CIK: 0001364739
Total reported value
$12.8M
Reporting period: 2018-09-30 · Number of holdings: 41
SOLARIS ASSET MANAGEMENT LLC disclosed 41 holdings in its latest 13F filing for the period ending 2018-09-30, with total reported value of $12.8M and a quarterly turnover rate of 17.3%.
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Solaris Asset Management LLC's disclosed holdings carry a Herfindahl concentration index of 0.063 — mathematically equivalent to about 16 equally-sized positions, well below its 41 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.28), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 47% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim TFX
-78.5% -$981.0K
Add AAPL
-3.8% $222.0K
Add IACIEUR
0.0% $143.0K
Add UNP
-3.6% $111.0K
Add MSFT
-6.6% $103.0K
Add 00817Y108
0.0% $95.0K
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | AAPL | Apple INC | Stock-Tech | 11.73% | +1.96% | -3.76% | |
| 2 | MSFT | Microsoft CORP | Stock-Tech | 10.45% | +1.02% | -6.59% | |
| 3 | UNP | Union Pacific CORP | Stock-Industrials | 8.91% | +1.05% | -3.58% | |
| 4 | CTAS | Cintas CORP | Stock-Industrials | 7.87% | +0.40% | -3.78% | |
| 5 | ✓ | Stock-Other | 7.80% | +0.90% | — | ||
| 6 | PNC | Pnc Financial Services Group | Stock-Financials | 6.53% | -0.04% | -3.76% | |
| 7 | DFSEUR | Discover Financial Services | Stock-Other | 6.03% | +0.57% | -0.74% | |
| 8 | AMZN | Amazon.com INC | Stock-Consumer Disc | 4.85% | +0.31% | -11.43% | |
| 9 | ADBE | Adobe INC | Stock-Tech | 4.24% | +0.21% | -7.16% | |
| 10 | IACIEUR | Iac/interactivecorp | Stock-Other | 3.77% | +1.18% | — | |
| 11 | NICE | Nice LTD - Spon Adr | Stock-Tech | 2.62% | +0.02% | -10.67% | |
| 12 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 2.55% | -0.11% | -12.78% | |
| 13 | META | Meta Platforms Inc-class A | Stock-Comm Services | 2.42% | -0.74% | -11.73% | |
| 14 | TFX | Teleflex INC | Stock-Healthcare | 2.08% | -7.44% | -78.49% | |
| 15 | IWD | Ishares Russell 1000 Value E | ETF-Other | 1.85% | +0.12% | — | |
| 16 | WEP | Magellan Midstream Partners | Stock-Other | 1.85% | -0.26% | -12.50% | |
| 17 | PSCH | Invesco S&p Smallcap Health | ETF-Other | 1.85% | +0.19% | — | |
| 18 | RTN1USD | Raytheon Company | Stock-Other | 1.84% | +0.15% | — | |
| 19 | VCSH | Vanguard S/t CORP Bond ETF | ETF-Corp Bonds | 1.83% | +0.04% | — | |
| 20 | NFG | National Fuel Gas Co | Stock-Energy | 1.58% | +0.12% | — | |
| 21 | DLX | Deluxe CORP | Stock-Other | 1.08% | -0.15% | — | |
| 22 | WMT | Walmart INC | Stock-Consumer Staples | 0.88% | +0.09% | — | |
| 23 | VGIT | Vanguard Intermediate-term T | ETF-Other | 0.84% | +0.02% | — | |
