CIK: 0001538383
Total reported value
$652.7M
Reporting period: 2026-03-31 · Number of holdings: 1945
Westside Investment Management, Inc. disclosed 1945 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $652.7M and a quarterly turnover rate of 17.4%.
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Westside Investment Management, Inc.'s disclosed holdings carry a Herfindahl concentration index of 0.010 — mathematically equivalent to about 95 equally-sized positions, well below its 1945 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 3.81), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 39% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Add IEFA
+4630.9% $10.3M
Trim MSFT
+2.5% -$2.8M
Add ETON
-0.6% $3.6M
Trim SWVXX
-72.7% -$2.9M
Trim SWOXX
-31.8% -$2.5M
Trim HROW
+2.5% -$2.3M
Showing top 200 holdings (of 1945 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | VYM | Vanguard High Dvd Yield ETF | ETF-Other | 3.68% | +0.10% | +4.00% | |
| 2 | AAPL | Apple INC | Stock-Tech | 3.60% | — | +8.94% | |
| 3 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 2.84% | -0.27% | -0.35% | |
| 4 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 2.71% | -0.25% | +1.58% | |
| 5 | TPC | Tutor Perini CORP | Stock-Other | 2.59% | +0.16% | -3.35% | |
| 6 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 2.09% | -0.30% | -1.06% | |
| 7 | AMZN | Amazon.com INC | Stock-Consumer Disc | 1.91% | — | +5.47% | |
| 8 | ETON | Eton Pharmaceuticals INC | Stock-Other | 1.77% | +0.50% | -0.64% | |
| 9 | IEFA | Ishares Core Msci Eafe ETF | ETF-Other | 1.61% | +1.57% | +4630.88% | |
| 10 | MSFT | Microsoft CORP | Stock-Tech | 1.61% | -0.52% | +2.45% | |
| 11 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 1.41% | -0.19% | -0.58% | |
| 12 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 1.40% | — | +2.35% | |
| 13 | META | Meta Platforms Inc-class A | Stock-Comm Services | 1.36% | -0.26% | +0.75% | |
| 14 | UBER | Uber Technologies INC | Stock-Industrials | 1.30% | -0.22% | +1.68% | |
| 15 | NVDA | Nvidia CORP | Stock-Tech | 1.26% | — | +1.22% | |
| 16 | AVGO | Broadcom INC | Stock-Tech | 1.21% | -0.19% | +0.08% | |
| 17 | VCR | Vanguard Consumer Discre ETF | ETF-Other | 1.18% | -0.17% | +0.20% | |
| 18 | GLD | Spdr Gold Shares | ETF-Commodities | 1.15% | -0.16% | -16.02% | |
| 19 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 1.07% | — | -0.06% | |
| 20 | PBI | Pitney Bowes INC | Stock-Other | 1.04% | — | -0.70% | |
| 21 | HROW | Harrow INC | Stock-Other | 1.00% | -0.42% | +2.52% | |
| 22 | COHR | Coherent CORP | Stock-Tech | 0.99% | +0.06% | -13.83% | |
| 23 | AVUV | Avantis US Small Cap Value | ETF-Small Cap | 0.95% | +0.11% | +9.09% | |
| 24 | CGBL | Cap Group Core Balanced | ETF-Other | 0.95% | +0.12% | +22.76% | |
| 25 | IUSB | Ishr Cr Unvrse Usd Bd Etf-ui | ETF-Other | 0.92% | — | +2.25% | |
| 26 | SDY | Ss Spdr S&p Dividend ETF | ETF-Other | 0.86% | — | +2.81% | |
| 27 | XLV | Ss Health Care Select Sector | ETF-Other | 0.84% | — | +11.75% | |
| 28 | XLK | Ss Technology Select Sector | ETF-Tech | 0.84% | — | +0.78% | |
| 29 | SWOXX | Schwab Municipal Money-ult | Stock-Other | 0.84% | -0.44% | -31.79% | |
| 30 | NOC | Northrop Grumman CORP | Stock-Industrials | 0.82% | — | -7.34% | |
