CIK: 0001053994
Total reported value
$172.4M
Reporting period: 2026-06-30 · Number of holdings: 75
SANDERS MORRIS HARRIS LLC disclosed 75 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $172.4M and a quarterly turnover rate of 120.0%.
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Sanders Morris Harris LLC's disclosed holdings carry a Herfindahl concentration index of 0.066 — mathematically equivalent to about 15 equally-sized positions, well below its 75 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.00), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Add MSIF
+25.3% $4.2M
Add CSWC
-31.6% -$6.5M
Sold out QQQ
Sold out EPD
Add AAPL
-57.1% -$17.4M
Add XOM
-13.1% -$4.7M
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | MSIF | Msc Income Fund INC | Stock-Other | 15.19% | +11.70% | +25.30% | |
| 2 | CSWC | Capital Southwest CORP | Stock-Other | 10.48% | +6.58% | -31.60% | |
| 3 | AAPL | Apple INC | Stock-Tech | 9.67% | +4.27% | -57.07% | |
| 4 | BX | Blackstone INC | Stock-Financials | 8.32% | — | -8.27% | |
| 5 | XOM | Exxon Mobil CORP | Stock-Energy | 6.35% | +3.87% | -13.06% | |
| 6 | MAIN | Main Street Capital CORP | Stock-Financials | 6.00% | — | -15.89% | |
| 7 | LLY | Eli Lilly & Co | Stock-Healthcare | 4.31% | — | -18.47% | |
| 8 | PM | Philip Morris International | Stock-Consumer Staples | 3.81% | — | -28.63% | |
| 9 | NVDA | Nvidia CORP | Stock-Tech | 3.09% | -1.92% | -85.30% | |
| 10 | RKLB | Rocket Lab CORP | Stock-Industrials | 2.59% | — | -15.29% | |
| 11 | MO | Altria Group INC | Stock-Consumer Staples | 2.42% | — | -15.76% | |
| 12 | TSLA | Tesla INC | Stock-Consumer Disc | 1.87% | — | +54.61% | |
| 13 | JPM | Jpmorgan Chase & Co | Stock-Financials | 1.86% | — | -47.53% | |
| 14 | AMD | Advanced Micro Devices | Stock-Tech | 1.40% | +0.26% | -88.19% | |
| 15 | CFR | Cullen/frost Bankers INC | Stock-Financials | 1.31% | — | — | |
| 16 | CAT | Caterpillar INC | Stock-Industrials | 1.10% | — | — | |
| 17 | CVX | Chevron CORP | Stock-Energy | 1.09% | — | — | |
| 18 | MSFT | Microsoft CORP | Stock-Tech | 1.06% | -0.60% | -82.73% | |
| 19 | T | At&t INC | Stock-Comm Services | 1.06% | +0.38% | -40.75% | |
| 20 | RSVR | Reservoir Media INC | Stock-Other | 1.04% | — | -31.81% | |
| 21 | SHIM | Shimmick CORP | Stock-Other | 0.98% | — | -51.44% | |
| 22 | HD | Home Depot INC | Stock-Consumer Disc | 0.84% | — | -57.70% | |
| 23 | ✓ | Stock-Other | 0.83% | — | — | ||
| 24 | WMT | Walmart INC | Stock-Consumer Staples | 0.83% | — | -17.78% | |
| 25 | HBAN | Huntington Bancshares INC | Stock-Financials | 0.81% | — | — | |
| 26 | KO | Coca-cola Co/the | Stock-Consumer Staples | 0.78% | — | -0.38% | |
| 27 | FIX | Comfort Systems USA INC | Stock-Industrials | 0.58% | — | — | |
| 28 | SCHW | Schwab (charles) CORP | Stock-Financials | 0.55% | — | +115.79% | |
| 29 | AN | Autonation INC | Stock-Consumer Disc | 0.54% | — | — | |
| 30 | AMZN | Amazon.com INC | Stock-Consumer Disc | 0.51% | -0.05% | -78.42% | |
| 31 | ORCL | Oracle CORP | Stock-Tech | 0.49% | -0.20% | -80.61% | |