| 24 | T | At&t INC | Stock-Comm Services | 0.70% | -0.06% | -13.95% | |
| 25 | MBB | Ishares Mbs ETF | ETF-Other | 0.64% | +0.01% | — | |
| 26 | R6C2 | Royal Dutch Shell-spon Adr-b | Stock-Other | 0.57% | — | — | |
| 27 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 0.52% | +0.52% | NEW | |
| 28 | AEP | American Electric Power Company, Inc. | Stock-Utilities | 0.49% | -0.09% | — | |
| 29 | COP | Conocophillips | Stock-Energy | 0.41% | -0.23% | -44.00% | |
| 30 | IWM | Ishares Russell 2000 ETF | ETF-Small Cap | 0.27% | +0.27% | NEW | |
| 31 | GM | General Motors Co | Stock-Consumer Disc | 0.22% | -0.03% | — | |
| 32 | AMJEUR | Jpmorgan Alerian Mlp Index | ETF-Large Cap & Growth | 0.19% | +0.01% | — | |
| 33 | IRM | Iron Mountain INC | Stock-Real Estate | 0.15% | +0.01% | — | |
| 34 | VOD | Vodafone Group Plc-sp Adr | Stock-Comm Services | 0.13% | -0.01% | — | |
| 35 | VUG | Vanguard Growth ETF | ETF-Other | 0.06% | +0.01% | — | |
| 36 | ✓ | Stock-Other | 0.05% | -0.02% | — | ||
| 37 | ITW | Illinois Tool Works | Stock-Industrials | 0.05% | — | — | |
| 38 | NQUSD | Link Motion INC - Spon Adr | Stock-Other | 0.03% | -0.02% | — | |
| 39 | PSCT | Invesco S&p Smallcap Informa | ETF-Other | 0.03% | — | — | |
| 40 | PSCF | Invesco S&p Smallcap Financi | ETF-Other | 0.02% | — | — | |
| 41 | ✓ | Motors Liquidation Co | Stock-Other | 0.01% | — | — |
Not enough priced holdings yet to compute performance
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2018-09-30 | 41 | $12.8M | 17 | |
| 2018-06-30 | 39 | $13.1M | 24 | |
| 2018-03-31 | 55 | $15.2M | 100 | |
| 2017-12-31 | 242 | $176.5M | 20 | |
| 2017-09-30 | 281 | $171.0M | 16 | |
| 2017-06-30 | 303 | $162.1M | 20 | |
| 2017-03-31 | 277 | $152.5M | 18 | |
| 2016-12-31 | 280 | $155.0M | 26 | |
| 2016-09-30 | 489 | $158.7M | 26 | |
| 2016-06-30 | 212 | $138.7M | 22 | |
| 2016-03-31 | 198 | $142.0M | 38 | |
| 2015-12-31 | 191 | $146.3M | 23 | |
| 2015-09-30 | 180 | $125.8M | 36 | |
| 2015-06-30 | 220 | $161.6M | 14 | |
| 2015-03-31 | 221 | $161.8M | 23 | |
| 2014-12-31 | 212 | $154.6M | 29 | |
| 2014-09-30 | 220 | $149.4M | 22 | |
| 2014-06-30 | 203 | $152.9M | 15 | |
| 2014-03-31 | 220 | $144.9M | 18 | |
| 2013-12-31 | 238 | $149.3M | 39 | |
| 2013-09-30 | 239 | $137.4M | 23 | |
| 2013-06-30 | 232 | $125.6M | 0 |
Solaris Asset Management LLC's most significant position changes for 2018-09-30: New buy: Ishares Core S&p 500 ETF (IVV); New buy: Ishares Russell 2000 ETF (IWM); Trim: Teleflex INC (TFX) — shares -78.49%; Trim: Apple INC (AAPL) — shares -3.76%; Trim: Union Pacific CORP (UNP) — shares -3.58%.