| 31 | FCAL | First Trust California Munic | ETF-Other | 0.79% | — | -0.68% | |
| 32 | MUB | Ishares National Muni Bond E | ETF-Other | 0.78% | — | +3.61% | |
| 33 | QQQM | Invesco Nasdaq 100 ETF | ETF-Tech | 0.75% | +0.08% | +24.96% | |
| 34 | MU | Micron Technology INC | Stock-Tech | 0.74% | — | -16.78% | |
| 35 | SHOP | Shopify INC - Class A | Stock-Tech | 0.71% | -0.29% | -0.37% | |
| 36 | SMH | Vaneck Semiconductor ETF | ETF-Other | 0.66% | — | +8.26% | |
| 37 | MLN | Vaneck Long Muni ETF | ETF-Other | 0.65% | — | +14.37% | |
| 38 | MINT | Pimco Enhanced Short Maturit | ETF-Other | 0.64% | — | -12.08% | |
| 39 | URI | United Rentals INC | Stock-Industrials | 0.62% | — | +0.81% | |
| 40 | XLF | Ss Financial Select Sector | ETF-Other | 0.62% | — | +3.27% | |
| 41 | IEMG | Ishares Core Msci Emerging | ETF-Emerging Markets | 0.58% | — | +3.35% | |
| 42 | FMB | First Trust Managed Municipa | ETF-Other | 0.57% | — | +6.89% | |
| 43 | FIXD | First Trust Smith Opportunis | ETF-Other | 0.56% | +0.08% | +24.14% | |
| 44 | ABBV | Abbvie INC | Stock-Healthcare | 0.55% | — | -0.43% | |
| 45 | XLE | Ss Energy Select Sector | ETF-Other | 0.55% | +0.15% | +5.23% | |
| 46 | BCO | Brink's Co/the | Stock-Industrials | 0.54% | — | +12.90% | |
| 47 | VXUS | Vanguard Total Intl Stock | ETF-Other | 0.53% | — | +2.33% | |
| 48 | JPST | Jpmorgan Ultra-short Income | ETF-Other | 0.53% | — | -5.60% | |
| 49 | AMGN | Amgen INC | Stock-Healthcare | 0.53% | — | -1.07% | |
| 50 | GILD | Gilead Sciences INC | Stock-Healthcare | 0.49% | — | -1.48% |
Performance for Q3 2026
+5.5%
Performance Last 4 Quarters
+28.5%
Based on 75% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-03-31 | 1945 | $652.7M | 17 | |
| 2025-12-31 | 1944 | $625.1M | 12 | |
| 2025-09-30 | 1763 | $625.9M | 31 | |
| 2025-06-30 | 1672 | $539.2M | 0 | |
| 2025-03-31 | 1241 | $469.4M | 100 | |
| 2024-12-31 | 1250 | $474.5M | 0 | |
| 2024-09-30 | 1745 | $469.6M | 0 | |
| 2024-06-30 | 1267 | $436.9M | 0 | |
| 2024-03-31 | 1138 | $417.2M | 0 | |
| 2023-12-31 | 1087 | $391.1M | 0 | |
| 2023-09-30 | 1372 | $347.3M | 0 | |
| 2023-06-30 | 1044 | $354.2M | 0 | |
| 2023-03-31 | 1059 | $340.6M | 0 | |
| 2022-12-31 | 1068 | $40.6B | 0 | |
| 2022-09-30 | 1430 | $41.8B | 0 | |
| 2022-06-30 | 1328 | $44.2B | 0 | |
| 2022-03-31 | 1010 | $45.6B | 0 | |
| 2021-12-31 | 1014 | $43.8B | 0 | |
| 2021-09-30 | 977 | $43.4B | 0 | |
| 2021-06-30 | 951 | $43.1B | 100 | |
| 2021-03-31 | 1100 | $37.9B | 26 | |
| 2020-12-31 | 954 | $36.5B | 100 | |
| 2020-09-30 | 970 | $219.8B | 26 | |
| 2020-06-30 | 891 | $169.7B | 24 | |
| 2020-03-31 | 888 | $146.4B | 100 | |
| 2019-06-30 | 802 | $45.2B | 100 | |
| 2018-12-31 | 904 | $273.1M | 40 | |
| 2018-09-30 | 741 | $312.8M | 32 | |
| 2018-06-30 | 7657 | $284.2M | 55 | |
| 2018-03-31 | 809 | $182.0M | 11 | |
| 2017-12-31 | 844 | $184.6M | 16 | |
| 2017-09-30 | 813 | $165.7M | 14 | |
| 2017-06-30 | 820 | $153.2M | 46 | |
| 2017-03-31 | 764 | $209.4M | 53 | |
| 2016-12-31 | 630 | $147.0M | — |
Westside Investment Management, Inc.'s most significant position changes for 2026-03-31: Sold out: Fr Short-term Muni INC ETF (FTMS); New buy: T Rowe Prc Cap Appreciation (TCAF); Sold out: First Trust Ultra Short Dur (FUMB); Add: Ishares Core Msci Eafe ETF (IEFA) — shares +4630.88%; Add: Microsoft CORP (MSFT) — shares +2.45%.