| 32 | BLK | Blackrock INC | Stock-Financials | 0.45% | — | -28.36% | |
| 33 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.42% | — | -58.24% | |
| 34 | MCD | Mcdonald's CORP | Stock-Consumer Disc | 0.39% | — | — | |
| 35 | APD | Air Products & Chemicals INC | Stock-Materials | 0.35% | — | — | |
| 36 | FRMI | Fermi INC | Stock-Other | 0.33% | — | -32.98% | |
| 37 | SNOW | Snowflake INC | Stock-Tech | 0.31% | — | -30.43% | |
| 38 | DINO | Hf Sinclair CORP | Stock-Energy | 0.31% | — | +0.30% | |
| 39 | WM | Waste Management INC | Stock-Industrials | 0.29% | — | -10.66% | |
| 40 | OKE | Oneok INC | Stock-Energy | 0.29% | — | -41.01% | |
| 41 | ABBV | Abbvie INC | Stock-Healthcare | 0.28% | -0.44% | -90.84% | |
| 42 | BAC | Bank Of America CORP | Stock-Financials | 0.26% | — | -8.57% | |
| 43 | PFE | Pfizer INC | Stock-Healthcare | 0.25% | — | -28.70% | |
| 44 | HRL | Hormel Foods CORP | Stock-Consumer Staples | 0.24% | — | — | |
| 45 | GEV | GE Vernova INC | Stock-Industrials | 0.22% | — | -83.73% | |
| 46 | VZ | Verizon Communications INC | Stock-Comm Services | 0.20% | — | -60.16% | |
| 47 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.20% | — | -70.13% | |
| 48 | NSC | Norfolk Southern CORP | Stock-Industrials | 0.19% | — | -7.29% | |
| 49 | CRM | Salesforce INC | Stock-Tech | 0.19% | — | -78.58% | |
| 50 | NEE | Nextera Energy INC | Stock-Utilities | 0.18% | — | -34.01% |
Performance for Q3 2026
+6.3%
Performance Last 4 Quarters
+13.2%
Based on 76% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-06-30 | 75 | $172.4M | 100 | |
| 2026-03-31 | 297 | $630.8M | 100 | |
| 2025-12-31 | 35 | $64.7M | 100 | |
| 2025-09-30 | 310 | $758.2M | 46 | |
| 2025-06-30 | 165 | $418.7M | 0 | |
| 2025-03-31 | 288 | $647.4M | 100 | |
| 2024-12-31 | 291 | $669.9M | 0 | |
| 2024-09-30 | 287 | $602.9M | 0 | |
| 2024-06-30 | 289 | $609.0M | 0 | |
| 2024-03-31 | 276 | $544.7M | 0 | |
| 2023-12-31 | 162 | $203.4M | 0 | |
| 2023-09-30 | 256 | $486.8M | 0 | |
| 2023-06-30 | 253 | $451.7M | 0 | |
| 2023-03-31 | 142 | $286.2M | 0 | |
| 2022-12-31 | 208 | $264.1M | 0 | |
| 2022-09-30 | 298 | $408.3M | 0 | |
| 2022-06-30 | 288 | $457.1M | 0 | |
| 2022-03-31 | 304 | $513.3M | 0 | |
| 2021-12-31 | 336 | $578.2M | 0 | |
| 2021-09-30 | 310 | $549.6M | 0 | |
| 2021-06-30 | 319 | $514.7M | 100 | |
| 2021-03-31 | 296 | $472.9M | 41 | |
| 2020-12-31 | 293 | $439.3M | 36 | |
| 2020-09-30 | 274 | $368.0M | 73 | |
| 2020-06-30 | 129 | $205.5M | 100 | |
| 2020-03-31 | 191 | $102.3M | 100 | |
| 2019-12-31 | 283 | $440.3M | 40 | |
| 2019-09-30 | 279 | $413.1M | 39 | |
| 2019-06-30 | 273 | $385.3M | 86 | |
| 2019-03-31 | 127 | $205.5M | 33 | |
| 2018-12-31 | 119 | $182.1M | 43 | |
| 2018-09-30 | 136 | $213.4M | 32 | |
| 2018-06-30 | 147 | $216.0M | 51 | |
| 2018-03-31 | 152 | $238.7M | 44 | |
| 2017-12-31 | 132 | $236.7M | 44 | |
| 2017-09-30 | 142 | $234.4M | 47 | |
| 2017-06-30 | 143 | $245.3M | 55 | |
| 2017-03-31 | 187 | $316.3M | 73 | |
| 2016-12-31 | 148 | $216.0M | 62 | |
| 2016-09-30 | 210 | $329.7M | 46 | |
| 2016-06-30 | 357 | $430.0M | 76 | |
