Cowen Prime Services LLC Holdings Report (13F Filings)

CIK: 0001543830

High-turnover traderSector-focused

Total reported value

$275.7M

Reporting period: 2021-06-30 · Number of holdings: 167

Cowen Prime Services LLC disclosed 167 holdings in its latest 13F filing for the period ending 2021-06-30, with total reported value of $275.7M and a quarterly turnover rate of 97.9%.

Browse other institutions with $100M to $1B AUM Browse other institutions starting with "C"

Personality snowflake

Concentration: 0
Portfolio Stability: 97.91
Momentum/Contrarian: 50
Sector conviction: 71.17
Diversification: 0
Sizing Uniformity: —

Cowen Prime Services LLC's disclosed holdings carry a Herfindahl concentration index of 0.046 — mathematically equivalent to about 22 equally-sized positions, well below its 167 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.

Position sizes vary widely across the portfolio (a coefficient of variation of 2.60), with a handful of outsized bets alongside many smaller positions.

No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.

Sector classification currently covers about 9% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.

Recent moves

Sold out QUOTUSD
Sold out PDFS
Sold out INOV
Sold out VG1EUR
Sold out ITIEUR
Sold out FRG1USD

Holdings Map

New buyAddUnchangedTrim

Top 10 holdings by weight

Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	PDFS	Pdf Solutions INC	Stock-Other	12.46%	-11.54%	EXIT
2	QUOTUSD	Quotient Technology INC	Stock-Other	11.47%	-17.90%	EXIT
3	ASPN	Aspen Aerogels INC	Stock-Other	4.98%	-3.00%	EXIT
4	VG1EUR	Vonage Holdings CORP	Stock-Other	4.95%	-4.43%	EXIT
5	INOV	Inovalon Holdings INC - A	Stock-Other	4.77%	-6.21%	EXIT
6	FRG1USD	Franchise Group INC	Stock-Other	3.98%	-3.66%	EXIT
7	ITIEUR	Iteris INC	Stock-Other	3.85%	-3.86%	EXIT
8	SCOR1EUR	Comscore INC	Stock-Other	2.97%	-1.58%	EXIT
9	✓	Gty Technology Holdings INC	Stock-Other	2.77%	-1.33%	EXIT
10	KRNT	Kornit Digital Ltd.	Stock-Other	2.34%	-1.95%	EXIT
11	RAH	Societal Cdmo INC	Stock-Other	2.32%	-0.50%	EXIT
12	NEPH	Nephros INC	Stock-Other	2.31%	-1.57%	EXIT
13	✓	Luminex CORP	Stock-Other	2.26%	-2.19%	EXIT
