CIK: 0001926596
Total reported value
$379.3M
Reporting period: 2026-03-31 · Number of holdings: 396
Empirical Asset Management, LLC disclosed 396 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $379.3M and a quarterly turnover rate of 28.7%.
Browse other institutions with $100M to $1B AUMBrowse other institutions starting with "E"
Empirical Asset Management, LLC's disclosed holdings carry a Herfindahl concentration index of 0.009 — mathematically equivalent to about 109 equally-sized positions, well below its 396 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.63), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 46% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Add SDCI
+67.6% $5.0M
Trim SPY
-16.1% -$3.1M
Trim MSFT
-77.0% -$1.3M
Trim GOOGL
-24.4% -$1.4M
Trim NVDA
-34.0% -$968.1K
Trim AMZN
-59.6% -$1.1M
Showing top 200 holdings (of 396 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | AAPL | Apple INC | Stock-Tech | 5.12% | +0.01% | -13.47% | |
| 2 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 3.28% | -1.11% | -16.13% | |
| 3 | SDCI | Uscf Summerhaven Dynamic ETF | ETF-Other | 2.56% | +1.24% | +67.58% | |
| 4 | SGOL | Abrdn Physical Gold Shares | ETF-Commodities | 2.49% | +0.10% | +2.73% | |
| 5 | NVDA | Nvidia CORP | Stock-Tech | 1.79% | -0.40% | -34.01% | |
| 6 | SLV | Ishares Silver Trust | ETF-Commodities | 1.76% | — | -2.68% | |
| 7 | IYW | Ishares Ustechnology ETF | ETF-Tech | 1.69% | -0.32% | -0.81% | |
| 8 | META | Meta Platforms Inc-class A | Stock-Comm Services | 1.39% | — | -58.47% | |
| 9 | MSFT | Microsoft CORP | Stock-Tech | 1.35% | -0.45% | -76.98% | |
| 10 | JPM | Jpmorgan Chase & Co | Stock-Financials | 1.06% | — | -25.10% | |
| 11 | AMZN | Amazon.com INC | Stock-Consumer Disc | 1.05% | -0.37% | -59.60% | |
| 12 | GLD | Spdr Gold Shares | ETF-Commodities | 1.05% | — | -74.04% | |
| 13 | HD | Home Depot INC | Stock-Consumer Disc | 1.01% | — | -26.19% | |
| 14 | XOM | Exxon Mobil CORP | Stock-Energy | 0.85% | +0.20% | -49.04% | |
| 15 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.83% | — | +0.59% | |
| 16 | RSPT | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 0.82% | — | +0.00% | |
| 17 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.81% | -0.44% | -24.45% | |
| 18 | ILS | Brookmont Catastrophic Bond | ETF-Other | 0.81% | — | +18.20% | |
| 19 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.76% | — | -43.80% | |
| 20 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 0.74% | — | +0.89% | |
| 21 | WMT | Walmart INC | Stock-Consumer Staples | 0.70% | — | -9.48% | |
| 22 | CVX | Chevron CORP | Stock-Energy | 0.65% | +0.15% | -48.52% | |
| 23 | IGOV | Ishares International Treasu | ETF-Other | 0.64% | — | +3.12% | |
| 24 | CTA | Simplify Managed Futures St | ETF-Other | 0.63% | — | +4.84% | |
| 25 | IWF | Ishares Russell 1000 Growth | ETF-Other | 0.62% | — | -0.59% | |
| 26 | IBB | Ishares Biotechnology ETF | ETF-Tech | 0.62% | — | -0.25% | |
| 27 | XLRE | Ss Real Estate Select Sector | ETF-Other | 0.62% | — | +5.03% | |
| 28 | IWM | Ishares Russell 2000 ETF | ETF-Small Cap | 0.60% | — | +3.33% | |
| 29 | MCD | Mcdonald's CORP | Stock-Consumer Disc | 0.59% | — | -31.01% | |
| 30 | IYH | Ishares U.s. Healthcare ETF | ETF-Other | 0.58% | — | -1.10% | |
| 31 | SCHR | Schwab Intermediate-term US | ETF-Other | 0.57% | — | +2.17% | |
| 32 | QCOM | Qualcomm INC | Stock-Tech | 0.54% | — | -87.22% | |
| 33 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.54% | — | -62.58% | |
| 34 | MRK | Merck & Co. INC. | Stock-Healthcare | 0.52% | +0.23% | +32.48% | |