| 2016-03-31 | 619 | $581.0M | — |
Sanders Morris Harris LLC's most significant position changes for 2026-06-30: Sold out: Invesco Qqq Trust Series 1 (QQQ); Sold out: Enterprise Products Partners (EPD); Sold out: Ss Spdr S&p 500 ETF Trust-us (SPY); Sold out: Broadcom INC (AVGO); Sold out: Lam Research CORP (LRCX).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | MSIF | Msc Income Fund INC | +11.7% | +25.30% | Add |
| 2 | CSWC | Capital Southwest CORP | +6.6% | -31.60% | Trim |
| 3 | AAPL | Apple INC | +4.3% | -57.07% | Trim |
| 4 | XOM | Exxon Mobil CORP | +3.9% | -13.06% | Trim |
| 5 | T | At&t INC | +0.4% | -40.75% | Trim |
| 6 | AMD | Advanced Micro Devices | +0.3% | -88.19% | Trim |
| 7 | AMZN | Amazon.com INC | -0.1% | -78.42% | Trim |
| 8 | ORCL | Oracle CORP | -0.2% | -80.61% | Trim |
| 9 | BP | Bp Plc-spons Adr | -0.4% | EXIT | Sold out |
| 10 | VCIT | Vanguard Int-term Corporate | -0.4% | EXIT | Sold out |
| 11 | GOOGL | Alphabet Inc-cl A | -0.4% | EXIT | Sold out |
| 12 | IVV | Ishares Core S&p 500 ETF | -0.4% | EXIT | Sold out |
| 13 | COP | Conocophillips | -0.4% | EXIT | Sold out |
| 14 | APO | Apollo Global Management INC | -0.4% | EXIT | Sold out |
| 15 | IBM | Intl Business Machines CORP | -0.4% | EXIT | Sold out |
| 16 | KLAC | Kla CORP | -0.4% | EXIT | Sold out |
| 17 | IWN | Ishares Russell 2000 Value E | -0.4% | EXIT | Sold out |
| 18 | ABBV | Abbvie INC | -0.4% | -90.84% | Trim |
| 19 | DT | Dynatrace INC | -0.4% | EXIT | Sold out |
| 20 | V | Visa Inc-class A Shares | -0.5% | EXIT | Sold out |
| 21 | WDAY | Workday Inc-class A | -0.5% | EXIT | Sold out |
| 22 | MCK | Mckesson CORP | -0.5% | EXIT | Sold out |
| 23 | NOW | Servicenow INC | -0.5% | EXIT | Sold out |
| 24 | CRWD | Crowdstrike Holdings INC - A | -0.5% | EXIT | Sold out |
| 25 | BA 6 10-15-27 | Boeing Co/the | -0.5% | EXIT | Sold out |
| 26 | META | Meta Platforms Inc-class A | -0.5% | EXIT | Sold out |
| 27 | LOW | Lowe's Cos INC | -0.5% | EXIT | Sold out |
| 28 | CHTR | Charter Communications Inc-a | -0.5% | EXIT | Sold out |
| 29 | PR | Permian Resources Corp-cl A | -0.6% | EXIT | Sold out |
| 30 | TXO | Txo Partners LP | -0.6% | EXIT | Sold out |
| 31 | CIEN | Ciena CORP | -0.6% | EXIT | Sold out |
| 32 | LITE | Lumentum Holdings INC | -0.6% | EXIT | Sold out |
| 33 | MSFT | Microsoft CORP | -0.6% | -82.73% | Trim |
| 34 | DDOG | Datadog INC - Class A | -0.6% | EXIT | Sold out |
| 35 | MDY | State Street Spdr S&p Midcap | -0.6% | EXIT | Sold out |
| 36 | GS | Goldman Sachs Group INC | -0.8% | EXIT | Sold out |
| 37 | AMLP | Alerian Mlp ETF | -0.8% | EXIT | Sold out |
| 38 | GOOG | Alphabet Inc-cl C | -0.9% | EXIT | Sold out |
| 39 | VXUS | Vanguard Total Intl Stock | -1% | EXIT | Sold out |
| 40 | BRK-A | Berkshire Hathaway Inc-cl A | -1% | EXIT | Sold out |
| 41 | NEE 7.375 02-15-29 | Nextera Energy INC | -1.1% | EXIT | Sold out |
| 42 | VOXR | Vox Royalty CORP | -1.2% | EXIT | Sold out |
| 43 | CTAS | Cintas CORP | -1.3% | EXIT | Sold out |
| 44 | RSP | Invesco S&p 500 Equal Weight | -1.4% | EXIT | Sold out |
