CIK: 0002035512
Total reported value
$238.6M
Reporting period: 2026-03-31 · Number of holdings: 159
Cascades Capital Asset Management, LLC disclosed 159 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $238.6M and a quarterly turnover rate of 20.2%.
Browse other institutions with $100M to $1B AUMBrowse other institutions starting with "C"
Cascades Capital Asset Management, LLC's disclosed holdings carry a Herfindahl concentration index of 0.039 — mathematically equivalent to about 26 equally-sized positions, well below its 159 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.27), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 39% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim MSFT
-1.8% -$3.3M
Add VTV
+44.2% $3.1M
Add VIG
+14.9% $3.1M
Trim USFR
-39.6% -$2.4M
Trim VIGI
-47.1% -$1.7M
Add VEA
+314.4% $919.9K
Showing top 158 holdings (of 159 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 11.56% | +1.29% | +14.90% | |
| 2 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 9.74% | — | +4.80% | |
| 3 | VOOV | Vanguard S&p 500 Value ETF | ETF-Large Cap & Growth | 5.60% | — | -0.31% | |
| 4 | AAPL | Apple INC | Stock-Tech | 4.66% | -0.29% | +0.54% | |
| 5 | MSFT | Microsoft CORP | Stock-Tech | 4.12% | -1.36% | -1.84% | |
| 6 | VTV | Vanguard Value ETF | ETF-Other | 4.05% | +1.32% | +44.17% | |
| 7 | NVDA | Nvidia CORP | Stock-Tech | 4.02% | -0.29% | -0.24% | |
| 8 | VUG | Vanguard Growth ETF | ETF-Other | 2.91% | -0.28% | +1.82% | |
| 9 | VO | Vanguard Mid-cap ETF | ETF-Other | 2.67% | +0.25% | +11.37% | |
| 10 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 2.45% | — | +5.19% | |
| 11 | IEI | Ishares 3-7 Year Treasury Bo | ETF-Gov Bonds | 1.94% | +0.21% | +13.07% | |
| 12 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 1.83% | — | +0.03% | |
| 13 | USFR | Wisdomtree Floating Rate Tre | ETF-Other | 1.51% | -0.99% | -39.58% | |
| 14 | ✓ | Stock-Other | 1.35% | +0.19% | +22.73% | ||
| 15 | FNDX | Schwab Fndmntl US Lrg Co ETF | ETF-Other | 1.21% | — | +0.63% | |
| 16 | SCHI | Schwab 5-10 Year Corporate B | ETF-Corp Bonds | 1.16% | +0.18% | +19.00% | |
| 17 | VUSB | Vanguard Ultra Short Bond Et | ETF-Other | 1.10% | +1.10% | NEW | |
| 18 | META | Meta Platforms Inc-class A | Stock-Comm Services | 1.03% | -0.17% | -1.06% | |
| 19 | LLY | Eli Lilly & Co | Stock-Healthcare | 1.02% | -0.24% | -5.25% | |
| 20 | GLD | Spdr Gold Shares | ETF-Commodities | 0.98% | +0.36% | +45.56% | |
| 21 | VGIT | Vanguard Intermediate-term T | ETF-Other | 0.96% | +0.96% | NEW | |
| 22 | XOM | Exxon Mobil CORP | Stock-Energy | 0.92% | +0.25% | -2.30% | |
| 23 | UNH | Unitedhealth Group INC | Stock-Healthcare | 0.88% | -0.19% | -0.26% | |
| 24 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.84% | -0.09% | -2.15% | |
| 25 | FBNC | First Bancorp/nc | Stock-Other | 0.82% | — | — | |
| 26 | MCD | Mcdonald's CORP | Stock-Consumer Disc | 0.74% | — | -8.91% | |
| 27 | VIGI | Vanguard Int Div App Indx Fd | ETF-Other | 0.74% | -0.70% | -47.07% | |
| 28 | V | Visa Inc-class A Shares | Stock-Financials | 0.73% | -0.18% | -7.30% | |
| 29 | XLI | Ss Industrial Select Sector | ETF-Other | 0.67% | +0.25% | +53.43% | |
| 30 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.67% | -0.28% | -26.59% | |
