CIK: 0002001900
Total reported value
$5.8B
Reporting period: 2026-03-31 · Number of holdings: 2570
Modern Wealth Management, LLC disclosed 2570 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $5.8B and a quarterly turnover rate of 22.8%.
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Modern Wealth Management, LLC's disclosed holdings carry a Herfindahl concentration index of 0.009 — mathematically equivalent to about 111 equally-sized positions, well below its 2570 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.61), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 19% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Add FBND
+38.3% $61.8M
Add IJK
+19935.1% $49.8M
Trim QQQ
-33.1% -$42.3M
Add IWM
+2314.3% $49.2M
Add IJS
+11921.0% $48.5M
Trim IVW
-27.4% -$32.7M
Showing top 200 holdings (of 2570 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | FBND | Fidelity Total Bond ETF | ETF-Other | 3.92% | +0.87% | +38.27% | |
| 2 | JAAA | Janus Henderson Aaa Clo ETF | ETF-Other | 2.38% | -0.04% | +5.16% | |
| 3 | AAPL | Apple INC | Stock-Tech | 2.26% | — | +4.46% | |
| 4 | SPTM | Ss Spdr P S&p 1500 Comp ETF | ETF-Other | 1.89% | -0.28% | -4.02% | |
| 5 | PVAL | Putnam Focused Lrg Cap Value | ETF-Other | 1.84% | +0.19% | +16.10% | |
| 6 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 1.78% | — | +4.06% | |
| 7 | JCPB | Jpmorgan Core Plus Bond ETF | ETF-Other | 1.75% | +0.17% | +19.45% | |
| 8 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 1.65% | -0.22% | -2.42% | |
| 9 | SPYM | Ste Str Spdr Pt S&p 500 ETF | ETF-Large Cap & Growth | 1.61% | +0.22% | +28.65% | |
| 10 | VFLO | Victoryshares Free Cash Flow | ETF-Other | 1.60% | +0.16% | +18.03% | |
| 11 | AVEM | Avantis Emerging Markets Eq | ETF-Emerging Markets | 1.55% | +0.31% | +25.77% | |
| 12 | JMBS | Janus Henderson Mortg Backed | ETF-Other | 1.55% | +0.10% | +14.56% | |
| 13 | QUAL | Ishares Msci USA Quality Fac | ETF-Other | 1.50% | -0.60% | -21.82% | |
| 14 | MSFT | Microsoft CORP | Stock-Tech | 1.44% | -0.40% | +9.65% | |
| 15 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 1.27% | -0.85% | -33.14% | |
| 16 | LRGF | Ishares US Equity Factor ETF | ETF-Other | 1.20% | +0.12% | +22.70% | |
| 17 | AVDE | Avantis International Equity | ETF-Other | 1.19% | +0.25% | +28.94% | |
| 18 | IVW | Ishares S&p 500 Growth ETF | ETF-Large Cap & Growth | 1.16% | -0.67% | -27.36% | |
| 19 | IQLT | Ishares Msci International Q | ETF-Other | 1.12% | +0.27% | +35.89% | |
| 20 | IVE | Ishares S&p 500 Value ETF | ETF-Large Cap & Growth | 1.04% | +0.05% | +11.65% | |
| 21 | SPTS | Ss Spdr P St Term Tsy ETF | ETF-Other | 1.03% | +0.05% | +12.74% | |
| 22 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.98% | — | -21.21% | |
| 23 | SMLF | Ishares US Smallcap Equity F | ETF-Other | 0.96% | +0.27% | +45.15% | |
| 24 | SCHF | Schwab Intl Equity ETF | ETF-Other | 0.94% | — | +0.07% | |
| 25 | SCHX | Schwab US Large-cap ETF | ETF-Other | 0.92% | — | +4.43% | |
| 26 | IWM | Ishares Russell 2000 ETF | ETF-Small Cap | 0.88% | +0.84% | +2314.29% | |
| 27 | IJK | Ishares S&p Mid-cap 400 Grow | ETF-Other | 0.86% | +0.86% | +19935.06% | |
| 28 | IJS | Ishares S&p Small-cap 600 Va | ETF-Other | 0.84% | +0.83% | +11920.96% | |
| 29 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.83% | — | +3.63% | |
| 30 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.81% | — | +6.41% | |
| 31 | TCAF | T Rowe Prc Cap Appreciation | ETF-Other | 0.78% | — | -0.05% | |
| 32 | DFIS | Dimensional International Sm | ETF-Other | 0.74% | — | +9.22% | |
| 33 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.69% | — | +1.11% | |
| 34 | NVDA | Nvidia CORP | Stock-Tech | 0.68% | — | +19.46% | |