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | IEFA | Ishares Core Msci Eafe ETF | +1.6% | +4630.88% | Add |
| 2 | ETON | Eton Pharmaceuticals INC | +0.5% | -0.64% | Trim |
| 3 | AIVL | Wisdomtree US Ai Enhanced Va | +0.4% | +5887.14% | Add |
| 4 | ADBE | Adobe INC | +0.3% | +2814.44% | Add |
| 5 | IAU | Ishares Gold Trust | +0.3% | +10134.00% | Add |
| 6 | THMIX | Thornburg Intermed Muni-i | +0.2% | +344.59% | Add |
| 7 | TMB | Thornburg Multi Sector B ETF | +0.2% | +298.72% | Add |
| 8 | TPC | Tutor Perini CORP | +0.2% | -3.35% | Trim |
| 9 | TIMUX | Transam Interm Muni-i | +0.2% | +991.14% | Add |
| 10 | ✓ | Balanced Pool | +0.2% | +593.26% | Add |
| 11 | XLE | Ss Energy Select Sector | +0.2% | +5.23% | Add |
| 12 | FZIIX | Fidelity Adv Interm Muni-i | +0.2% | +51.80% | Add |
| 13 | CGBL | Cap Group Core Balanced | +0.1% | +22.76% | Add |
| 14 | PAAA | Pgim Aaa Clo ETF | +0.1% | +76.48% | Add |
| 15 | AVUV | Avantis US Small Cap Value | +0.1% | +9.09% | Add |
| 16 | VYM | Vanguard High Dvd Yield ETF | +0.1% | +4.00% | Add |
| 17 | MUST | Columbia Multi-sect Muni INC | +0.1% | +185.37% | Add |
| 18 | SMIZ | Zacks Small/mid Cap ETF | +0.1% | +301.71% | Add |
| 19 | AOR | Ishares Core 60/40 Balanced | +0.1% | +71.56% | Add |
| 20 | QQQM | Invesco Nasdaq 100 ETF | +0.1% | +24.96% | Add |
| 21 | FIXD | First Trust Smith Opportunis | +0.1% | +24.14% | Add |
| 22 | FDN | First Trust Dj Internet Ind | +0.1% | +50.02% | Add |
| 23 | PLSE | Pulse Biosciences INC | +0.1% | +6.28% | Add |
| 24 | AMAT | Applied Materials INC | +0.1% | — | Unchanged |
| 25 | TRMB | Trimble INC | +0.1% | +58.92% | Add |
| 26 | SPLB | Ss Spdr P Long Term C ETF | +0.1% | +32.67% | Add |
| 27 | COHR | Coherent CORP | +0.1% | -13.83% | Trim |
| 28 | CHTR | Charter Communications Inc-a | -0.1% | -84.70% | Trim |
| 29 | DKNG | Draftkings Inc-cl A | -0.1% | +6.26% | Add |
| 30 | SMMU | Pimco Shrt Trm Muni Bnd ETF | -0.1% | -19.49% | Trim |
| 31 | ORCL | Oracle CORP | -0.1% | -0.75% | Trim |
| 32 | CVS | Cvs Health CORP | -0.2% | -13.89% | Trim |
| 33 | GLD | Spdr Gold Shares | -0.2% | -16.02% | Trim |
| 34 | VCR | Vanguard Consumer Discre ETF | -0.2% | +0.20% | Add |
| 35 | QCOM | Qualcomm INC | -0.2% | -1.98% | Trim |
| 36 | AVGO | Broadcom INC | -0.2% | +0.08% | Add |
| 37 | GOOG | Alphabet Inc-cl C | -0.2% | -0.58% | Trim |
| 38 | UBER | Uber Technologies INC | -0.2% | +1.68% | Add |
| 39 | QQQ | Invesco Qqq Trust Series 1 | -0.3% | +1.58% | Add |
| 40 | META | Meta Platforms Inc-class A | -0.3% | +0.75% | Add |
| 41 | VTI | Vanguard Total Stock Mkt ETF | -0.3% | -0.35% | Trim |
