CIK: 0002106928
Total reported value
$180.8M
Reporting period: 2026-03-31 · Number of holdings: 177
Ballast Rock Private Wealth LLC disclosed 177 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $180.8M and a quarterly turnover rate of 30.5%.
Browse other institutions with $100M to $1B AUMBrowse other institutions starting with "B"
Ballast Rock Private Wealth LLC's disclosed holdings carry a Herfindahl concentration index of 0.013 — mathematically equivalent to about 75 equally-sized positions, well below its 177 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes are fairly uniform across the portfolio (a coefficient of variation of 1.17), suggesting a disciplined, rules-based approach to how much capital goes into each idea.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 18% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Add VTEC
+703.8% $4.3M
Trim MSFT
-28.8% -$1.7M
Add CMF
+110.6% $2.5M
Add PAAA
+54.5% $2.5M
Add JAAA
+89.4% $2.0M
Add XLE
+220.6% $1.6M
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | AAPL | Apple INC | Stock-Tech | 4.43% | — | +7.76% | |
| 2 | PAAA | Pgim Aaa Clo ETF | ETF-Other | 3.91% | +1.06% | +54.49% | |
| 3 | VTEC | Vanguard Ca Tax-ex Bond | ETF-Other | 2.72% | +2.33% | +703.82% | |
| 4 | CMF | Ishares California Muni Bond | ETF-Other | 2.66% | +1.22% | +110.55% | |
| 5 | BALT | Inn Defined Wealth Shield | ETF-Other | 2.43% | +0.60% | +50.55% | |
| 6 | JAAA | Janus Henderson Aaa Clo ETF | ETF-Other | 2.31% | +0.93% | +89.45% | |
| 7 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 2.08% | — | +2.31% | |
| 8 | SCHX | Schwab US Large-cap ETF | ETF-Other | 1.94% | — | +0.05% | |
| 9 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 1.91% | -0.48% | -5.00% | |
| 10 | JPM | Jpmorgan Chase & Co | Stock-Financials | 1.88% | -0.45% | -0.03% | |
| 11 | JQUA | Jpmorgan US Quality Factor | ETF-Other | 1.85% | +0.39% | +47.47% | |
| 12 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 1.73% | — | +0.21% | |
| 13 | NVDA | Nvidia CORP | Stock-Tech | 1.69% | — | +8.41% | |
| 14 | SCHF | Schwab Intl Equity ETF | ETF-Other | 1.54% | +0.35% | +42.22% | |
| 15 | DFAU | Dimensional US Core Equity M | ETF-Other | 1.52% | — | -3.97% | |
| 16 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 1.50% | — | +3.40% | |
| 17 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 1.48% | — | +3.53% | |
| 18 | SCHO | Schwab Short-term US Treas | ETF-Other | 1.44% | +0.29% | +42.17% | |
| 19 | GLD | Spdr Gold Shares | ETF-Commodities | 1.42% | — | -1.86% | |
| 20 | VIGI | Vanguard Int Div App Indx Fd | ETF-Other | 1.30% | +0.03% | +18.98% | |
| 21 | DFCF | Dimensional Core Fixed INC | ETF-Other | 1.27% | — | -1.33% | |
| 22 | VONE | Vanguard Russell 1000 | ETF-Other | 1.25% | +0.36% | +65.28% | |
| 23 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 1.20% | — | +5.63% | |
| 24 | LRCX | Lam Research CORP | Stock-Tech | 1.15% | +0.11% | — | |
| 25 | MSFT | Microsoft CORP | Stock-Tech | 1.14% | -1.23% | -28.81% | |
| 26 | XLE | Ss Energy Select Sector | ETF-Other | 1.12% | +0.83% | +220.56% | |
| 27 | BIV | Vanguard Intermediate-term B | ETF-Other | 1.11% | +0.13% | +28.63% | |