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | AAPL | Apple INC | +2% | -3.76% | Trim |
| 2 | IACIEUR | Iac/interactivecorp | +1.2% | — | Unchanged |
| 3 | UNP | Union Pacific CORP | +1.1% | -3.58% | Trim |
| 4 | MSFT | Microsoft CORP | +1% | -6.59% | Trim |
| 5 | ✓ | +0.9% | — | Unchanged | |
| 6 | DFSEUR | Discover Financial Services | +0.6% | -0.74% | Trim |
| 7 | CTAS | Cintas CORP | +0.4% | -3.78% | Trim |
| 8 | AMZN | Amazon.com INC | +0.3% | -11.43% | Trim |
| 9 | ADBE | Adobe INC | +0.2% | -7.16% | Trim |
| 10 | PSCH | Invesco S&p Smallcap Health | +0.2% | — | Unchanged |
| 11 | RTN1USD | Raytheon Company | +0.2% | — | Unchanged |
| 12 | NFG | National Fuel Gas Co | +0.1% | — | Unchanged |
| 13 | IWD | Ishares Russell 1000 Value E | +0.1% | — | Unchanged |
| 14 | WMT | Walmart INC | +0.1% | — | Unchanged |
| 15 | VCSH | Vanguard S/t CORP Bond ETF | 0% | — | Unchanged |
| 16 | NICE | Nice LTD - Spon Adr | 0% | -10.67% | Trim |
| 17 | VGIT | Vanguard Intermediate-term T | 0% | — | Unchanged |
| 18 | VUG | Vanguard Growth ETF | 0% | — | Unchanged |
| 19 | AMJEUR | Jpmorgan Alerian Mlp Index | 0% | — | Unchanged |
| 20 | MBB | Ishares Mbs ETF | 0% | — | Unchanged |
| 21 | IRM | Iron Mountain INC | 0% | — | Unchanged |
| 22 | R6C2 | Royal Dutch Shell-spon Adr-b | — | — | Unchanged |
| 23 | PSCF | Invesco S&p Smallcap Financi | — | — | Unchanged |
| 24 | ✓ | Motors Liquidation Co | — | — | Unchanged |
| 25 | PSCT | Invesco S&p Smallcap Informa | — | — | Unchanged |
| 26 | ITW | Illinois Tool Works | — | — | Unchanged |
| 27 | VOD | Vodafone Group Plc-sp Adr | 0% | — | Unchanged |
| 28 | NQUSD | Link Motion INC - Spon Adr | 0% | — | Unchanged |
| 29 | ✓ | 0% | — | Unchanged | |
| 30 | GM | General Motors Co | 0% | — | Unchanged |
| 31 | PNC | Pnc Financial Services Group | 0% | -3.76% | Trim |
| 32 | T | At&t INC | -0.1% | -13.95% | Trim |
| 33 | AEP | American Electric Power Company, Inc. | -0.1% | — | Unchanged |
| 34 | GOOG | Alphabet Inc-cl C | -0.1% | -12.78% | Trim |
| 35 | DLX | Deluxe CORP | -0.2% | — | Unchanged |
| 36 | COP | Conocophillips | -0.2% | -44.00% | Trim |
| 37 | WEP | Magellan Midstream Partners | -0.3% | -12.50% | Trim |
| 38 | META | Meta Platforms Inc-class A | -0.7% | -11.73% | Trim |
| 39 | TFX | Teleflex INC | -7.4% | -78.49% | Trim |
| 40 | IVV | Ishares Core S&p 500 ETF | — | NEW | New buy |
| 41 | IWM | Ishares Russell 2000 ETF | — | NEW | New buy |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2018-09-30 | 2018-10-25 | 13F-HR | View on EDGAR |
| 2018-06-30 | 2018-07-26 | 13F-HR | View on EDGAR |
| 2018-03-31 | 2018-04-16 | 13F-HR | View on EDGAR |
| 2017-12-31 | 2018-01-16 | 13F-HR | View on EDGAR |
| 2017-09-30 | 2017-10-10 | 13F-HR | View on EDGAR |
| 2017-06-30 | 2017-08-01 | 13F-HR | View on EDGAR |
| 2017-03-31 | 2017-05-03 | 13F-HR | View on EDGAR |
| 2016-12-31 | 2017-01-25 | 13F-HR | View on EDGAR |
| 2016-09-30 | 2016-10-24 | 13F-HR | View on EDGAR |
| 2016-06-30 | 2016-07-26 | 13F-HR | View on EDGAR |
| 2016-03-31 | 2016-05-11 | 13F-HR | View on EDGAR |
| 2015-12-31 | 2016-02-05 | 13F-HR | View on EDGAR |
| 2015-09-30 | 2015-10-30 | 13F-HR | View on EDGAR |
| 2015-06-30 | 2015-07-15 | 13F-HR | View on EDGAR |
| 2015-03-31 | 2015-05-07 | 13F-HR | View on EDGAR |
| 2014-12-31 | 2015-02-09 | 13F-HR | View on EDGAR |
| 2014-09-30 | 2014-11-06 | 13F-HR | View on EDGAR |
| 2014-06-30 | 2014-07-18 | 13F-HR | View on EDGAR |
| 2014-03-31 | 2014-04-30 | 13F-HR | View on EDGAR |
| 2013-12-31 | 2014-01-15 | 13F-HR | View on EDGAR |
| 2013-09-30 | 2013-10-18 | 13F-HR | View on EDGAR |
| 2013-06-30 | 2013-07-22 | 13F-HR | View on EDGAR |
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