| 31 | IEF | Ishares 7-10 Year Treasury B | ETF-Gov Bonds | 0.66% | — | +12.23% | |
| 32 | PPI | Astoria Real Assets ETF | ETF-Other | 0.65% | +0.17% | +21.23% | |
| 33 | JPM 6 PERP EE | Jpmorgan Chase & Co | Stock-Financials | 0.64% | -0.12% | -14.93% | |
| 34 | VGT | Vanguard Info Tech ETF | ETF-Tech | 0.63% | — | +1.70% | |
| 35 | AMZN | Amazon.com INC | Stock-Consumer Disc | 0.61% | — | +4.14% | |
| 36 | LMT | Lockheed Martin CORP | Stock-Industrials | 0.60% | — | -5.70% | |
| 37 | CAT | Caterpillar INC | Stock-Industrials | 0.56% | — | -9.77% | |
| 38 | PSFF | Pacer Swan Sos Fund Of Funds | ETF-Other | 0.56% | -0.10% | -14.84% | |
| 39 | BAC 6 PERP GG | Bank Of America CORP | Stock-Financials | 0.53% | -0.11% | -16.09% | |
| 40 | OAKM | Oakmark US Large Cap ETF | ETF-Large Cap & Growth | 0.52% | — | +2.13% | |
| 41 | DUK | Duke Energy CORP | Stock-Utilities | 0.52% | — | -16.22% | |
| 42 | ABBV | Abbvie INC | Stock-Healthcare | 0.52% | — | -1.51% | |
| 43 | TSM | Taiwan Semiconductor-sp Adr | Stock-Tech | 0.51% | +0.15% | +29.42% | |
| 44 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 0.50% | +0.38% | +314.39% | |
| 45 | ✓ | Raytheon Company | Stock-Other | 0.50% | — | -1.46% | |
| 46 | SMHUSD | Market Vectors Semiconductor | ETF-Other | 0.46% | — | +1.50% | |
| 47 | LRGE | Clearbridge Large Cap Growth | ETF-Large Cap & Growth | 0.45% | — | — | |
| 48 | DGRO | Ishares Core Dividend Growth | ETF-Other | 0.45% | — | +1.16% | |
| 49 | HD | Home Depot INC | Stock-Consumer Disc | 0.44% | -0.11% | -16.08% | |
| 50 | FLOT | Ishares Floating Rate Bond E | ETF-Other | 0.43% | -0.28% | -39.35% |
Performance for Q3 2026
+4.7%
Performance Last 4 Quarters
+22.9%
Based on 81% of reported portfolio value with available pricing
Cascades Capital Asset Management, LLC's most significant position changes for 2026-03-31: New buy: Vanguard Ultra Short Bond Et (VUSB); New buy: Vanguard Intermediate-term T (VGIT); Sold out: Ishares Expanded Tech-softwa (IGV); New buy: Vanguard Int High Dvd Yld In (VYMI); Sold out: State Street Spdr Euro Stoxx (FEZ).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | VTV | Vanguard Value ETF | +1.3% | +44.17% | Add |
| 2 | VIG | Vanguard Dividend Apprec ETF | +1.3% | +14.90% | Add |
| 3 | VEA | Vanguard Ftse Developed ETF | +0.4% | +314.39% | Add |
| 4 | GLD | Spdr Gold Shares | +0.4% | +45.56% | Add |
| 5 | XOM | Exxon Mobil CORP | +0.3% | -2.30% | Trim |
| 6 | XLI | Ss Industrial Select Sector | +0.3% | +53.43% | Add |
| 7 | VO | Vanguard Mid-cap ETF | +0.3% | +11.37% | Add |
| 8 | IEI | Ishares 3-7 Year Treasury Bo | +0.2% | +13.07% | Add |
| 9 | ✓ | +0.2% | +22.73% | Add | |
| 10 | SCHI | Schwab 5-10 Year Corporate B | +0.2% | +19.00% | Add |
| 11 | PPI | Astoria Real Assets ETF | +0.2% | +21.23% | Add |
| 12 | TSM | Taiwan Semiconductor-sp Adr | +0.2% | +29.42% | Add |
| 13 | JPM | Jpmorgan Chase & Co | -0.1% | -2.15% | Trim |
| 14 | SCHD | Schwab U.S. Dividend Equity ETF | -0.1% | -20.49% | Trim |
| 15 | JEPI | Jpmorgan Equity Premium Inco | -0.1% | -22.35% | Trim |
| 16 | PSFF | Pacer Swan Sos Fund Of Funds | -0.1% | -14.84% | Trim |
| 17 | BAC 6 PERP GG | Bank Of America CORP | -0.1% | -16.09% | Trim |
| 18 | HD | Home Depot INC | -0.1% | -16.08% | Trim |
