CIK: 0001640485
Total reported value
$162.2M
Reporting period: 2017-03-31 · Number of holdings: 655
CT Financial Advisors LLC disclosed 655 holdings in its latest 13F filing for the period ending 2017-03-31, with total reported value of $162.2M and a quarterly turnover rate of 12.8%.
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CT Financial Advisors LLC's disclosed holdings carry a Herfindahl concentration index of 0.011 — mathematically equivalent to about 88 equally-sized positions, well below its 655 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.54), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 18% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim DCMSX
-29.5% -$1.8M
Trim SPY
-36.7% -$1.2M
Add VEU
+19.1% $934.1K
Trim XOM
-16.5% -$659.4K
Add IGSB
+18.1% $486.7K
Add INCY
+4.7% $407.0K
Showing top 200 holdings (of 655 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | MMM | 3m Co | Stock-Industrials | 4.49% | +0.16% | -0.56% | |
| 2 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 2.74% | +0.04% | +3.96% | |
| 3 | VEU | Vanguard Ftse All-world Ex-u | ETF-Other | 2.57% | +0.52% | +19.11% | |
| 4 | DCMSX | Dfa Commodity Strategy Port | Stock-Other | 2.44% | -1.18% | -29.51% | |
| 5 | DFGEX | Dfa Glbl Rl Est Secs | Stock-Other | 2.33% | — | — | |
| 6 | BSV | Vanguard Short-term Bond ETF | ETF-Other | 2.13% | +0.12% | +8.46% | |
| 7 | IGSB | Ishares 1-5y Inv Grade CORP | ETF-Other | 1.93% | +0.26% | +18.13% | |
| 8 | DFIEX | International Core Equity 2 | Stock-Other | 1.72% | +0.08% | +0.14% | |
| 9 | DFQTX | Dfa US Core Eqty 2 Port-inst | Stock-Other | 1.68% | +0.02% | +0.35% | |
| 10 | INTC | Intel CORP | Stock-Tech | 1.67% | — | -0.41% | |
| 11 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 1.50% | -0.81% | -36.70% | |
| 12 | GVI | Ishares Intermediate Governm | ETF-Other | 1.48% | +0.05% | +6.01% | |
| 13 | GLD | Spdr Gold Shares | ETF-Commodities | 1.38% | +0.07% | — | |
| 14 | AEPFX | Eupac Fund-f-2 | Stock-Other | 1.37% | +0.08% | — | |
| 15 | VB | Vanguard Small-cap ETF | ETF-Other | 1.35% | — | -0.33% | |
| 16 | NEE | Nextera Energy INC | Stock-Utilities | 1.35% | +0.03% | -2.28% | |
| 17 | AMGN | Amgen INC | Stock-Healthcare | 1.34% | +0.10% | -0.40% | |
| 18 | VNQ | Vanguard Real Estate ETF | ETF-Other | 1.32% | — | +1.22% | |
| 19 | T | At&t INC | Stock-Comm Services | 1.31% | -0.10% | -1.93% | |
| 20 | LQD | Ishr Ibx Usd Invgd Cb Etf-ui | ETF-Corp Bonds | 1.29% | — | +0.76% | |
| 21 | O | Realty Income CORP | Stock-Real Estate | 1.29% | — | -2.03% | |
| 22 | XOM | Exxon Mobil CORP | Stock-Energy | 1.28% | -0.45% | -16.52% | |
| 23 | DFSCX | Dfa US Micro Cap Port-inst | Stock-Other | 1.25% | — | -1.41% | |
| 24 | DFCEX | Emerging Markets Core Equity | Stock-Other | 1.20% | +0.11% | +0.02% | |