14	DMRC	Digimarc Corporation	Stock-Other	2.01%	-1.45%	EXIT
15	DDD	3d Systems CORP	Stock-Other	1.80%	-1.28%	EXIT
16	AXDX 2.5 03-15-23	Accelerate Diagnostics	Stock-Other	1.78%	-1.88%	EXIT
17	RSSS	Research Solutions INC	Stock-Other	1.45%	-1.45%	EXIT
18	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	1.33%	-1.27%	EXIT
19	TACT	Transact Technologies INC	Stock-Other	1.26%	-1.04%	EXIT
20	✓	Htg Molecular Diagnostics In	Stock-Other	1.20%	-1.08%	EXIT
21	APOEUR	Apollo Asset Management INC	Stock-Other	1.19%	-0.52%	EXIT
22	AZNN	Astrazeneca Plc-spons Adr	Stock-Other	1.17%	-1.01%	EXIT
23	HLIT	Harmonic INC	Stock-Other	1.14%	-1.08%	EXIT
24	KKR	Kkr & Co INC	Stock-Financials	1.11%	-1.09%	EXIT
25	JNJ	Johnson & Johnson	Stock-Healthcare	1.09%	-1.14%	EXIT
26	PFE	Pfizer INC	Stock-Healthcare	1.03%	-1.00%	EXIT
27	MTSI	Macom Technology Solutions H	Stock-Tech	0.99%	-0.94%	EXIT
28	VG 1.75 06-01-24	Vonage Holdings CORP	Stock-Energy	0.96%	-0.94%	EXIT
29	APYX	Apyx Medical CORP	Stock-Other	0.93%	-0.91%	EXIT
30	SBUX	Starbucks CORP	Stock-Consumer Disc	0.89%	-0.90%	EXIT
31	MSFT	Microsoft CORP	Stock-Tech	0.87%	-0.79%	EXIT
32	PTC	Ptc INC	Stock-Tech	0.81%	-0.82%	EXIT
33	IFF	Intl Flavors & Fragrances	Stock-Materials	0.75%	-0.73%	EXIT
34	CCI	Crown Castle INC	Stock-Real Estate	0.71%	-0.71%	EXIT
35	EPD	Enterprise Products Partners	Stock-Energy	0.65%	-0.62%	EXIT
36	WEP	Magellan Midstream Partners	Stock-Other	0.62%	-0.57%	EXIT
37	KOPN	Kopin CORP	Stock-Other	0.61%	-0.82%	EXIT
38	LDOS	Leidos Holdings INC	Stock-Tech	0.59%	-0.60%	EXIT
39	ADI	Analog Devices INC	Stock-Tech	0.58%	-0.54%	EXIT
40	INFN 2.125 09-01-24	Infinera CORP	Stock-Other	0.57%	-0.57%	EXIT
41	DOW	Dow INC	Stock-Materials	0.56%	-0.59%	EXIT
42	6D8	Dupont De Nemours INC	Stock-Other	0.50%	-0.52%	EXIT
43	✓	Gan LTD	Stock-Other	0.49%	-1.04%	EXIT
44	CEVA	Ceva INC	Stock-Other	0.44%	-0.55%	EXIT
45	NEO	Neogenomics INC	Stock-Healthcare	0.43%	-0.48%	EXIT
46	✓	Orbital Energy Group Inc	Stock-Other	0.41%	-0.41%	EXIT
47	RBBN	Ribbon Communications INC	Stock-Other	0.39%	-0.44%	EXIT
48	NEOG	Neogen CORP	Stock-Healthcare	0.35%	—	+100.00%
49	EXC	Exelon CORP	Stock-Utilities	0.34%	—	—
50	GSIT	Gsi Technology INC	Stock-Other	0.34%	-0.39%	EXIT