| 45 | LRCX | Lam Research CORP | -1.4% | EXIT | Sold out |
| 46 | AVGO | Broadcom INC | -1.6% | EXIT | Sold out |
| 47 | NVDA | Nvidia CORP | -1.9% | -85.30% | Trim |
| 48 | SPY | Ss Spdr S&p 500 ETF Trust-us | -2.7% | EXIT | Sold out |
| 49 | EPD | Enterprise Products Partners | -4.8% | EXIT | Sold out |
| 50 | QQQ | Invesco Qqq Trust Series 1 | -6.1% | EXIT | Sold out |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-06-30 | 2026-07-07 | 13F-HR | View on EDGAR |
| 2026-03-31 | 2026-04-09 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-01-08 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-10-07 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-07-30 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-04-09 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-01-15 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-10-09 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-07-12 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-04-11 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-01-10 | 13F-HR | View on EDGAR |
| 2023-09-30 | 2023-10-13 | Amendment | View on EDGAR |
| 2023-09-30 | 2023-10-05 | 13F-HR | View on EDGAR |
| 2023-06-30 | 2023-07-11 | 13F-HR | View on EDGAR |
| 2023-03-31 | 2023-04-07 | 13F-HR | View on EDGAR |
| 2022-12-31 | 2023-01-13 | 13F-HR | View on EDGAR |
| 2022-09-30 | 2022-10-07 | 13F-HR | View on EDGAR |
| 2022-06-30 | 2022-07-11 | 13F-HR | View on EDGAR |
| 2022-03-31 | 2022-04-11 | 13F-HR | View on EDGAR |
| 2021-12-31 | 2022-02-02 | 13F-HR | View on EDGAR |
| 2021-09-30 | 2021-10-13 | 13F-HR | View on EDGAR |
| 2021-06-30 | 2021-07-13 | 13F-HR | View on EDGAR |
| 2021-03-31 | 2021-04-19 | Amendment | View on EDGAR |
| 2021-03-31 | 2021-04-14 | 13F-HR | View on EDGAR |
| 2020-12-31 | 2021-01-26 | 13F-HR | View on EDGAR |
| 2020-09-30 | 2020-10-16 | 13F-HR | View on EDGAR |
| 2020-06-30 | 2020-07-09 | 13F-HR | View on EDGAR |
| 2020-03-31 | 2020-04-10 | Amendment | View on EDGAR |
| 2020-03-31 | 2020-04-09 | 13F-HR | View on EDGAR |
| 2019-12-31 | 2020-01-09 | 13F-HR | View on EDGAR |
| 2019-09-30 | 2019-11-14 | 13F-HR | View on EDGAR |
| 2019-06-30 | 2019-07-10 | 13F-HR | View on EDGAR |
| 2019-03-31 | 2019-04-19 | 13F-HR | View on EDGAR |
| 2018-12-31 | 2019-01-14 | 13F-HR | View on EDGAR |
| 2018-09-30 | 2018-10-10 | Amendment | View on EDGAR |
| 2018-09-30 | 2018-10-09 | 13F-HR | View on EDGAR |
| 2018-06-30 | 2018-07-10 | 13F-HR | View on EDGAR |
| 2018-03-31 | 2018-05-14 | 13F-HR | View on EDGAR |
| 2017-12-31 | 2018-02-15 | 13F-HR | View on EDGAR |
| 2017-09-30 | 2017-10-23 | 13F-HR | View on EDGAR |
| 2017-06-30 | 2017-07-13 | 13F-HR | View on EDGAR |
| 2017-03-31 | 2017-04-20 | 13F-HR | View on EDGAR |
| 2017-03-31 | 2017-04-20 | Amendment | View on EDGAR |
| 2016-12-31 | 2017-01-24 | 13F-HR | View on EDGAR |
| 2016-09-30 | 2016-10-24 | 13F-HR | View on EDGAR |
| 2016-06-30 | 2016-07-25 | 13F-HR | View on EDGAR |
| 2016-03-31 | 2016-04-27 | 13F-HR | View on EDGAR |
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