CIK: 0002057004
Total reported value
$155.2M
Reporting period: 2026-03-31 · Number of holdings: 94
RETIREMENT PLANNING GROUP, LLC / NY disclosed 94 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $155.2M and a quarterly turnover rate of 13.6%.
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Retirement Planning Group, LLC / Ny's disclosed holdings carry a Herfindahl concentration index of 0.033 — mathematically equivalent to about 31 equally-sized positions, well below its 94 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.45), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 20% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim QQQ
-3.5% -$1.1M
Add SCHD
+16.4% $1.4M
Add XLE
-2.5% $1.2M
Add IVV
+72.0% $800.6K
Trim XLF
-0.9% -$452.9K
Trim AAPL
+0.5% -$345.1K
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | JEPI | Jpmorgan Equity Premium Inco | ETF-Other | 8.92% | -0.14% | +6.10% | |
| 2 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 6.85% | -1.15% | -3.48% | |
| 3 | RWL | Invesco S&p 500 Revenue ETF | ETF-Large Cap & Growth | 5.85% | +0.36% | +12.39% | |
| 4 | SCHD | Schwab US Dvd Equity ETF | ETF-Other | 3.95% | +0.74% | +16.41% | |
| 5 | PAVE | Global X US Infrastructure | ETF-Other | 3.88% | -0.03% | -0.38% | |
| 6 | RECS | Columbia Resear Enh Cor ETF | ETF-Other | 3.65% | +0.24% | +18.89% | |
| 7 | AAPL | Apple INC | Stock-Tech | 3.36% | -0.44% | +0.48% | |
| 8 | LVHI | Franklin International Low V | ETF-Other | 3.34% | +0.34% | +6.95% | |
| 9 | QQQM | Invesco Nasdaq 100 ETF | ETF-Tech | 3.19% | +0.15% | +18.25% | |
| 10 | XLE | Ss Energy Select Sector | ETF-Other | 3.13% | +0.65% | -2.51% | |
| 11 | JEPQ | JPM Nasdaq Equity Premium | ETF-Tech | 3.10% | +0.40% | +28.49% | |
| 12 | QYLD | Global X Nasd 100 Cov Call | ETF-Other | 3.00% | -0.28% | -0.14% | |
| 13 | FBND | Fidelity Total Bond ETF | ETF-Other | 2.53% | — | -0.34% | |
| 14 | JCE | Nuveen Core Equity Alpha | Stock-Other | 2.49% | -0.43% | -4.86% | |
| 15 | RFDA | Alps Dynamic US Dividend Adv | ETF-Other | 2.44% | -0.36% | -6.19% | |
| 16 | XLF | Ss Financial Select Sector | ETF-Other | 2.44% | -0.45% | -0.92% | |
| 17 | NVDA | Nvidia CORP | Stock-Tech | 2.09% | +0.02% | +13.93% | |
| 18 | GE | General Electric | Stock-Industrials | 2.05% | -0.35% | -1.70% | |
| 19 | PDI | Pimco Dynamic Income Fund | Stock-Financials | 1.99% | -0.31% | -5.25% | |
| 20 | HYDB | Ishares High Yield Systemati | ETF-High Yield | 1.68% | — | +0.23% | |
| 21 | GEV | GE Vernova INC | Stock-Industrials | 1.65% | +0.35% | +0.24% | |
| 22 | HEFA | Isha Curr Hedged Msci Eafe | ETF-Other | 1.57% | — | +2.96% | |
| 23 | VONE | Vanguard Russell 1000 | ETF-Other | 1.45% | -0.21% | -2.98% | |
| 24 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 1.32% | +0.47% | +72.00% | |
| 25 | XOM | Exxon Mobil CORP | Stock-Energy | 1.31% | +0.33% | +1.03% | |
| 26 | DJD | Invesco Dow Jones Industrial | ETF-Other | 1.14% | — | -7.16% | |
