KA
Kaizen Advisory, LLC
Diversified strategyContrarian
Total reported value
$144.0M
Reporting period: 2018-12-31 · Number of holdings: 703
Kaizen Advisory, LLC disclosed 703 holdings in its latest 13F filing for the period ending 2018-12-31, with total reported value of $144.0M and a quarterly turnover rate of 32.9%.
Browse other institutions with $100M to $1B AUMBrowse other institutions starting with "K"
Personality snowflake
- Concentration
- 8.6
- Portfolio Stability
- 32.9
- Momentum/Contrarian
- 30.79
- Sector conviction
- 45.85
- Diversification
- 100
- Sizing Uniformity
- 66.42
Recent moves
Trim SPY
-25.4% -$10.7M
Trim NVDA
-11.4% -$937.0K
Trim MTDR
-16.4% -$674.0K
Trim NKTREUR
-15.8% -$586.0K
Trim PATK
-15.9% -$571.0K
Trim AAPL
-2.9% -$1.2M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 570 holdings (of 703 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 13.24% | -2.28% | -25.44% | |
| 2 | AAPL | Apple INC | Stock-Tech | 1.76% | -0.19% | -2.92% | |
| 3 | MSFT | Microsoft CORP | Stock-Tech | 1.46% | — | +10.88% | |
| 4 | AMZN | Amazon.com INC | Stock-Consumer Disc | 1.12% | +0.10% | +9.30% | |
| 5 | MA | Mastercard INC - A | Stock-Financials | 0.87% | +0.03% | -9.17% | |
| 6 | CMCSA | Comcast Corp-class A | Stock-Comm Services | 0.86% | — | -7.57% | |
| 7 | ADBE | Adobe INC | Stock-Tech | 0.76% | — | -10.29% | |
| 8 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.75% | — | +12.26% | |
| 9 | BKNG | Booking Holdings INC | Stock-Consumer Disc | 0.71% | — | -12.41% | |
| 10 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.71% | — | -10.03% | |
| 11 | TXN | Texas Instruments INC | Stock-Tech | 0.69% | — | -10.92% | |
| 12 | FHI | Federated Hermes INC | Stock-Financials | 0.69% | — | -16.20% | |
| 13 | ✓ | Nutri Sys INC New Com | Stock-Other | 0.67% | — | -15.53% | |
| 14 | INTU | Intuit INC | Stock-Tech | 0.67% | — | -12.20% | |
| 15 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.66% | — | +17.48% | |
| 16 | WM | Waste Management INC | Stock-Industrials | 0.65% | — | -13.73% | |
| 17 | AFL | Aflac INC | Stock-Financials | 0.65% | — | -14.12% | |
| 18 | TSCO | Tractor Supply Company | Stock-Consumer Disc | 0.64% | — | -15.25% | |
| 19 | WDFC | Wd-40 Co | Stock-Materials | 0.63% | — | -16.38% | |
| 20 | VEEV | Veeva Systems Inc-class A | Stock-Healthcare | 0.63% | -0.06% | -16.25% | |
| 21 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.61% | — | +8.07% | |
| 22 | WIREEUR | Encore Wire CORP | Stock-Other | 0.60% | — | -16.20% | |
| 23 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.60% | — | +9.52% | |
| 24 | MMS | Maximus INC | Stock-Industrials | 0.59% | — | -16.18% | |
| 25 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.59% | — | +14.66% | |
| 26 | TCP | Tc Pipelines LP | Stock-Other | 0.59% | — | -15.85% | |
| 27 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.59% | — | +9.30% | |
| 28 | NSC | Norfolk Southern CORP | Stock-Industrials | 0.59% | — | -13.40% | |
| 29 | PNC | Pnc Financial Services Group | Stock-Financials | 0.58% | — | -12.59% | |
| 30 | YUMC | Yum China Holdings INC | Stock-Consumer Disc | 0.58% | — | -15.77% | |
| 31 | PAYX | Paychex INC | Stock-Tech | 0.58% | — | -14.39% | |
| 32 | IPG | Interpublic Group Of Cos INC | Stock-Other | 0.56% | — | -15.53% | |
| 33 | HEI-A | Heico Corp-class A | Stock-Other | 0.56% | -0.04% | -16.27% | |
| 34 | MASI* | Masimo CORP | Stock-Other | 0.56% | — | -16.23% | |
| 35 | NVR | Nvr INC | Stock-Consumer Disc | 0.56% | — | -15.38% | |
| 36 | FAST | Fastenal Co | Stock-Industrials | 0.55% | — | -15.25% | |