| 25 | V | Visa Inc-class A Shares | Stock-Financials | 1.20% | +0.09% | -3.03% | |
| 26 | VBR | Vanguard Small-cap Value ETF | ETF-Other | 1.19% | +0.09% | +8.96% | |
| 27 | JNJ | Johnson & Johnson | Stock-Healthcare | 1.12% | +0.05% | -0.48% | |
| 28 | WGIFX | Af Cap Wlrd Gr & Inc-f2 | Stock-Other | 1.12% | +0.05% | +0.20% | |
| 29 | SGENEUR | Seagen INC | Stock-Other | 1.02% | +0.15% | +1.01% | |
| 30 | ✓ | Aspen Portfolio Strategy Instl | Stock-Other | 0.96% | +0.96% | NEW | |
| 31 | SLB | Slb LTD | Stock-Energy | 0.95% | -0.10% | +0.03% | |
| 32 | DISVX | Dfa Intl Sm Cap Val Port-ins | Stock-Other | 0.92% | +0.08% | +3.94% | |
| 33 | INCY | Incyte CORP | Stock-Healthcare | 0.89% | +0.24% | +4.69% | |
| 34 | VZ | Verizon Communications INC | Stock-Comm Services | 0.83% | -0.14% | -3.36% | |
| 35 | DFGBX | Dfa Five-year Glbl Fxd INC | Stock-Other | 0.81% | — | +0.17% | |
| 36 | VWO | Vanguard Ftse Emerging Marke | ETF-Emerging Markets | 0.80% | +0.09% | +3.21% | |
| 37 | VSS | Vanguard Ftse All Wo X-us Sc | ETF-Other | 0.78% | +0.05% | +0.78% | |
| 38 | NUE | Nucor CORP | Stock-Materials | 0.76% | — | -2.10% | |
| 39 | ELME | Elme Communities | Stock-Other | 0.72% | — | -2.62% | |
| 40 | CVX | Chevron CORP | Stock-Energy | 0.72% | -0.15% | -6.86% | |
| 41 | SHY | Ishares 1-3 Year Treasury Bo | ETF-Gov Bonds | 0.67% | — | +0.09% | |
| 42 | VBK | Vanguard Small-cap Grwth ETF | ETF-Other | 0.67% | — | -0.04% | |
| 43 | AEP | American Electric Power Company, Inc. | Stock-Utilities | 0.66% | — | -0.23% | |
| 44 | SMCFX | Amer Fnd Smallcap Wrld-f2 | Stock-Other | 0.65% | — | — | |
| 45 | D | Dominion Energy INC | Stock-Utilities | 0.57% | — | -2.58% | |
| 46 | VHT | Vanguard Health Care ETF | ETF-Other | 0.51% | +0.09% | +15.06% | |
| 47 | BAC | Bank Of America CORP | Stock-Financials | 0.51% | — | — | |
| 48 | TPLUSD | Texas Pacific Land Trust | Stock-Other | 0.51% | — | -0.87% | |
| 49 | VYM | Vanguard High Dvd Yield ETF | ETF-Other | 0.51% | +0.15% | +40.84% | |
| 50 | IWM | Ishares Russell 2000 ETF | ETF-Small Cap | 0.50% | — | -0.14% |
Not enough priced holdings yet to compute performance
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2017-03-31 | 655 | $162.2M | 13 | |
| 2016-12-31 | 653 | $157.8M | 13 | |
| 2016-09-30 | 650 | $163.5M | 9 | |
| 2016-06-30 | 655 | $162.4M | 17 | |
| 2016-03-31 | 644 | $177.5M | 12 | |
| 2015-12-31 | 649 | $173.9M | 17 | |
| 2015-09-30 | 658 | $159.4M | 15 | |
| 2015-06-30 | 646 | $176.2M | 10 | |
| 2015-03-31 | 635 | $180.6M | 38 | |
| 2014-12-31 | 530 | $132.2M | 38 | |
| 2014-03-31 | 635 | $180.6M | 0 |
CT Financial Advisors LLC's most significant position changes for 2017-03-31: Sold out: Fidelity Govt Cash Reserv (FDRXX); New buy: Aspen Portfolio Strategy Instl; New buy: Infosys Ltd-sp Adr (INFY); Sold out: Microchip Technology INC (MCHP); Sold out: .
