC | +0.1% | +3.99% | Add |
| 10 | CRBG | Corebridge Financial INC | +0.1% | +55.30% | Add |
| 11 | T | At&t INC | +0.1% | -4.77% | Trim |
| 12 | XMMO | Invesco S&p Midcap Momentum | +0.1% | +19.93% | Add |
| 13 | PFE | Pfizer INC | +0.1% | -1.57% | Trim |
| 14 | TRIN | Trinity Capital INC | +0.1% | +22.81% | Add |
| 15 | XSMO | Invesco S&p Smallcap Momentu | +0.1% | +19.39% | Add |
| 16 | OKE | Oneok INC | +0.1% | -4.05% | Trim |
| 17 | SPHY | Ss Spdr P High Yield ETF | +0.1% | +23.61% | Add |
| 18 | HTGC | Hercules Capital INC | 0% | +25.11% | Add |
| 19 | HYEM | Vaneck Emrg Mkts Hi Yld | 0% | -1.83% | Trim |
| 20 | BXSL | Blackstone Secured Lending F | 0% | +9.14% | Add |
| 21 | SHYG | Ishares 0-5 Yr Hy CORP Bond | -0.1% | -2.00% | Trim |
| 22 | GOOGL | Alphabet Inc-cl A | -0.1% | +0.47% | Add |
| 23 | ADT | Adt INC | -0.1% | +6.44% | Add |
| 24 | EMHY | Ishares J.p. Morgan Em High | -0.1% | -2.32% | Trim |
| 25 | SWK | Stanley Black & Decker INC | -0.1% | +3.28% | Add |
| 26 | MSFT | Microsoft CORP | -0.1% | +9.18% | Add |
| 27 | BEN | Franklin Resources INC | -0.1% | -2.24% | Trim |
| 28 | CG | Carlyle Group Inc/the | -0.1% | +8.38% | Add |
| 29 | VTI | Vanguard Total Stock Mkt ETF | -0.1% | -46.25% | Trim |
| 30 | UPS | United Parcel Service-cl B | -0.1% | -2.93% | Trim |
| 31 | HAS | Hasbro INC | -0.1% | -18.56% | Trim |
| 32 | GBDC | Golub Capital Bdc INC | -0.1% | +4.10% | Add |
| 33 | FXED | Sound Enhanced Fixed Income | -0.1% | -3.75% | Trim |
| 34 | C | Citigroup INC | -0.1% | -7.48% | Trim |
| 35 | GEF-B | Greif Inc-cl B | -0.1% | -17.81% | Trim |
| 36 | RWAY | Runway Growth Finance CORP | -0.1% | +10.28% | Add |
| 37 | QYLD | Global X Nasd 100 Cov Call | -0.1% | -11.46% | Trim |
| 38 | OMC | Omnicom Group | -0.2% | -7.58% | Trim |
| 39 | IBM | Intl Business Machines CORP | -0.2% | +1.91% | Add |
| 40 | ADM | Archer-daniels-midland Co | -0.2% | -97.39% | Trim |
| 41 | PFLT | Pennantpark Floating Rate Ca | -0.2% | +6.39% | Add |
| 42 | OBDC | Blue Owl Capital CORP | -0.2% | +5.21% | Add |
| 43 | PRU | Prudential Financial INC | -0.2% | -89.44% | Trim |
| 44 | ARCC | Ares Capital CORP | -0.3% | +1.79% | Add |
| 45 | ENB | Enbridge INC | -0.3% | -34.81% | Trim |
| 46 | TSLX | Sixth Street Specialty Lendi | -0.4% | +2.39% | Add |
| 47 | EVRG | Evergy INC | -0.6% | -95.55% | Trim |
| 48 | MAIN | Main Street Capital CORP | -0.7% | -64.84% | Trim |
| 49 | AMCR | Amcor plc | — | NEW | New buy |
| 50 | OTEX | Open Text CORP | — | NEW | New buy |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-04-27 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-01-21 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-10-10 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-07-17 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-04-17 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-01-21 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-10-10 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-07-12 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-04-15 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-01-10 | 13F-HR | View on EDGAR |
| 2023-09-30 | 2023-10-12 | 13F-HR | View on EDGAR |
| 2023-06-30 | 2023-07-10 | 13F-HR | View on EDGAR |
| 2023-03-31 | 2023-04-10 | 13F-HR | View on EDGAR |
| 2022-12-31 | 2023-01-11 | 13F-HR | View on EDGAR |
| 2022-09-30 | 2022-10-18 | 13F-HR | View on EDGAR |
| 2022-06-30 | 2022-07-11 | 13F-HR | View on EDGAR |
| 2022-03-31 | 2022-04-11 | 13F-HR | View on EDGAR |
| 2021-12-31 | 2022-01-13 | 13F-HR | View on EDGAR |
| 2021-09-30 | 2021-10-12 | 13F-HR | View on EDGAR |
| 2021-06-30 | 2021-07-13 | 13F-HR | View on EDGAR |
| 2021-03-31 | 2021-04-14 | 13F-HR | View on EDGAR |
| 2020-12-31 | 2021-01-11 | 13F-HR | View on EDGAR |
| 2020-09-30 | 2020-10-08 | 13F-HR | View on EDGAR |
| 2020-06-30 | 2020-07-13 | 13F-HR | View on EDGAR |
| 2020-03-31 | 2020-04-07 | 13F-HR | View on EDGAR |
| 2019-12-31 | 2020-01-07 | Amendment | View on EDGAR |
| 2019-12-31 | 2020-01-06 | 13F-HR | View on EDGAR |
| 2019-09-30 | 2019-10-04 | 13F-HR | View on EDGAR |
| 2019-06-30 | 2019-07-16 | 13F-HR | View on EDGAR |
| 2019-03-31 | 2019-04-04 | 13F-HR | View on EDGAR |
| 2018-12-31 | 2019-01-11 | Amendment | View on EDGAR |
| 2018-12-31 | 2019-01-10 | Amendment | View on EDGAR |
| 2018-12-31 | 2019-01-08 | 13F-HR | View on EDGAR |
| 2018-09-30 | 2018-10-03 | Amendment | View on EDGAR |
| 2018-09-30 | 2018-10-01 | 13F-HR | View on EDGAR |
| 2018-06-30 | 2018-08-14 | 13F-HR | View on EDGAR |
| 2018-03-31 | 2018-05-15 | 13F-HR | View on EDGAR |
| 2017-12-31 | 2018-02-14 | 13F-HR | View on EDGAR |
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