CIK: 0001431518
Total reported value
$70.5M
Reporting period: 2016-12-31 · Number of holdings: 85
NEW CENTURY INVESTMENT MANAGEMENT, INC disclosed 85 holdings in its latest 13F filing for the period ending 2016-12-31, with total reported value of $70.5M and a quarterly turnover rate of 86.2%.
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New Century Investment Management, INC's disclosed holdings carry a Herfindahl concentration index of 0.018 — mathematically equivalent to about 57 equally-sized positions, close to its 85 actual disclosed holdings. Value is spread relatively evenly across the portfolio rather than concentrated in a handful of names.
Position sizes are fairly uniform across the portfolio (a coefficient of variation of 0.71), suggesting a disciplined, rules-based approach to how much capital goes into each idea.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 42% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim NTES
-67.5% -$1.9M
Trim ORLY
-77.2% -$1.2M
Trim ATVIEUR
-43.2% -$1.8M
Trim T
-69.6% -$1.2M
Trim INGR
-60.5% -$996.0K
Trim EQIX
-67.4% -$898.0K
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | AMZN | Amazon.com INC | Stock-Consumer Disc | 4.39% | -0.49% | -38.21% | |
| 2 | AAPL | Apple INC | Stock-Tech | 3.90% | -0.20% | -42.90% | |
| 3 | STZ | Constellation Brands Inc-a | Stock-Consumer Staples | 3.79% | -0.28% | -37.86% | |
| 4 | META | Meta Platforms Inc-class A | Stock-Comm Services | 3.64% | -0.30% | -36.59% | |
| 5 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 3.51% | -0.07% | -38.84% | |
| 6 | NOC | Northrop Grumman CORP | Stock-Industrials | 2.36% | +0.11% | -40.48% | |
| 7 | ATVIEUR | Activision Blizzard INC | Stock-Comm Services | 2.24% | -0.74% | -43.18% | |
| 8 | RIO | Rio Tinto Plc-spon Adr | Stock-Materials | 2.24% | +2.24% | NEW | |
| 9 | UNH | Unitedhealth Group INC | Stock-Healthcare | 2.24% | — | -28.11% | |
| 10 | EOG | Eog Resources INC | Stock-Energy | 1.93% | — | -31.81% | |
| 11 | ✓ | Bank Of THE Ozarks | Stock-Other | 1.92% | — | -1.47% | |
| 12 | LNC | Lincoln National CORP | Stock-Financials | 1.92% | +1.92% | NEW | |
| 13 | MO | Altria Group INC | Stock-Consumer Staples | 1.83% | — | -4.24% | |
| 14 | BAX | Baxter International INC | Stock-Healthcare | 1.82% | -0.34% | -44.34% | |
| 15 | MGM | Mgm Resorts International | Stock-Consumer Disc | 1.79% | +1.79% | NEW | |
| 16 | ROST | Ross Stores INC | Stock-Consumer Disc | 1.74% | +1.74% | NEW | |
| 17 | FNSR | Finisar Corporation | Stock-Other | 1.72% | +1.72% | NEW | |
| 18 | TTMI | Ttm Technologies | Stock-Tech | 1.70% | — | -19.99% | |
| 19 | FBCUSD | Flagstar Bancorp INC | Stock-Other | 1.66% | — | -1.19% | |
| 20 | DAL | Delta Air Lines INC | Stock-Industrials | 1.57% | — | -1.26% | |
| 21 | JPM | Jpmorgan Chase & Co | Stock-Financials | 1.54% | +1.54% | NEW | |
| 22 | AVGO | Broadcom Inc. | Stock-Tech | 1.50% | — | -28.46% | |
| 23 | AWK | American Water Works Co INC | Stock-Utilities | 1.39% | — | -4.36% | |
| 24 | SCHW | Schwab (charles) CORP | Stock-Financials | 1.29% | +1.29% | NEW | |
| 25 | ✓ | Stock-Other | 1.28% | — | -37.52% | ||
| 26 | REGN | Regeneron Pharmaceuticals | Stock-Healthcare | 1.27% | — | -0.97% | |
| 27 | NFLX | Netflix INC | Stock-Comm Services | 1.24% | — | -39.37% | |
| 28 | OSK | Oshkosh CORP | Stock-Industrials | 1.14% | +1.14% | NEW | |