1–50 of 167

Portfolio Performance

Not enough priced holdings yet to compute performance

Reported value over time

Sector allocation

Sector allocation over time

Quarterly history

Period	Holdings	Total value	Stability	Top holdings
2021-06-30	167	$275.7M	98	1PDFS 2QUOTUSD 3ASPN Top holdings2021-06-30 1.PDFS 2.QUOTUSD 3.ASPN 4.VG1EUR 5.INOV 6.FRG1USD 7.ITIEUR 8.SCOR1EUR 9.362409 10.KRNT
2021-03-31	173	$264.4M	33	1QUOTUSD 2PDFS 3INOV Top holdings2021-03-31 1.QUOTUSD 2.PDFS 3.INOV 4.VG1EUR 5.ITIEUR 6.FRG1USD 7.ASPN 8.55027E 9.KRNT 10.AXDX 2.5 03-15-23
2020-12-31	172	$225.6M	33	1PDFS 2QUOTUSD3G3728V Top holdings2020-12-31 1.PDFS 2.QUOTUSD 3.G3728V 4.INOV 5.VG1EUR 6.ITIEUR 7.FRG1USD 8.ASPN 9.GNMK 10.DMRC
2020-09-30	179	$205.5M	22	1PDFS 2QUOTUSD 3INOV Top holdings2020-09-30 1.PDFS 2.QUOTUSD 3.INOV 4.VG1EUR 5.ITIEUR 6.ASPN 7.53261M 8.GNMK 9.G3728V 10.FRG1USD
2020-06-30	194	$212.0M	40	1PDFS 2QUOTUSD 3INOV Top holdings2020-06-30 1.PDFS 2.QUOTUSD 3.INOV 4.VG1EUR 5.ITIEUR 6.53261M 7.GNMK 8.55027E 9.ASPN 10.AXDX 2.5 03-15-23
2020-03-31	209	$163.8M	55	1PDFS 2QUOTUSD 3INOV Top holdings2020-03-31 1.PDFS 2.QUOTUSD 3.INOV 4.VG1EUR 5.ITIEUR 6.55027E 7.ASPN 8.INFN 2.125 09-01-24 9.53261M 10.RSSS
2019-12-31	179	$218.9M	32	1PDFS 2QUOTUSD 3INOV Top holdings2019-12-31 1.PDFS 2.QUOTUSD 3.INOV 4.ITIEUR 5.RUBIEUR 6.NEO 7.VG1EUR 8.LNWO 9.MOBL 10.ASPN
2019-09-30	163	$193.3M	22	1VG1EUR 2PDFS 3QUOTUSD Top holdings2019-09-30 1.VG1EUR 2.PDFS 3.QUOTUSD 4.INOV 5.MOBL 6.ITIEUR 7.RUBIEUR 8.NEO 9.DMRC 10.LNWO
2019-06-30	172	$207.0M	33	1QUOTUSD 2VG1EUR 3PDFS Top holdings2019-06-30 1.QUOTUSD 2.VG1EUR 3.PDFS 4.MOBL 5.INOV 6.EHTH 7.NEO 8.ITIEUR 9.DMRC 10.RUBIEUR
2019-03-31	167	$193.0M	34	1EHTH 2QUOTUSD 3VG1EUR Top holdings2019-03-31 1.EHTH 2.QUOTUSD 3.VG1EUR 4.NEO 5.PDFS 6.MOBL 7.INOV 8.CSLT1EUR 9.ITIEUR 10.5TC
2018-12-31	184	$166.0M	35	1EHTH 2QUOTUSD 3VG1EUR Top holdings2018-12-31 1.EHTH 2.QUOTUSD 3.VG1EUR 4.NEO 5.PDFS 6.MOBL 7.55027E 8.DD 9.CSLT1EUR 10.PFE
2018-09-30	198	$215.1M	27	1QUOTUSD 2EHTH 3NEO Top holdings2018-09-30 1.QUOTUSD 2.EHTH 3.NEO 4.55027E 5.DD 6.PDFS 7.CSLT1EUR 8.ASPN 9.MOBL 10.RBBN
2018-06-30	218	$203.0M	20	1QUOTUSD 2EHTH 3PDFS Top holdings2018-06-30 1.QUOTUSD 2.EHTH 3.PDFS 4.NEO 5.CSLT1EUR 6.55027E 7.DD 8.ASPN 9.VG1EUR 10.RBBN
2018-03-31	201	$180.3M	29	1QUOTUSD 2PDFS 3NEO Top holdings2018-03-31 1.QUOTUSD 2.PDFS 3.NEO 4.EHTH 5.DD 6.CSLT1EUR 7.DMRC 8.55027E 9.VG1EUR 10.75936P
2017-12-31	193	$205.2M	35	1PDFS 2QUOTUSD 3DMRC Top holdings2017-12-31 1.PDFS 2.QUOTUSD 3.DMRC 4.NEO 5.EHTH 6.DD 7.75936P 8.ITIEUR 9.CSLT1EUR 10.55027E