| 27 | QUAL | Ishares Msci USA Quality Fac | ETF-Other | 1.03% | -0.13% | -2.80% | |
| 28 | OMFL | Invesco Russell 1000 Dyn M/f | ETF-Other | 0.74% | -0.15% | -11.02% | |
| 29 | VBR | Vanguard Small-cap Value ETF | ETF-Other | 0.73% | +0.15% | +29.38% | |
| 30 | HD | Home Depot INC | Stock-Consumer Disc | 0.70% | — | +0.18% | |
| 31 | MSFT | Microsoft CORP | Stock-Tech | 0.69% | -0.24% | +1.92% | |
| 32 | SCHG | Schwab US Large-cap Growth | ETF-Other | 0.61% | — | +5.86% | |
| 33 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 0.60% | — | +1.11% | |
| 34 | ABBV | Abbvie INC | Stock-Healthcare | 0.57% | — | +0.02% | |
| 35 | SPGP | Invesco S&p 500 Garp ETF | ETF-Large Cap & Growth | 0.51% | -0.13% | -10.51% | |
| 36 | T | At&t INC | Stock-Comm Services | 0.50% | +0.05% | +0.18% | |
| 37 | WMT | Walmart INC | Stock-Consumer Staples | 0.49% | +0.05% | +4.59% | |
| 38 | PICK | Ishares Msci Global Metals & | ETF-Other | 0.49% | — | -12.66% | |
| 39 | VZ | Verizon Communications INC | Stock-Comm Services | 0.48% | +0.08% | +2.24% | |
| 40 | AMZN | Amazon.com INC | Stock-Consumer Disc | 0.47% | — | +22.78% | |
| 41 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.47% | -0.11% | +0.25% | |
| 42 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.47% | +0.11% | +47.38% | |
| 43 | SCHV | Schwab US Large-cap Value | ETF-Other | 0.46% | — | +10.46% | |
| 44 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.42% | — | -2.60% | |
| 45 | FTEC | Fidelity Msci Info Tech Indx | ETF-Tech | 0.41% | — | -5.70% | |
| 46 | SMH | Vaneck Semiconductor ETF | ETF-Other | 0.40% | +0.22% | +117.66% | |
| 47 | RWJ | Invesco S&p Smallcap 600 | ETF-Other | 0.38% | — | -0.98% | |
| 48 | XCEM | Columbia Em Core Ex-china | ETF-Emerging Markets | 0.37% | +0.05% | +12.68% | |
| 49 | XLG | Invesco S&p 500 Top 50 ETF | ETF-Large Cap & Growth | 0.34% | — | +0.17% | |
| 50 | BAC | Bank Of America CORP | Stock-Financials | 0.34% | — | +1.31% |
Performance for Q3 2026
+3.5%
Performance Last 4 Quarters
+20.3%
Based on 85% of reported portfolio value with available pricing
Retirement Planning Group, LLC / Ny's most significant position changes for 2026-03-31: New buy: Range Nuclear Renaissance (NUKZ); New buy: Ishares Short Duration High (SHYM); New buy: Netflix INC (NFLX); New buy: Spdr Gold Shares (GLD); Sold out: Fidelity Yld Enhan Eqty ETF (FYEE).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | SCHD | Schwab US Dvd Equity ETF | +0.7% | +16.41% | Add |
| 2 | XLE | Ss Energy Select Sector | +0.7% | -2.51% | Trim |
| 3 | IVV | Ishares Core S&p 500 ETF | +0.5% | +72.00% | Add |
| 4 | JEPQ | JPM Nasdaq Equity Premium | +0.4% | +28.49% | Add |
| 5 | RWL | Invesco S&p 500 Revenue ETF | +0.4% | +12.39% | Add |
| 6 | GEV | GE Vernova INC | +0.4% | +0.24% | Add |
| 7 | LVHI | Franklin International Low V | +0.3% | +6.95% | Add |
| 8 | XOM | Exxon Mobil CORP | +0.3% | +1.03% | Add |
| 9 | RECS | Columbia Resear Enh Cor ETF | +0.2% | +18.89% | Add |