| 29 | NTES | Netease Inc-adr | Stock-Comm Services | 1.09% | -1.21% | -67.47% | |
| 30 | AMGN | Amgen INC | Stock-Healthcare | 1.04% | — | -2.17% | |
| 31 | UAL | United Airlines Holdings INC | Stock-Industrials | 1.04% | — | -50.88% | |
| 32 | FCX | Freeport-mcmoran INC | Stock-Materials | 1.02% | — | -1.89% | |
| 33 | GD | General Dynamics CORP | Stock-Industrials | 1.00% | -0.39% | -60.19% | |
| 34 | LEA | Lear CORP | Stock-Consumer Disc | 1.00% | — | -2.77% | |
| 35 | URI | United Rentals INC | Stock-Industrials | 1.00% | -0.16% | -60.35% | |
| 36 | BAC | Bank Of America CORP | Stock-Financials | 0.98% | +0.98% | NEW | |
| 37 | FRPT | Freshpet, Inc. | Stock-Consumer Staples | 0.98% | — | -2.53% | |
| 38 | MTDR | Matador Resources Co | Stock-Energy | 0.97% | +0.97% | NEW | |
| 39 | HMSY | Hms Holdings CORP | Stock-Other | 0.96% | — | -2.68% | |
| 40 | SBUX | Starbucks CORP | Stock-Consumer Disc | 0.92% | — | -2.23% | |
| 41 | ✓ | Stock-Other | 0.89% | — | -21.49% | ||
| 42 | BKNG | Booking Hldgs INC | Stock-Consumer Disc | 0.89% | -0.35% | -55.90% | |
| 43 | JBLU | Jetblue Airways CORP | Stock-Industrials | 0.87% | — | -2.02% | |
| 44 | CELG | Celgene CORP | Stock-Other | 0.87% | — | -54.22% | |
| 45 | BNY | Bank Of New York Mellon CORP | Stock-Financials | 0.86% | +0.86% | NEW | |
| 46 | MSCI | Msci INC | Stock-Financials | 0.86% | — | -1.99% | |
| 47 | ✓ | Leucadia Natl CORP | Stock-Other | 0.86% | — | — | |
| 48 | KDP | Keurig Dr Pepper Inc. | Stock-Consumer Staples | 0.86% | — | -2.77% | |
| 49 | VISN | Vistance Networks INC | Stock-Tech | 0.84% | — | -1.94% | |
| 50 | INGR | Ingredion INC | Stock-Consumer Staples | 0.83% | -0.55% | -60.50% |
Not enough priced holdings yet to compute performance
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2016-12-31 | 85 | $70.5M | 86 | |
| 2016-09-30 | 94 | $114.7M | 78 | |
| 2016-06-30 | 92 | $187.9M | 22 | |
| 2016-03-31 | 94 | $212.4M | 56 | |
| 2015-12-31 | 84 | $216.5M | 19 | |
| 2015-09-30 | 84 | $198.7M | 84 | |
| 2015-06-30 | 85 | $217.5M | 79 | |
| 2015-03-31 | 90 | $216.1M | 28 | |
| 2014-12-31 | 87 | $201.9M | 81 | |
| 2014-09-30 | 85 | $193.3M | 21 | |
| 2014-06-30 | 86 | $184.1M | 54 | |
| 2014-03-31 | 84 | $175.6M | 22 | |
| 2013-12-31 | 82 | $167.1M | 34 | |
| 2013-09-30 | 86 | $147.0M | 71 | |
| 2013-06-30 | 87 | $136.3M | 0 |
New Century Investment Management, INC's most significant position changes for 2016-12-31: Sold out: Home Depot INC (HD); Sold out: Intel CORP (INTC); New buy: Rio Tinto Plc-spon Adr (RIO); Sold out: Nuvasive INC (NUVAGBP); Sold out: Boston Scientific CORP (BSX).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | NOC | Northrop Grumman CORP | +0.1% | -40.48% | Trim |
| 2 | GOOGL | Alphabet Inc-cl A | -0.1% | -38.84% | Trim |
| 3 | URI | United Rentals INC | -0.2% | -60.35% | Trim |
| 4 | AAPL | Apple INC | -0.2% | -42.90% | Trim |
| 5 | STZ | Constellation Brands Inc-a | -0.3% | -37.86% | Trim |
| 6 | META | Meta Platforms Inc-class A | -0.3% | -36.59% | Trim |
| 7 | BAX | Baxter International INC | -0.3% | -44.34% | Trim |
| 8 | BKNG | Booking Hldgs INC | -0.4% | -55.90% | Trim |
| 9 | GD | General Dynamics CORP | -0.4% | -60.19% | Trim |
| 10 | TXN | Texas Instruments INC | -0.4% | -60.20% | Trim |
| 11 | AXP | American Express Company | -0.4% | -60.33% | Trim |