2017-09-30	178	$210.3M	35	1PDFS 2EHTH 3NEO Top holdings2017-09-30 1.PDFS 2.EHTH 3.NEO 4.QUOTUSD 5.DMRC 6.VG1EUR 7.835916 8.DD 9.75936P 10.PFE
2017-06-30	190	$217.2M	23	1PDFS 2DMRC 3NEO Top holdings2017-06-30 1.PDFS 2.DMRC 3.NEO 4.75936P 5.EHTH 6.001930 7.QUOTUSD 8.WIFI 9.VG1EUR 10.EXPE
2017-03-31	191	$194.4M	28	1PDFS 2DMRC 3NEO Top holdings2017-03-31 1.PDFS 2.DMRC 3.NEO 4.75936P 5.EHTH 6.001930 7.WIFI 8.VG1EUR 9.DOW 10.PFE
2016-12-31	183	$185.4M	40	1PDFS 2DMRC 3NEO Top holdings2016-12-31 1.PDFS 2.DMRC 3.NEO 4.WIFI 5.75936P 6.001930 7.EHTH 8.PFE 9.VG1EUR 10.55027E
2016-09-30	263	$220.2M	35	1PDFS 2DMRC 3WIFI Top holdings2016-09-30 1.PDFS 2.DMRC 3.WIFI 4.NEO 5.75936P 6.TEVA 7.001930 8.55027E 9.PFE 10.825211
2016-06-30	246	$205.9M	32	1PDFS 2DMRC375936P Top holdings2016-06-30 1.PDFS 2.DMRC 3.75936P 4.WIFI 5.NEO 6.TEVA 7.001930 8.PFE 9.536252 10.825211
2016-03-31	251	$215.7M	36	1DMRC 2PDFS375936P Top holdings2016-03-31 1.DMRC 2.PDFS 3.75936P 4.NEO 5.WIFI 6.536252 7.IMI 8.TEVA 9.001930 10.825211
2015-12-31	257	$226.6M	32	1DMRC 2PDFS375936P Top holdings2015-12-31 1.DMRC 2.PDFS 3.75936P 4.WIFI 5.536252 6.NEO 7.TEVA 8.PFE 9.IMI 10.001930
2015-09-30	268	$214.3M	45	1DMRC 2PDFS 3WIFI Top holdings2015-09-30 1.DMRC 2.PDFS 3.WIFI 4.75936P 5.536252 6.TEVA 7.NEO 8.81724Q 9.PFE 10.KHC
2015-06-30	276	$255.3M	38	1DMRC 2PDFS 3WIFI Top holdings2015-06-30 1.DMRC 2.PDFS 3.WIFI 4.536252 5.75936P 6.TEVA 7.81724Q 8.PFE 9.NEO 10.PDM
2015-03-31	323	$242.8M	34	1PDFS 2DMRC 3WIFI Top holdings2015-03-31 1.PDFS 2.DMRC 3.WIFI 4.536252 5.75936P 6.VTS 7.TEVA 8.PFE 9.KHC 10.81724Q
2014-12-31	342	$253.7M	28	1DMRC 2PDFS375936P Top holdings2014-12-31 1.DMRC 2.PDFS 3.75936P 4.536252 5.WIFI 6.PRGX 7.81724Q 8.TEVA 9.VTS 10.PFE
2014-09-30	320	$228.8M	33	1DMRC 2PDFS375936P Top holdings2014-09-30 1.DMRC 2.PDFS 3.75936P 4.536252 5.81724Q 6.WIFI 7.PRGX 8.TEVA 9.VTS 10.PFE
2014-06-30	274	$254.9M	30	1PDFS 2DMRC3536252 Top holdings2014-06-30 1.PDFS 2.DMRC 3.536252 4.75936P 5.PRGX 6.81724Q 7.WIFI 8.TEVA 9.TACT 10.PFE
2014-03-31	293	$264.2M	37	1DMRC 2PDFS3536252 Top holdings2014-03-31 1.DMRC 2.PDFS 3.536252 4.PRGX 5.00508B 6.75936P 7.81724Q 8.TACT 9.WIFI 10.TEVA
2013-12-31	319	$260.0M	36	1PDFS25362523DMRC Top holdings2013-12-31 1.PDFS 2.536252 3.DMRC 4.00508B 5.PRGX 6.75936P 7.TACT 8.PFE 9.WIFI 10.00430U
2013-09-30	287	$256.2M	30	1PDFS 2DMRC3536252 Top holdings2013-09-30 1.PDFS 2.DMRC 3.536252 4.TACT 5.PRGX 6.00430U 7.00508B 8.75936P 9.PFE 10.67623R
2013-06-30	285	$239.9M	0	1PDFS 2DMRC300430U Top holdings2013-06-30 1.PDFS 2.DMRC 3.00430U 4.536252 5.PRGX 6.TACT 7.75936P 8.PFE 9.VOD 10.KHC