| 37 | JKHY | Jack Henry & Associates INC | Stock-Tech | 0.55% | -0.04% | -12.87% | |
| 38 | FMC | Fmc CORP | Stock-Materials | 0.54% | — | -15.05% | |
| 39 | FTV | Fortive CORP | Stock-Tech | 0.54% | -0.05% | -14.51% | |
| 40 | GNRC | Generac Holdings INC | Stock-Industrials | 0.54% | — | -16.11% | |
| 41 | BAH | Booz Allen Hamilton Holdings | Stock-Industrials | 0.54% | — | -16.14% | |
| 42 | ZBH | Zimmer Biomet Holdings INC | Stock-Healthcare | 0.54% | -0.06% | -14.76% | |
| 43 | XOM | Exxon Mobil CORP | Stock-Energy | 0.54% | — | +14.50% | |
| 44 | TSS | Total System Services INC | Stock-Other | 0.53% | — | -15.32% | |
| 45 | WBC1EUR | Wabco Holdings INC | Stock-Other | 0.52% | — | -16.39% | |
| 46 | FWRDUSD | Forward Air CORP | Stock-Other | 0.52% | -0.08% | -16.19% | |
| 47 | SCHN1EUR | Schnitzer Steel Inds Inc-a | Stock-Other | 0.51% | -0.06% | -15.85% | |
| 48 | NBTB | N B T Bancorp INC | Stock-Other | 0.51% | — | -16.17% | |
| 49 | ✓ | Athenahealth INC | Stock-Other | 0.51% | — | -16.45% | |
| 50 | HXL | Hexcel CORP | Stock-Industrials | 0.51% | — | -15.78% |
1–50 of 570
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
Holding changes this quarter
Kaizen Advisory, LLC's most significant position changes for 2018-12-31: Sold out: Energen CORP; Sold out: Money Market Fiduciary; New buy: Diamondback Energy INC (FANG); Trim: Ss Spdr S&p 500 ETF Trust-us (SPY) — shares -25.44%; Trim: Nvidia CORP (NVDA) — shares -11.43%.
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | AMZN | Amazon.com INC | +0.1% | +9.30% | Add |
| 2 | MA | Mastercard INC - A | 0% | -9.17% | Trim |
| 3 | ADBE | Adobe INC | — | -10.29% | Trim |
| 4 | JKHY | Jack Henry & Associates INC | 0% | -12.87% | Trim |
| 5 | HEI-A | Heico Corp-class A | 0% | -16.27% | Trim |
| 6 | FTV | Fortive CORP | -0.1% | -14.51% | Trim |
| 7 | VEEV | Veeva Systems Inc-class A | -0.1% | -16.25% | Trim |
| 8 | ZBH | Zimmer Biomet Holdings INC | -0.1% | -14.76% | Trim |
| 9 | SCHN1EUR | Schnitzer Steel Inds Inc-a | -0.1% | -15.85% | Trim |
| 10 | NMIH | Nmi Holdings INC | -0.1% | -16.17% | Trim |
| 11 | FIX | Comfort Systems USA INC | -0.1% | -16.06% | Trim |
| 12 | HWAYEUR | Tivity Health INC | -0.1% | -16.19% | Trim |
| 13 | VSMEUR | Versum Materials INC | -0.1% | -16.24% | Trim |
| 14 | CMA | Comerica INC | -0.1% | -15.31% | Trim |
| 15 | FWRDUSD | Forward Air CORP | -0.1% | -16.19% | Trim |
| 16 | PKG | Packaging CORP Of America | -0.1% | -15.90% | Trim |
| 17 | BOKF | Bok Financial Corporation | -0.1% | -16.24% | Trim |
| 18 | KEY | Keycorp | -0.1% | -14.98% | Trim |
| 19 | SNDR | Schneider National Inc-cl B | -0.1% | -16.19% | Trim |
| 20 | ASB | Associated Banc-corp | -0.1% | -16.12% | Trim |
| 21 | RNST | Renasant CORP | -0.1% | -16.13% | Trim |
| 22 | HII | Huntington Ingalls Industrie | -0.1% | -15.81% | Trim |
| 23 | FCX | Freeport-mcmoran INC | -0.1% | -14.88% | Trim |
| 24 | ✓ | Laboratory CORP Amer Hldgs | -0.1% | -15.26% | Trim |
| 25 | GWB | Great Western Bancorp INC | -0.1% | -16.26% | Trim |
| 26 | TSCUSD | Tristate Capital Hldgs INC | -0.1% | -16.19% | Trim |
| 27 | CC | Chemours Co/the | -0.1% | -15.99% | Trim |
| 28 | SYXUSD | Systemax INC | -0.1% | -17.44% | Trim |
| 29 | APAM | Artisan Partners Asset Ma -a | -0.1% | -15.82% | Trim |
| 30 | DLX | Deluxe CORP | -0.1% | -16.32% | Trim |
| 31 | CXOEUR | Concho Resources INC | -0.1% | -13.32% | Trim |
| 32 | GBX | Greenbrier Companies INC | -0.1% | -16.27% | Trim |
| 33 | STLD | Steel Dynamics INC | -0.1% | -16.28% | Trim |
| 34 | CADEEUR | Cadence Bancorp | -0.1% | -16.52% | Trim |
| 35 | VLO | Valero Energy CORP | -0.2% | -13.20% | Trim |