| 35 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 0.50% | — | +10.48% | |
| 36 | TPL | Texas Pacific Land CORP | Stock-Energy | 0.50% | — | -39.67% | |
| 37 | IVE | Ishares S&p 500 Value ETF | ETF-Large Cap & Growth | 0.49% | — | -0.50% | |
| 38 | PWB | Invesco Large Cap Growth ETF | ETF-Large Cap & Growth | 0.49% | — | -5.02% | |
| 39 | FTC | First Trust Large Cap Growth | ETF-Large Cap & Growth | 0.49% | — | -2.33% | |
| 40 | SUN | Sunoco LP | Stock-Other | 0.48% | — | -1.36% | |
| 41 | CECO | Ceco Environmental CORP | Stock-Other | 0.47% | — | +1.57% | |
| 42 | SMLF | Ishares US Smallcap Equity F | ETF-Other | 0.47% | — | -7.34% | |
| 43 | IEFA | Ishares Core Msci Eafe ETF | ETF-Other | 0.47% | — | -0.34% | |
| 44 | SHY | Ishares 1-3 Year Treasury Bo | ETF-Gov Bonds | 0.47% | — | +1.00% | |
| 45 | ORCL | Oracle CORP | Stock-Tech | 0.46% | +0.17% | +68.36% | |
| 46 | COWG | Pacer US Lrg Cap Cows Gr Ld | ETF-Other | 0.46% | — | -1.38% | |
| 47 | JPME | JPM Diver Ret US Mc Equity | ETF-Other | 0.45% | — | -7.97% | |
| 48 | CZA | Invesco Zacks Mid-cap ETF | ETF-Other | 0.44% | — | -4.22% | |
| 49 | RWL | Invesco S&p 500 Revenue ETF | ETF-Large Cap & Growth | 0.44% | — | +23.63% | |
| 50 | NJR | New Jersey Resources CORP | Stock-Utilities | 0.44% | — | +0.35% |
Performance for Q3 2026
+3%
Performance Last 4 Quarters
+22.1%
Based on 76% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-03-31 | 396 | $379.3M | 29 | |
| 2025-12-31 | 356 | $354.5M | 25 | |
| 2025-09-30 | 368 | $360.1M | 48 | |
| 2025-06-30 | 313 | $323.4M | 0 | |
| 2025-03-31 | 301 | $293.4M | 0 | |
| 2024-12-31 | 458 | $301.7M | 0 | |
| 2024-09-30 | 308 | $280.9M | 0 | |
| 2024-06-30 | 354 | $265.8M | 0 | |
| 2024-03-31 | 285 | $207.3M | 0 | |
| 2023-12-31 | 176 | $122.6M | 0 | |
| 2023-09-30 | 166 | $114.8M | 0 | |
| 2023-06-30 | 156 | $113.0M | 0 | |
| 2023-03-31 | 147 | $104.5M | 0 | |
| 2022-12-31 | 161 | $95.0M | 0 | |
| 2022-09-30 | 146 | $91.7M | 0 | |
| 2022-06-30 | 154 | $94.9M | 0 | |
| 2022-03-31 | 145 | $105.2M | 0 | |
| 2021-12-31 | 150 | $103.6M | 0 |
Empirical Asset Management, LLC's most significant position changes for 2026-03-31: New buy: Intuitive Surgical INC (ISRG); New buy: Boston Scientific CORP (BSX); New buy: Atmos Energy CORP (ATO); New buy: ; Sold out: United Therapeutics CORP (UTHR).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | SDCI | Uscf Summerhaven Dynamic ETF | +1.2% | +67.58% | Add |
| 2 | INTU | Intuit INC | +0.3% | +921.24% | Add |
| 3 | MCK | Mckesson CORP | +0.3% | +372.39% | Add |
| 4 | MRK | Merck & Co. INC. | +0.2% | +32.48% | Add |
| 5 | PLTR | Palantir Technologies Inc-a | +0.2% | -49.07% | Trim |
| 6 | XOM | Exxon Mobil CORP | +0.2% | -49.04% | Trim |
| 7 | SPYM | Ste Str Spdr Pt S&p 500 ETF | +0.2% | +112.91% | Add |
| 8 | UBER | Uber Technologies INC | +0.2% | -81.95% | Trim |
| 9 | MU | Micron Technology INC | +0.2% | +99.16% | Add |
| 10 | ORCL | Oracle CORP | +0.2% | +68.36% | Add |
| 11 | CVX | Chevron CORP | +0.2% | -48.52% | Trim |
| 12 | GD | General Dynamics CORP | +0.2% | +168.35% | Add |
| 13 | SGOL | Abrdn Physical Gold Shares | +0.1% | +2.73% | Add |
| 14 | AAPL | Apple INC | 0% | -13.47% | Trim |
| 15 | MA | Mastercard INC - A | -0.2% | -55.78% | Trim |
| 16 | ZM | Zoom Communications INC | -0.2% | -73.23% | Trim |
| 17 | V | Visa Inc-class A Shares | -0.3% | -73.52% | Trim |
| 18 | IYW | Ishares Ustechnology ETF | -0.3% | -0.81% | Trim |
| 19 | AMZN | Amazon.com INC | -0.4% | -59.60% | Trim |