Holding changes this quarter

Cowen Prime Services LLC's most significant position changes for 2021-06-30: Sold out: Quotient Technology INC (QUOTUSD); Sold out: Pdf Solutions INC (PDFS); Sold out: Inovalon Holdings INC - A (INOV); Sold out: Vonage Holdings CORP (VG1EUR); Sold out: Iteris INC (ITIEUR).

Position changes disclosed by Cowen Prime Services LLC for the quarter ending 2021-06-30, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	QUOTUSD	Quotient Technology INC	—	EXIT	Sold out
2	PDFS	Pdf Solutions INC	—	EXIT	Sold out
3	INOV	Inovalon Holdings INC - A	—	EXIT	Sold out
4	VG1EUR	Vonage Holdings CORP	—	EXIT	Sold out
5	ITIEUR	Iteris INC	—	EXIT	Sold out
6	FRG1USD	Franchise Group INC	—	EXIT	Sold out
7	ASPN	Aspen Aerogels INC	—	EXIT	Sold out
8	✓	Luminex CORP	—	EXIT	Sold out
9	KRNT	Kornit Digital Ltd.	—	EXIT	Sold out
10	AXDX 2.5 03-15-23	Accelerate Diagnostics	—	EXIT	Sold out
11	LAB	Standard Biotools INC	—	EXIT	Sold out
12	GNMK	Genmark Diagnostics INC	—	EXIT	Sold out
13	SCOR1EUR	Comscore INC	—	EXIT	Sold out
14	NEPH	Nephros INC	—	EXIT	Sold out
15	RSSS	Research Solutions INC	—	EXIT	Sold out
16	DMRC	Digimarc Corporation	—	EXIT	Sold out
17	✓	Gty Technology Holdings INC	—	EXIT	Sold out
18	DDD	3d Systems CORP	—	EXIT	Sold out
19	BRK-B	Berkshire Hathaway Inc-cl B	—	EXIT	Sold out
20	JNJ	Johnson & Johnson	—	EXIT	Sold out
21	KKR	Kkr & Co INC	—	EXIT	Sold out
22	HLIT	Harmonic INC	—	EXIT	Sold out
23	✓	Htg Molecular Diagnostics In	—	EXIT	Sold out
24	✓	Gan LTD	—	EXIT	Sold out
25	TACT	Transact Technologies INC	—	EXIT	Sold out
26	AZNN	Astrazeneca Plc-spons Adr	—	EXIT	Sold out
27	PFE	Pfizer INC	—	EXIT	Sold out
28	VG 1.75 06-01-24	Vonage Holdings CORP	—	EXIT	Sold out
29	MTSI	Macom Technology Solutions H	—	EXIT	Sold out
30	APYX	Apyx Medical CORP	—	EXIT	Sold out
31	SBUX	Starbucks CORP	—	EXIT	Sold out
32	KOPN	Kopin CORP	—	EXIT	Sold out
33	PTC	Ptc INC	—	EXIT	Sold out
34	MSFT	Microsoft CORP	—	EXIT	Sold out
35	IFF	Intl Flavors & Fragrances	—	EXIT	Sold out
36	CCI	Crown Castle INC	—	EXIT	Sold out
37	EPD	Enterprise Products Partners	—	EXIT	Sold out
38	LDOS	Leidos Holdings INC	—	EXIT	Sold out
39	DOW	Dow INC	—	EXIT	Sold out
40	INFN 2.125 09-01-24	Infinera CORP	—	EXIT	Sold out
41	WEP	Magellan Midstream Partners	—	EXIT	Sold out
42	CEVA	Ceva INC	—	EXIT	Sold out
43	ADI	Analog Devices INC	—	EXIT	Sold out
44	6D8	Dupont De Nemours INC	—	EXIT	Sold out
45	APOEUR	Apollo Asset Management INC	—	EXIT	Sold out
46	RAH	Societal Cdmo INC	—	EXIT	Sold out
47	NEO	Neogenomics INC	—	EXIT	Sold out
48	RBBN	Ribbon Communications INC	—	EXIT	Sold out
49	✓	Orbital Energy Group Inc	—	EXIT	Sold out
50	GSIT	Gsi Technology INC	—	EXIT	Sold out