| 12 | TSM | Taiwan Semiconductor-sp Adr | -0.4% | -60.14% | Trim |
| 13 | EFX | Equifax INC | -0.4% | -60.47% | Trim |
| 14 | TSN | Tyson Foods Inc-cl A | -0.5% | -59.75% | Trim |
| 15 | AMZN | Amazon.com INC | -0.5% | -38.21% | Trim |
| 16 | INGR | Ingredion INC | -0.6% | -60.50% | Trim |
| 17 | EQIX | Equinix INC | -0.6% | -67.42% | Trim |
| 18 | ATVIEUR | Activision Blizzard INC | -0.7% | -43.18% | Trim |
| 19 | T | At&t INC | -0.7% | -69.59% | Trim |
| 20 | ORLY | O'reilly Automotive INC | -0.9% | -77.19% | Trim |
| 21 | NTES | Netease Inc-adr | -1.2% | -67.47% | Trim |
| 22 | HD | Home Depot INC | — | EXIT | Sold out |
| 23 | INTC | Intel CORP | — | EXIT | Sold out |
| 24 | RIO | Rio Tinto Plc-spon Adr | — | NEW | New buy |
| 25 | NUVAGBP | Nuvasive INC | — | EXIT | Sold out |
| 26 | BSX | Boston Scientific CORP | — | EXIT | Sold out |
| 27 | LNC | Lincoln National CORP | — | NEW | New buy |
| 28 | MGM | Mgm Resorts International | — | NEW | New buy |
| 29 | ROST | Ross Stores INC | — | NEW | New buy |
| 30 | AU3EUR | Anglogold Ashanti-spon Adr | — | EXIT | Sold out |
| 31 | FNSR | Finisar Corporation | — | NEW | New buy |
| 32 | HRC | Hill-rom Holdings INC | — | EXIT | Sold out |
| 33 | JPM | Jpmorgan Chase & Co | — | NEW | New buy |
| 34 | CLX | Clorox Company | — | EXIT | Sold out |
| 35 | IRM | Iron Mountain INC | — | EXIT | Sold out |
| 36 | GT | Goodyear Tire & Rubber Co | — | EXIT | Sold out |
| 37 | LPL | Lg Display Co Ltd-adr | — | EXIT | Sold out |
| 38 | PHM | Pultegroup INC | — | EXIT | Sold out |
| 39 | SCHW | Schwab (charles) CORP | — | NEW | New buy |
| 40 | EXR | Extra Space Storage INC | — | EXIT | Sold out |
| 41 | FLT1EUR | Fleetcor Technologies INC | — | EXIT | Sold out |
| 42 | MNST | Monster Beverage CORP | — | EXIT | Sold out |
| 43 | XOM | Exxon Mobil CORP | — | EXIT | Sold out |
| 44 | OSK | Oshkosh CORP | — | NEW | New buy |
| 45 | ✓ | Laboratory CORP Amer Hldgs | — | EXIT | Sold out |
| 46 | GILD | Gilead Sciences INC | — | EXIT | Sold out |
| 47 | BAC | Bank Of America CORP | — | NEW | New buy |
| 48 | MTDR | Matador Resources Co | — | NEW | New buy |
| 49 | CRM | Salesforce INC | — | EXIT | Sold out |
| 50 | BNY | Bank Of New York Mellon CORP | — | NEW | New buy |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2016-12-31 | 2017-03-30 | Amendment | View on EDGAR |
| 2016-12-31 | 2017-01-25 | 13F-HR | View on EDGAR |
| 2016-12-31 | 2017-01-25 | Amendment | View on EDGAR |
| 2016-09-30 | 2016-10-21 | 13F-HR | View on EDGAR |
| 2016-06-30 | 2016-07-20 | 13F-HR | View on EDGAR |
| 2016-03-31 | 2016-04-26 | 13F-HR | View on EDGAR |
| 2015-12-31 | 2016-01-20 | 13F-HR | View on EDGAR |
| 2015-09-30 | 2015-10-19 | 13F-HR | View on EDGAR |
| 2015-06-30 | 2015-07-17 | 13F-HR | View on EDGAR |
| 2015-03-31 | 2015-04-22 | 13F-HR | View on EDGAR |
| 2014-12-31 | 2015-01-20 | 13F-HR | View on EDGAR |
| 2014-09-30 | 2014-10-23 | 13F-HR | View on EDGAR |
| 2014-06-30 | 2014-07-18 | Amendment | View on EDGAR |
| 2014-06-30 | 2014-07-18 | 13F-HR | View on EDGAR |
| 2014-03-31 | 2014-04-22 | 13F-HR | View on EDGAR |
| 2013-12-31 | 2014-01-22 | 13F-HR | View on EDGAR |
| 2013-09-30 | 2013-10-22 | 13F-HR | View on EDGAR |
| 2013-06-30 | 2013-07-19 | 13F-HR | View on EDGAR |
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