| 28 | CATF | American Century Ca Muni ETF | ETF-Other | 1.09% | +1.09% | NEW | |
| 29 | AMZN | Amazon.com INC | Stock-Consumer Disc | 0.99% | +0.37% | +100.23% | |
| 30 | SFLR | Innovator Eqty Mgd Floor ETF | ETF-Other | 0.99% | +0.07% | +26.75% | |
| 31 | AMAT | Applied Materials INC | Stock-Tech | 0.98% | +0.14% | -0.36% | |
| 32 | SUB | Ishares Short-term National | ETF-Other | 0.96% | — | +0.02% | |
| 33 | SCHW | Schwab (charles) CORP | Stock-Financials | 0.86% | — | — | |
| 34 | IEFA | Ishares Core Msci Eafe ETF | ETF-Other | 0.86% | — | -0.16% | |
| 35 | SPAB | Ss Spdr P Agg Bond ETF | ETF-Other | 0.85% | — | +4.98% | |
| 36 | EFA | Ishares Msci Eafe ETF | ETF-Other | 0.82% | +0.56% | +253.18% | |
| 37 | GMAY | Ft Vest U.s. Equity Moderate | ETF-Other | 0.81% | — | — | |
| 38 | RSP | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 0.72% | — | +0.76% | |
| 39 | IWM | Ishares Russell 2000 ETF | ETF-Small Cap | 0.72% | — | -2.31% | |
| 40 | DYNF | Ishrs US E F R A Etf-usd INC | ETF-Other | 0.71% | +0.16% | +50.90% | |
| 41 | IJH | Ishares Core S&p Midcap ETF | ETF-Other | 0.69% | — | +0.19% | |
| 42 | VTV | Vanguard Value ETF | ETF-Other | 0.67% | — | -13.82% | |
| 43 | EEM | Ishares Msci Emerging Market | ETF-Emerging Markets | 0.67% | — | — | |
| 44 | PMAR | Innovator U.s. Equity Power | ETF-Other | 0.66% | — | +22.24% | |
| 45 | IVW | Ishares S&p 500 Growth ETF | ETF-Large Cap & Growth | 0.63% | — | +0.02% | |
| 46 | DFAI | Dimensional International Co | ETF-Other | 0.63% | — | -4.22% | |
| 47 | DXJ | Wisdomtree Japan Hedged Eq | ETF-Other | 0.63% | — | -5.26% | |
| 48 | VTES | Vanguard Sh Term Tax-ex Bond | ETF-Other | 0.61% | — | +0.04% | |
| 49 | SCHB | Schwab US Broad Market ETF | ETF-Other | 0.61% | — | +0.01% | |
| 50 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 0.59% | +0.10% | +39.27% |
Performance for Q3 2026
+4%
Performance Last 4 Quarters
+6.6%
Based on 5 months of available history
Based on 82% of reported portfolio value with available pricing
Ballast Rock Private Wealth LLC's most significant position changes for 2026-03-31: Sold out: -1x Short Vix Futures ETF (SVIX); New buy: American Century Ca Muni ETF (CATF); Sold out: Ishrs Sh-trm Ca Muni Act ETF (CALI); Sold out: Ishares Jp Morgan Usd Emergi (EMB); Sold out: Ally Financial INC (ALLY).
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-04-16 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-02-04 | 13F-HR | View on EDGAR |
Institutions with a similar AUM
CIK 0002132204
Total reported value
$180.8M
166 stks
2026-03-31
AUM within 0.0% of this institution
CIK 0002009056
Total reported value
$180.8M
66 stks
2026-03-31
AUM within 0.0% of this institution
CIK 0001818044
Total reported value
$180.9M
26 stks
2026-03-31
AUM within 0.0% of this institution
Institutions with overlapping top holdings
CIK 0001599212
Total reported value
$339.7M
118 stks
2020-12-31
Stale — no recent filing
2 of the top 5 holdings overlap, including Apple INC
CIK 0001677501
Total reported value
$711.9M
520 stks
2026-03-31
2 of the top 5 holdings overlap, including Apple INC
CIK 0001766918
Total reported value
$608.6M
146 stks
2026-03-31
2 of the top 5 holdings overlap, including Apple INC