CIK: 0001261239
Total reported value
$19.8M
Reporting period: 2018-09-30 · Number of holdings: 4
FLAHERTY & CRUMRINE INC disclosed 4 holdings in its latest 13F filing for the period ending 2018-09-30, with total reported value of $19.8M and a quarterly turnover rate of 63.3%.
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Sector classification currently covers about 58% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Add WFC 7.5 PERP L
0.0% $158.0K
Add KMI 9.75 10-26-18 A
0.0% -$144.0K
Add BACR 8.125 PERP 5
-31.6% -$3.8M
Add 92936P100
0.0% $20.0K
Sold out KMI
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | BACR 8.125 PERP 5 | Barclays Bank PLC | Stock-Other | 39.72% | +8.67% | -31.59% | |
| 2 | WFC 7.5 PERP L | Wells Fargo & Company | Stock-Financials | 32.32% | +15.72% | — | |
| 3 | KMI 9.75 10-26-18 A | Kinder Morgan Inc/delawa | Stock-Energy | 25.21% | +11.55% | — | |
| 4 | ✓ | Wmi Holdings CORP | Stock-Other | 2.76% | +1.36% | — |
Not enough priced holdings yet to compute performance
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2018-09-30 | 4 | $19.8M | 63 | |
| 2018-06-30 | 5 | $37.5M | 19 | |
| 2018-03-31 | 6 | $39.7M | 26 | |
| 2017-12-31 | 5 | $36.0M | 4 | |
| 2017-09-30 | 5 | $37.5M | 100 | |
| 2017-06-30 | 12 | $133.0M | 13 | |
| 2017-03-31 | 10 | $122.1M | 28 | |
| 2016-12-31 | 10 | $115.1M | 49 | |
| 2016-09-30 | 8 | $74.4M | 50 | |
| 2016-06-30 | 10 | $110.4M | 53 | |
| 2016-03-31 | 12 | $102.9M | 9 | |
| 2015-12-31 | 9 | $98.8M | 36 | |
| 2015-09-30 | 8 | $85.5M | 6 | |
| 2015-06-30 | 9 | $88.4M | 1 | |
| 2015-03-31 | 9 | $88.7M | 4 | |
| 2014-12-31 | 8 | $88.5M | 3 | |
| 2014-09-30 | 8 | $91.0M | 51 | |
| 2014-06-30 | 9 | $136.9M | 18 | |
| 2014-03-31 | 10 | $156.1M | 43 | |
| 2013-12-31 | 10 | $149.1M | 10 | |
| 2013-09-30 | 11 | $161.5M | 10 | |
| 2013-06-30 | 9 | $163.1M | 0 |
Flaherty & Crumrine INC's most significant position changes for 2018-09-30: Sold out: Kinder Morgan INC (KMI); Trim: Barclays Bank PLC (BACR 8.125 PERP 5) — shares -31.59%.
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | WFC 7.5 PERP L | Wells Fargo & Company | +15.7% | — | Unchanged |
| 2 | KMI 9.75 10-26-18 A | Kinder Morgan Inc/delawa | +11.6% | — | Unchanged |
| 3 | BACR 8.125 PERP 5 | Barclays Bank PLC | +8.7% | -31.59% | Trim |
| 4 | ✓ | Wmi Holdings CORP | +1.4% | — | Unchanged |
| 5 | KMI | Kinder Morgan INC | — | EXIT | Sold out |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2018-09-30 | 2018-11-07 | 13F-HR | View on EDGAR |
| 2018-06-30 | 2018-08-06 | 13F-HR | View on EDGAR |
| 2018-03-31 | 2018-05-11 | 13F-HR | View on EDGAR |
| 2017-12-31 | 2018-02-13 | 13F-HR | View on EDGAR |
| 2017-09-30 | 2017-11-07 | 13F-HR | View on EDGAR |
| 2017-06-30 | 2017-08-08 | 13F-HR | View on EDGAR |
| 2017-03-31 | 2017-05-10 | 13F-HR | View on EDGAR |
| 2016-12-31 | 2017-02-14 | 13F-HR | View on EDGAR |
| 2016-09-30 | 2016-11-14 | 13F-HR | View on EDGAR |
| 2016-06-30 | 2016-08-15 | 13F-HR | View on EDGAR |
| 2016-03-31 | 2016-05-16 | 13F-HR | View on EDGAR |
| 2015-12-31 | 2016-02-16 | 13F-HR | View on EDGAR |
| 2015-09-30 | 2015-11-16 | 13F-HR | View on EDGAR |
| 2015-06-30 | 2015-08-14 | 13F-HR | View on EDGAR |
| 2015-03-31 | 2015-05-15 | 13F-HR | View on EDGAR |
| 2014-12-31 | 2015-02-17 | 13F-HR | View on EDGAR |
| 2014-09-30 | 2014-11-14 | 13F-HR | View on EDGAR |
| 2014-06-30 | 2014-08-14 | 13F-HR | View on EDGAR |
| 2014-03-31 | 2014-05-15 | 13F-HR | View on EDGAR |
| 2013-12-31 | 2014-02-14 | 13F-HR | View on EDGAR |
| 2013-09-30 | 2013-11-14 | 13F-HR | View on EDGAR |
| 2013-06-30 | 2013-08-14 | 13F-HR | View on EDGAR |
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