| 10 | SMH | Vaneck Semiconductor ETF | +0.2% | +117.66% | Add |
| 11 | QQQM | Invesco Nasdaq 100 ETF | +0.2% | +18.25% | Add |
| 12 | VBR | Vanguard Small-cap Value ETF | +0.2% | +29.38% | Add |
| 13 | SPY | Ss Spdr S&p 500 ETF Trust-us | +0.1% | +47.38% | Add |
| 14 | MPC | Marathon Petroleum CORP | +0.1% | — | Unchanged |
| 15 | VZ | Verizon Communications INC | +0.1% | +2.24% | Add |
| 16 | IBM | Intl Business Machines CORP | +0.1% | +72.29% | Add |
| 17 | CVX | Chevron CORP | +0.1% | +1.79% | Add |
| 18 | LRCX | Lam Research CORP | +0.1% | +4.86% | Add |
| 19 | T | At&t INC | +0.1% | +0.18% | Add |
| 20 | WMT | Walmart INC | +0.1% | +4.59% | Add |
| 21 | DE | Deere & Co | +0.1% | +1.81% | Add |
| 22 | XCEM | Columbia Em Core Ex-china | +0.1% | +12.68% | Add |
| 23 | NVDA | Nvidia CORP | 0% | +13.93% | Add |
| 24 | HEFA | Isha Curr Hedged Msci Eafe | — | +2.96% | Add |
| 25 | PAVE | Global X US Infrastructure | 0% | -0.38% | Trim |
| 26 | UNH | Unitedhealth Group INC | -0.1% | -1.44% | Trim |
| 27 | LLY | Eli Lilly & Co | -0.1% | +0.25% | Add |
| 28 | SPGP | Invesco S&p 500 Garp ETF | -0.1% | -10.51% | Trim |
| 29 | QUAL | Ishares Msci USA Quality Fac | -0.1% | -2.80% | Trim |
| 30 | JEPI | Jpmorgan Equity Premium Inco | -0.1% | +6.10% | Add |
| 31 | OMFL | Invesco Russell 1000 Dyn M/f | -0.2% | -11.02% | Trim |
| 32 | VONE | Vanguard Russell 1000 | -0.2% | -2.98% | Trim |
| 33 | MSFT | Microsoft CORP | -0.2% | +1.92% | Add |
| 34 | QYLD | Global X Nasd 100 Cov Call | -0.3% | -0.14% | Trim |
| 35 | PDI | Pimco Dynamic Income Fund | -0.3% | -5.25% | Trim |
| 36 | GE | General Electric | -0.4% | -1.70% | Trim |
| 37 | RFDA | Alps Dynamic US Dividend Adv | -0.4% | -6.19% | Trim |
| 38 | JCE | Nuveen Core Equity Alpha | -0.4% | -4.86% | Trim |
| 39 | AAPL | Apple INC | -0.4% | +0.48% | Add |
| 40 | XLF | Ss Financial Select Sector | -0.5% | -0.92% | Trim |
| 41 | QQQ | Invesco Qqq Trust Series 1 | -1.2% | -3.48% | Trim |
| 42 | NUKZ | Range Nuclear Renaissance | — | NEW | New buy |
| 43 | SHYM | Ishares Short Duration High | — | NEW | New buy |
| 44 | NFLX | Netflix INC | — | NEW | New buy |
| 45 | GLD | Spdr Gold Shares | — | NEW | New buy |
| 46 | FYEE | Fidelity Yld Enhan Eqty ETF | — | EXIT | Sold out |
| 47 | GOOGL | Alphabet Inc-cl A | — | NEW | New buy |
| 48 | VEA | Vanguard Ftse Developed ETF | — | NEW | New buy |
| 49 | MU | Micron Technology INC | — | NEW | New buy |
| 50 | VEU | Vanguard Ftse All-world Ex-u | — | NEW | New buy |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-04-21 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-02-02 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-10-28 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-07-25 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-04-22 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-02-19 | 13F-HR | View on EDGAR |
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