| 42 | SHOP | Shopify INC - Class A | -0.3% | -0.37% | Trim |
| 43 | GOOGL | Alphabet Inc-cl A | -0.3% | -1.06% | Trim |
| 44 | HROW | Harrow INC | -0.4% | +2.52% | Add |
| 45 | SWOXX | Schwab Municipal Money-ult | -0.4% | -31.79% | Trim |
| 46 | SWVXX | Schwa Prime Adv Money Fd-inv | -0.5% | -72.68% | Trim |
| 47 | MSFT | Microsoft CORP | -0.5% | +2.45% | Add |
| 48 | FTMS | Fr Short-term Muni INC ETF | — | EXIT | Sold out |
| 49 | TCAF | T Rowe Prc Cap Appreciation | — | NEW | New buy |
| 50 | FUMB | First Trust Ultra Short Dur | — | EXIT | Sold out |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-05-04 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-01-23 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-11-04 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-08-05 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-04-25 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-01-17 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-11-20 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-07-17 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-04-19 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-01-12 | 13F-HR | View on EDGAR |
| 2023-09-30 | 2023-11-15 | 13F-HR | View on EDGAR |
| 2023-06-30 | 2023-07-14 | 13F-HR | View on EDGAR |
| 2023-03-31 | 2023-05-17 | 13F-HR | View on EDGAR |
| 2022-12-31 | 2023-01-31 | 13F-HR | View on EDGAR |
| 2022-09-30 | 2022-11-09 | 13F-HR | View on EDGAR |
| 2022-06-30 | 2022-07-15 | 13F-HR | View on EDGAR |
| 2022-03-31 | 2022-04-25 | 13F-HR | View on EDGAR |
| 2021-12-31 | 2022-02-15 | 13F-HR | View on EDGAR |
| 2021-09-30 | 2021-10-27 | 13F-HR | View on EDGAR |
| 2021-06-30 | 2021-07-28 | 13F-HR | View on EDGAR |
| 2021-03-31 | 2021-04-14 | 13F-HR | View on EDGAR |
| 2020-12-31 | 2021-01-15 | 13F-HR | View on EDGAR |
| 2020-09-30 | 2020-10-14 | 13F-HR | View on EDGAR |
| 2020-06-30 | 2020-07-21 | 13F-HR | View on EDGAR |
| 2020-03-31 | 2020-04-16 | 13F-HR | View on EDGAR |
| 2019-06-30 | 2019-07-24 | 13F-HR | View on EDGAR |
| 2018-12-31 | 2019-02-05 | 13F-HR | View on EDGAR |
| 2018-09-30 | 2018-11-08 | 13F-HR | View on EDGAR |
| 2018-06-30 | 2018-08-13 | 13F-HR | View on EDGAR |
| 2018-03-31 | 2018-04-16 | 13F-HR | View on EDGAR |
| 2017-12-31 | 2018-02-15 | 13F-HR | View on EDGAR |
| 2017-09-30 | 2017-11-13 | 13F-HR | View on EDGAR |
| 2017-06-30 | 2017-09-14 | Amendment | View on EDGAR |
| 2017-06-30 | 2017-08-15 | 13F-HR | View on EDGAR |
| 2017-03-31 | 2017-05-11 | 13F-HR | View on EDGAR |
| 2016-12-31 | 2017-05-11 | 13F-HR | View on EDGAR |
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