| 19 | WFC | Wells Fargo & Co | -0.1% | -38.31% | Trim |
| 20 | FDS | Factset Research Systems INC | -0.1% | +0.02% | Add |
| 21 | JPM 6 PERP EE | Jpmorgan Chase & Co | -0.1% | -14.93% | Trim |
| 22 | QQQE | Dirx Nasdaq-100eq Wi Etf-usd | -0.1% | -58.32% | Trim |
| 23 | BAC | Bank Of America CORP | -0.1% | -25.54% | Trim |
| 24 | MU | Micron Technology INC | -0.2% | -52.61% | Trim |
| 25 | META | Meta Platforms Inc-class A | -0.2% | -1.06% | Trim |
| 26 | V | Visa Inc-class A Shares | -0.2% | -7.30% | Trim |
| 27 | UNH | Unitedhealth Group INC | -0.2% | -0.26% | Trim |
| 28 | LLY | Eli Lilly & Co | -0.2% | -5.25% | Trim |
| 29 | BRK-B | Berkshire Hathaway Inc-cl B | -0.3% | -26.59% | Trim |
| 30 | VUG | Vanguard Growth ETF | -0.3% | +1.82% | Add |
| 31 | FLOT | Ishares Floating Rate Bond E | -0.3% | -39.35% | Trim |
| 32 | AAPL | Apple INC | -0.3% | +0.54% | Add |
| 33 | NVDA | Nvidia CORP | -0.3% | -0.24% | Trim |
| 34 | VIGI | Vanguard Int Div App Indx Fd | -0.7% | -47.07% | Trim |
| 35 | USFR | Wisdomtree Floating Rate Tre | -1% | -39.58% | Trim |
| 36 | MSFT | Microsoft CORP | -1.4% | -1.84% | Trim |
| 37 | VUSB | Vanguard Ultra Short Bond Et | — | NEW | New buy |
| 38 | VGIT | Vanguard Intermediate-term T | — | NEW | New buy |
| 39 | IGV | Ishares Expanded Tech-softwa | — | EXIT | Sold out |
| 40 | VYMI | Vanguard Int High Dvd Yld In | — | NEW | New buy |
| 41 | FEZ | State Street Spdr Euro Stoxx | — | EXIT | Sold out |
| 42 | VCIT | Vanguard Int-term Corporate | — | NEW | New buy |
| 43 | DUK 5.75 PERP A | Duke Energy CORP | — | EXIT | Sold out |
| 44 | VOE | Vanguard Mid-cap Value ETF | — | NEW | New buy |
| 45 | XLE | Ss Energy Select Sector | — | NEW | New buy |
| 46 | BND | Vanguard Total Bond Market | — | NEW | New buy |
| 47 | IWF | Ishares Russell 1000 Growth | — | NEW | New buy |
| 48 | WFC 4.7 PERP AA | Wells Fargo & Company | — | EXIT | Sold out |
| 49 | MS | Morgan Stanley | — | EXIT | Sold out |
| 50 | SMERY | Siemens Energy AG Spon Adr | — | NEW | New buy |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-05-15 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-02-04 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-11-14 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-08-14 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-05-15 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-02-13 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-11-14 | 13F-HR | View on EDGAR |
Institutions with a similar AUM
CIK 0001413048
Total reported value
$238.6M
9 stks
2021-03-31
Stale — no recent filing
AUM within 0.0% of this institution
CIK 0001894188
Total reported value
$238.6M
20 stks
2026-03-31
AUM within 0.0% of this institution
CIK 0001652348
Total reported value
$238.6M
138 stks
2026-03-31
AUM within 0.0% of this institution
Institutions with overlapping top holdings
CIK 0002105146
Total reported value
$169.6M
123 stks
2026-03-31
4 of the top 5 holdings overlap, including Apple INC
CIK 0000012532
Total reported value
$594.2M
271 stks
2024-03-31
Stale — no recent filing
3 of the top 5 holdings overlap, including Microsoft CORP
CIK 0000314949
Total reported value
$20.4B
2,801 stks
2026-03-31
3 of the top 5 holdings overlap, including Vanguard S&p 500 ETF