Filing History

Period	Filed	Type	EDGAR
2021-06-30	2021-07-16	13F-HR	View on EDGAR
2021-03-31	2021-04-27	13F-HR	View on EDGAR
2020-12-31	2021-01-27	13F-HR	View on EDGAR
2020-09-30	2020-10-29	13F-HR	View on EDGAR
2020-06-30	2020-07-29	13F-HR	View on EDGAR
2020-03-31	2020-04-28	13F-HR	View on EDGAR
2019-12-31	2020-02-04	13F-HR	View on EDGAR
2019-09-30	2019-11-06	13F-HR	View on EDGAR
2019-06-30	2019-07-31	13F-HR	View on EDGAR
2019-03-31	2019-05-01	Amendment	View on EDGAR
2019-03-31	2019-04-29	13F-HR	View on EDGAR
2018-12-31	2019-01-22	13F-HR	View on EDGAR
2018-09-30	2018-10-29	13F-HR	View on EDGAR
2018-06-30	2018-08-09	13F-HR	View on EDGAR
2018-03-31	2018-05-03	13F-HR	View on EDGAR
2017-12-31	2018-01-29	13F-HR	View on EDGAR
2017-09-30	2017-11-09	13F-HR	View on EDGAR
2017-06-30	2017-08-07	13F-HR	View on EDGAR
2017-03-31	2017-05-08	13F-HR	View on EDGAR
2016-12-31	2017-02-09	13F-HR	View on EDGAR
2016-09-30	2016-11-08	13F-HR	View on EDGAR
2016-06-30	2016-08-08	Amendment	View on EDGAR
2016-06-30	2016-08-05	13F-HR	View on EDGAR
2016-03-31	2016-05-09	13F-HR	View on EDGAR
2015-12-31	2016-02-09	13F-HR	View on EDGAR
2015-09-30	2015-11-12	13F-HR	View on EDGAR
2015-06-30	2015-08-10	13F-HR	View on EDGAR
2015-03-31	2015-05-13	13F-HR	View on EDGAR
2014-12-31	2015-02-11	13F-HR	View on EDGAR
2014-09-30	2014-11-12	13F-HR	View on EDGAR
2014-06-30	2014-08-08	13F-HR	View on EDGAR
2014-03-31	2014-05-13	13F-HR	View on EDGAR
2013-12-31	2014-02-13	13F-HR	View on EDGAR
2013-09-30	2013-11-12	13F-HR	View on EDGAR
2013-06-30	2013-08-05	13F-HR	View on EDGAR

FAQ

What is Cowen Prime Services LLC and what type of investor is it?

Cowen Prime Services LLC is a investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2021-06-30), the firm manages a tracked equity portfolio valued at approximately $275.7M, spread across 167 disclosed positions.

What are Cowen Prime Services LLC's largest equity positions?

Based on the latest 13F filing, Cowen Prime Services LLC's top holdings by market value are: 1. Pdf Solutions INC (PDFS) — $34.4M (12.5%) 2. Quotient Technology INC (QUOTUSD) — $31.6M (11.5%) 3. Aspen Aerogels INC (ASPN) — $13.7M (5.0%) 4. Vonage Holdings CORP (VG1EUR) — $13.6M (5.0%) 5. Inovalon Holdings INC - A (INOV) — $13.1M (4.8%)

What changes did Cowen Prime Services LLC make in its most recent portfolio filing?

In the latest quarter, Cowen Prime Services LLC took a more defensive posture — trimming 0 positions and completely exiting 50 holdings. The largest of these moves: Sold out: Quotient Technology INC (QUOTUSD); Sold out: Pdf Solutions INC (PDFS); Sold out: Inovalon Holdings INC - A (INOV); Sold out: Vonage Holdings CORP (VG1EUR); Sold out: Iteris INC (ITIEUR)

What sectors does Cowen Prime Services LLC focus on?

Cowen Prime Services LLC is concentrated in the following sectors based on its current disclosed equity portfolio: • Financials: 30.1% • Health Care: 26.8% • Information Technology: 24.7% • Consumer Discretionary: 11.1% • Industrials: 3.0% • Communication Services: 2.4%

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Cowen Prime Services LLC Holdings Report (13F Filings)

CIK: 0001543830

High-turnover traderSector-focused

Total reported value

$275.7M

Reporting period: 2021-06-30 · Number of holdings: 167

Cowen Prime Services LLC disclosed 167 holdings in its latest 13F filing for the period ending 2021-06-30, with total reported value of $275.7M and a quarterly turnover rate of 97.9%.

Browse other institutions with $100M to $1B AUM Browse other institutions starting with "C"

Personality snowflake

Concentration: 0
Portfolio Stability: 97.91
Momentum/Contrarian: 50
Sector conviction: 71.17
Diversification: 0
Sizing Uniformity: —

Position sizes vary widely across the portfolio (a coefficient of variation of 2.60), with a handful of outsized bets alongside many smaller positions.

No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.