| 36 | BFH | Bread Financial Holdings INC | -0.2% | -15.88% | Trim |
| 37 | SUPN | Supernus Pharmaceuticals INC | -0.2% | -16.61% | Trim |
| 38 | DCH | Dauch Corporation | -0.2% | -16.80% | Trim |
| 39 | ✓ | -0.2% | -16.26% | Trim | |
| 40 | LMAT | Lemaitre Vascular INC | -0.2% | -16.01% | Trim |
| 41 | AAPL | Apple INC | -0.2% | -2.92% | Trim |
| 42 | LBRT | Liberty Energy INC | -0.2% | -16.67% | Trim |
| 43 | NKTREUR | Nektar Therapeutics | -0.2% | -15.84% | Trim |
| 44 | PATK | Patrick Industries INC | -0.2% | -15.90% | Trim |
| 45 | MTDR | Matador Resources Co | -0.3% | -16.43% | Trim |
| 46 | NVDA | Nvidia CORP | -0.4% | -11.43% | Trim |
| 47 | SPY | Ss Spdr S&p 500 ETF Trust-us | -2.3% | -25.44% | Trim |
| 48 | ✓ | Energen CORP | — | EXIT | Sold out |
| 49 | ✓ | Money Market Fiduciary | — | EXIT | Sold out |
| 50 | FANG | Diamondback Energy INC | — | NEW | New buy |
FAQ
What is Kaizen Advisory, LLC and what type of investor is it?
Kaizen Advisory, LLC is a investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2018-12-31), the firm manages a tracked equity portfolio valued at approximately $144.0M, spread across 703 disclosed positions.
What are Kaizen Advisory, LLC's largest equity positions?
Based on the latest 13F filing, Kaizen Advisory, LLC's top holdings by market value are:
1. Ss Spdr S&p 500 ETF Trust-us (SPY) — $19.1M (13.2%)
2. Apple INC (AAPL) — $2.5M (1.8%)
3. Microsoft CORP (MSFT) — $2.1M (1.5%)
4. Amazon.com INC (AMZN) — $1.6M (1.1%)
5. Mastercard INC - A (MA) — $1.2M (0.9%)
What changes did Kaizen Advisory, LLC make in its most recent portfolio filing?
In the latest reported quarter, Kaizen Advisory, LLC made 50 notable position adjustments: 1 new positions were initiated, 1 existing holdings were added to, 46 positions were partially reduced, and 2 were completely exited. The largest of these moves: Sold out: Energen CORP; Sold out: Money Market Fiduciary; New buy: Diamondback Energy INC (FANG); Trim: Ss Spdr S&p 500 ETF Trust-us (SPY) — shares -25.44%; Trim: Nvidia CORP (NVDA) — shares -11.43%
What sectors does Kaizen Advisory, LLC focus on?
Kaizen Advisory, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 26.0%
• Financials: 15.4%
• Health Care: 14.7%
• Communication Services: 13.7%
• Consumer Discretionary: 10.5%
• Consumer Staples: 7.8%
Peer Institutions
Institutions with a similar AUM
II
Impact Investors, Inc
Total reported value
$144.0M
174 stks
2026-03-31
Concentration15.6
Portfolio Stability20.8
Sector conviction100.0
AUM within 0.0% of this institution
View detail
HC
Hillman Capital Management, Inc.
Total reported value
$144.0M
56 stks
2026-03-31
Concentration10.6
Portfolio Stability26.6
Sector conviction55.6
AUM within 0.0% of this institution
View detail
MI
Macroview Investment Management LLC
Total reported value
$144.0M
99 stks
2026-03-31
Concentration10.2
Portfolio Stability12.4
Sector conviction68.2
AUM within 0.0% of this institution
View detail
Similar Holdings Style
Institutions with overlapping top holdings
BL
Brown, Lisle/cummings, INC.
Total reported value
$400.4M
1,021 stks
2026-03-31
Concentration5.0
Portfolio Stability13.4
Sector conviction47.9
4 of the top 5 holdings overlap, including Ss Spdr S&p 500 ETF Trust-us
View detail
OC
OAKMONT Corp
Total reported value
$526.5M
31 stks
2026-03-31
Concentration38.3
Portfolio Stability13.0
Sector conviction75.7
4 of the top 5 holdings overlap, including Amazon.com INC
View detail
EC
Efg Capital International CORP.
Total reported value
$432.0M
138 stks
2023-06-30
Concentration0.0
Portfolio Stability0.0
Sector conviction0.0
4 of the top 5 holdings overlap, including Microsoft CORP
View detail