| 35 | HEWJ | Isha Curr Hedged Msci Japan | ETF-Other | 0.67% | +0.29% | +74.02% | |
| 36 | SCHB | Schwab US Broad Market ETF | ETF-Other | 0.66% | — | +2.95% | |
| 37 | SHY | Ishares 1-3 Year Treasury Bo | ETF-Gov Bonds | 0.66% | — | +8.25% | |
| 38 | QLTY | Gmo U.s. Quality ETF | ETF-Other | 0.65% | +0.64% | +11962.74% | |
| 39 | AMZN | Amazon.com INC | Stock-Consumer Disc | 0.64% | — | +8.84% | |
| 40 | IOO | Ishares Global 100 ETF | ETF-Other | 0.63% | — | +1.62% | |
| 41 | STIP | Ishares 0-5 Year Tips Bond E | ETF-Other | 0.62% | -0.20% | -19.47% | |
| 42 | JIRE | Jpmorgan Int Res Enh Eqty | ETF-Other | 0.62% | — | +2.71% | |
| 43 | XLE | Ss Energy Select Sector | ETF-Other | 0.60% | — | -17.78% | |
| 44 | TSM | Taiwan Semiconductor-sp Adr | Stock-Tech | 0.58% | — | -1.73% | |
| 45 | VTV | Vanguard Value ETF | ETF-Other | 0.56% | — | -1.66% | |
| 46 | COWZ | Pacer US Cash Cows 100 ETF | ETF-Other | 0.52% | -0.20% | -25.40% | |
| 47 | GPIX | Gldm SA S&p 500 Pr In Etf-us | ETF-Large Cap & Growth | 0.50% | +0.25% | +127.31% | |
| 48 | SHV | Ishares 0-1 Year Treasury Bo | ETF-Gov Bonds | 0.50% | — | -4.73% | |
| 49 | HON | Honeywell International INC | Stock-Industrials | 0.49% | — | -0.18% | |
| 50 | DGRW | Wisdomtree U.s. Quality Divi | ETF-Other | 0.49% | — | +4.04% |
Performance for Q3 2026
+3.2%
Performance Last 4 Quarters
+19.1%
Based on 75% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-03-31 | 2570 | $5.8B | 23 | |
| 2025-12-31 | 2458 | $5.5B | 18 | |
| 2025-09-30 | 2333 | $5.1B | 34 | |
| 2025-06-30 | 2246 | $4.1B | 46 | |
| 2025-03-31 | 1871 | $3.1B | 0 | |
| 2024-12-31 | 1377 | $2.7B | 0 | |
| 2024-09-30 | 1115 | $1.6B | 30 | |
| 2024-06-30 | 958 | $1.3B | 62 | |
| 2024-03-31 | 763 | $1.1B | 100 | |
| 2023-12-31 | 372 | $790.5M | 0 |
Modern Wealth Management, LLC's most significant position changes for 2026-03-31: New buy: Jpmorgan Flexible Debt ETF (JFLX); New buy: Invesco S&p Emerging Markets (EELV); Sold out: Proshares Ultrapro Qqq (TQQQ); New buy: Vanguard S/t CORP Bond ETF (VCSH); New buy: Global X Art Intel & Tech (AIQ).
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-05-14 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-02-17 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-11-12 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-11-12 | Amendment | View on EDGAR |
| 2025-06-30 | 2025-08-14 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-06-02 | Amendment | View on EDGAR |
| 2025-03-31 | 2025-06-02 | Amendment | View on EDGAR |
| 2025-03-31 | 2025-05-15 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-05-30 | Amendment | View on EDGAR |
| 2024-12-31 | 2025-05-30 | Amendment | View on EDGAR |
| 2024-12-31 | 2025-05-30 | Amendment | View on EDGAR |
| 2024-12-31 | 2025-05-30 | Amendment | View on EDGAR |
| 2024-12-31 | 2025-02-11 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2025-05-30 | Amendment | View on EDGAR |
| 2024-09-30 | 2025-05-30 | Amendment | View on EDGAR |
| 2024-09-30 | 2025-05-29 | Amendment | View on EDGAR |
| 2024-09-30 | 2025-05-29 | Amendment | View on EDGAR |
| 2024-09-30 | 2024-11-05 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2025-05-29 | Amendment | View on EDGAR |
| 2024-06-30 | 2025-05-29 | Amendment | View on EDGAR |
| 2024-06-30 | 2024-08-08 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2025-05-29 | Amendment | View on EDGAR |
| 2024-03-31 | 2025-05-29 | Amendment | View on EDGAR |
| 2024-03-31 | 2024-05-13 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2025-05-28 | Amendment | View on EDGAR |
| 2023-12-31 | 2025-05-28 | Amendment | View on EDGAR |
| 2023-12-31 | 2024-02-14 | 13F-HR | View on EDGAR |
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