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | VEU | Vanguard Ftse All-world Ex-u | +0.5% | +19.11% | Add |
| 2 | IGSB | Ishares 1-5y Inv Grade CORP | +0.3% | +18.13% | Add |
| 3 | INCY | Incyte CORP | +0.2% | +4.69% | Add |
| 4 | MMM | 3m Co | +0.2% | -0.56% | Trim |
| 5 | SGENEUR | Seagen INC | +0.2% | +1.01% | Add |
| 6 | VYM | Vanguard High Dvd Yield ETF | +0.2% | +40.84% | Add |
| 7 | VCSH | Vanguard S/t CORP Bond ETF | +0.2% | +429.97% | Add |
| 8 | VGT | Vanguard Info Tech ETF | +0.1% | +46.01% | Add |
| 9 | BSV | Vanguard Short-term Bond ETF | +0.1% | +8.46% | Add |
| 10 | DFCEX | Emerging Markets Core Equity | +0.1% | +0.02% | Add |
| 11 | AMGN | Amgen INC | +0.1% | -0.40% | Trim |
| 12 | ACAD | Acadia Pharmaceuticals INC | +0.1% | +23.63% | Add |
| 13 | CWGIX | Af Cap Wlrd Gr & Inc-a | +0.1% | +36.77% | Add |
| 14 | VBR | Vanguard Small-cap Value ETF | +0.1% | +8.96% | Add |
| 15 | V | Visa Inc-class A Shares | +0.1% | -3.03% | Trim |
| 16 | VHT | Vanguard Health Care ETF | +0.1% | +15.06% | Add |
| 17 | VWO | Vanguard Ftse Emerging Marke | +0.1% | +3.21% | Add |
| 18 | DFIEX | International Core Equity 2 | +0.1% | +0.14% | Add |
| 19 | AEPFX | Eupac Fund-f-2 | +0.1% | — | Unchanged |
| 20 | DISVX | Dfa Intl Sm Cap Val Port-ins | +0.1% | +3.94% | Add |
| 21 | DGSIX | Dfa Glbl All 60/40 Port-inst | +0.1% | +27.21% | Add |
| 22 | GLD | Spdr Gold Shares | +0.1% | — | Unchanged |
| 23 | SMCWX | Amer Fnd Smallcap Wrld-a | +0.1% | +11.04% | Add |
| 24 | GVI | Ishares Intermediate Governm | +0.1% | +6.01% | Add |
| 25 | JNJ | Johnson & Johnson | +0.1% | -0.48% | Trim |
| 26 | WGIFX | Af Cap Wlrd Gr & Inc-f2 | +0.1% | +0.20% | Add |
| 27 | VSS | Vanguard Ftse All Wo X-us Sc | +0.1% | +0.78% | Add |
| 28 | BND | Vanguard Total Bond Market | +0.1% | +30.27% | Add |
| 29 | META | Meta Platforms Inc-class A | +0.1% | +46.34% | Add |
| 30 | AGG | Ishares Core U.s. Aggregate | 0% | +3.96% | Add |
| 31 | NEE | Nextera Energy INC | 0% | -2.28% | Trim |
| 32 | DFQTX | Dfa US Core Eqty 2 Port-inst | 0% | +0.35% | Add |
| 33 | SYY | Sysco CORP | -0.1% | -7.62% | Trim |
| 34 | NSC | Norfolk Southern CORP | -0.1% | -41.92% | Trim |
| 35 | SJM | Jm Smucker Co/the | -0.1% | -31.71% | Trim |
| 36 | SLB | Slb LTD | -0.1% | +0.03% | Add |
| 37 | T | At&t INC | -0.1% | -1.93% | Trim |
| 38 | ✓ | Powershares | -0.1% | -35.37% | Trim |
| 39 | LTEFX | Am Fnd LTD Trm T/e Bnd-f2 | -0.1% | -26.88% | Trim |
| 40 | VZ | Verizon Communications INC | -0.1% | -3.36% | Trim |
| 41 | CVX | Chevron CORP | -0.2% | -6.86% | Trim |
| 42 | XOM | Exxon Mobil CORP | -0.5% | -16.52% | Trim |
| 43 | SPY | Ss Spdr S&p 500 ETF Trust-us | -0.8% | -36.70% | Trim |
| 44 | DCMSX | Dfa Commodity Strategy Port | -1.2% | -29.51% | Trim |
| 45 | FDRXX | Fidelity Govt Cash Reserv | — | EXIT | Sold out |
| 46 | ✓ | Aspen Portfolio Strategy Instl | — | NEW | New buy |
| 47 | INFY | Infosys Ltd-sp Adr | — | NEW | New buy |
| 48 | MCHP | Microchip Technology INC | — | EXIT | Sold out |
| 49 | ✓ | — | EXIT | Sold out | |
| 50 | BLMN | Bloomin' Brands INC | — | NEW | New buy |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2017-03-31 | 2017-04-07 | 13F-HR | View on EDGAR |
| 2016-12-31 | 2017-01-12 | 13F-HR | View on EDGAR |
| 2016-09-30 | 2016-10-12 | 13F-HR | View on EDGAR |
| 2016-06-30 | 2016-07-07 | 13F-HR | View on EDGAR |
| 2016-03-31 | 2016-04-06 | 13F-HR | View on EDGAR |
| 2015-12-31 | 2016-01-05 | 13F-HR | View on EDGAR |
| 2015-09-30 | 2015-10-05 | 13F-HR | View on EDGAR |
| 2015-06-30 | 2015-07-17 | 13F-HR | View on EDGAR |
| 2015-03-31 | 2015-05-07 | 13F-HR | View on EDGAR |
| 2015-03-31 | 2015-05-07 | Amendment | View on EDGAR |
| 2015-03-31 | 2015-05-07 | Amendment | View on EDGAR |
| 2014-12-31 | 2015-04-24 | 13F-HR | View on EDGAR |
| 2014-03-31 | 2015-05-06 | 13F-HR | View on EDGAR |
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