| 20 | NVDA | Nvidia CORP | -0.4% | -34.01% | Trim |
| 21 | GOOGL | Alphabet Inc-cl A | -0.4% | -24.45% | Trim |
| 22 | MSFT | Microsoft CORP | -0.5% | -76.98% | Trim |
| 23 | SPY | Ss Spdr S&p 500 ETF Trust-us | -1.1% | -16.13% | Trim |
| 24 | ISRG | Intuitive Surgical INC | — | NEW | New buy |
| 25 | BSX | Boston Scientific CORP | — | NEW | New buy |
| 26 | ATO | Atmos Energy CORP | — | NEW | New buy |
| 27 | ✓ | — | NEW | New buy | |
| 28 | UTHR | United Therapeutics CORP | — | EXIT | Sold out |
| 29 | SCCO | Southern Copper CORP | — | EXIT | Sold out |
| 30 | PANW | Palo Alto Networks INC | — | NEW | New buy |
| 31 | VLO | Valero Energy CORP | — | NEW | New buy |
| 32 | PODD | Insulet CORP | — | NEW | New buy |
| 33 | ETN | Eaton Corporation plc | — | NEW | New buy |
| 34 | COKE | Coca-cola Consolidated INC | — | NEW | New buy |
| 35 | MSCI | Msci INC | — | EXIT | Sold out |
| 36 | TTD | Trade Desk Inc/the -class A | — | NEW | New buy |
| 37 | TRV | Travelers Cos Inc/the | — | NEW | New buy |
| 38 | DBX | Dropbox Inc-class A | — | EXIT | Sold out |
| 39 | WEX | Wex INC | — | EXIT | Sold out |
| 40 | AMP | Ameriprise Financial INC | — | NEW | New buy |
| 41 | MNST | Monster Beverage CORP | — | NEW | New buy |
| 42 | COP | Conocophillips | — | NEW | New buy |
| 43 | DECK | Deckers Outdoor CORP | — | EXIT | Sold out |
| 44 | AMAT | Applied Materials INC | — | NEW | New buy |
| 45 | XLG | Invesco S&p 500 Top 50 ETF | — | EXIT | Sold out |
| 46 | TT | Trane Technologies plc | — | NEW | New buy |
| 47 | VRSN | Verisign INC | — | EXIT | Sold out |
| 48 | SNPS | Synopsys INC | — | EXIT | Sold out |
| 49 | LULU | Lululemon Athletica INC | — | EXIT | Sold out |
| 50 | YUM | Yum! Brands INC | — | NEW | New buy |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-05-11 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-02-06 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-11-12 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-07-29 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-05-12 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-01-15 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-10-11 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-08-12 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-05-10 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-01-12 | 13F-HR | View on EDGAR |
| 2023-09-30 | 2023-11-01 | 13F-HR | View on EDGAR |
| 2023-06-30 | 2023-08-01 | 13F-HR | View on EDGAR |
| 2023-03-31 | 2023-04-18 | 13F-HR | View on EDGAR |
| 2022-12-31 | 2023-01-31 | 13F-HR | View on EDGAR |
| 2022-09-30 | 2022-10-19 | 13F-HR | View on EDGAR |
| 2022-06-30 | 2022-07-18 | 13F-HR | View on EDGAR |
| 2022-03-31 | 2022-05-06 | 13F-HR | View on EDGAR |
| 2021-12-31 | 2022-05-06 | 13F-HR | View on EDGAR |
Institutions with a similar AUM
CIK 0001602263
Total reported value
$379.4M
20 stks
2019-12-31
Stale — no recent filing
AUM within 0.0% of this institution
CIK 0001963732
Total reported value
$379.2M
144 stks
2026-03-31
AUM within 0.0% of this institution
CIK 0001801989
Total reported value
$379.2M
63 stks
2026-03-31
AUM within 0.0% of this institution
Institutions with overlapping top holdings
CIK 0000092230
Total reported value
$74.2B
5,223 stks
2026-03-31
3 of the top 5 holdings overlap, including Ss Spdr S&p 500 ETF Trust-us
CIK 0000749763
Total reported value
$279.3M
202 stks
2026-03-31
3 of the top 5 holdings overlap, including Ss Spdr S&p 500 ETF Trust-us
CIK 0000750641
Total reported value
$4.4B
736 stks
2026-03-31
3 of the top 5 holdings overlap, including Apple INC