Recent moves

Sold out QUOTUSD
Sold out PDFS
Sold out INOV
Sold out VG1EUR
Sold out ITIEUR
Sold out FRG1USD

Holdings Map

New buyAddUnchangedTrim

Top 10 holdings by weight

Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	PDFS	Pdf Solutions INC	Stock-Other	12.46%	-11.54%	EXIT
2	QUOTUSD	Quotient Technology INC	Stock-Other	11.47%	-17.90%	EXIT
3	ASPN	Aspen Aerogels INC	Stock-Other	4.98%	-3.00%	EXIT
4	VG1EUR	Vonage Holdings CORP	Stock-Other	4.95%	-4.43%	EXIT
5	INOV	Inovalon Holdings INC - A	Stock-Other	4.77%	-6.21%	EXIT
6	FRG1USD	Franchise Group INC	Stock-Other	3.98%	-3.66%	EXIT
7	ITIEUR	Iteris INC	Stock-Other	3.85%	-3.86%	EXIT
8	SCOR1EUR	Comscore INC	Stock-Other	2.97%	-1.58%	EXIT
9	✓	Gty Technology Holdings INC	Stock-Other	2.77%	-1.33%	EXIT
10	KRNT	Kornit Digital Ltd.	Stock-Other	2.34%	-1.95%	EXIT
11	RAH	Societal Cdmo INC	Stock-Other	2.32%	-0.50%	EXIT
12	NEPH	Nephros INC	Stock-Other	2.31%	-1.57%	EXIT
13	✓	Luminex CORP	Stock-Other	2.26%	-2.19%	EXIT
14	DMRC	Digimarc Corporation	Stock-Other	2.01%	-1.45%	EXIT
15	DDD	3d Systems CORP	Stock-Other	1.80%	-1.28%	EXIT
16	AXDX 2.5 03-15-23	Accelerate Diagnostics	Stock-Other	1.78%	-1.88%	EXIT
17	RSSS	Research Solutions INC	Stock-Other	1.45%	-1.45%	EXIT
18	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	1.33%	-1.27%	EXIT
19	TACT	Transact Technologies INC	Stock-Other	1.26%	-1.04%	EXIT
20	✓	Htg Molecular Diagnostics In	Stock-Other	1.20%	-1.08%	EXIT
21	APOEUR	Apollo Asset Management INC	Stock-Other	1.19%	-0.52%	EXIT
22	AZNN	Astrazeneca Plc-spons Adr	Stock-Other	1.17%	-1.01%	EXIT
23	HLIT	Harmonic INC	Stock-Other	1.14%	-1.08%	EXIT
24	KKR	Kkr & Co INC	Stock-Financials	1.11%	-1.09%	EXIT
25	JNJ	Johnson & Johnson	Stock-Healthcare	1.09%	-1.14%	EXIT
26	PFE	Pfizer INC	Stock-Healthcare	1.03%	-1.00%	EXIT
27	MTSI	Macom Technology Solutions H	Stock-Tech	0.99%	-0.94%	EXIT
28	VG 1.75 06-01-24	Vonage Holdings CORP	Stock-Energy	0.96%	-0.94%	EXIT
29	APYX	Apyx Medical CORP	Stock-Other	0.93%	-0.91%	EXIT
30	SBUX	Starbucks CORP	Stock-Consumer Disc	0.89%	-0.90%	EXIT
31	MSFT	Microsoft CORP	Stock-Tech	0.87%	-0.79%	EXIT
32	PTC	Ptc INC	Stock-Tech	0.81%	-0.82%	EXIT
33	IFF	Intl Flavors & Fragrances	Stock-Materials	0.75%	-0.73%	EXIT
34	CCI	Crown Castle INC	Stock-Real Estate	0.71%	-0.71%	EXIT
35	EPD	Enterprise Products Partners	Stock-Energy	0.65%	-0.62%	EXIT
36	WEP	Magellan Midstream Partners	Stock-Other	0.62%	-0.57%	EXIT
37	KOPN	Kopin CORP	Stock-Other	0.61%	-0.82%	EXIT
38	LDOS	Leidos Holdings INC	Stock-Tech	0.59%	-0.60%	EXIT
39	ADI	Analog Devices INC	Stock-Tech	0.58%	-0.54%	EXIT
40	INFN 2.125 09-01-24	Infinera CORP	Stock-Other	0.57%	-0.57%	EXIT
41	DOW	Dow INC	Stock-Materials	0.56%	-0.59%	EXIT
42	6D8	Dupont De Nemours INC	Stock-Other	0.50%	-0.52%	EXIT
43	✓	Gan LTD	Stock-Other	0.49%	-1.04%	EXIT
44	CEVA	Ceva INC	Stock-Other	0.44%	-0.55%	EXIT
45	NEO	Neogenomics INC	Stock-Healthcare	0.43%	-0.48%	EXIT
46	✓	Orbital Energy Group Inc	Stock-Other	0.41%	-0.41%	EXIT
47	RBBN	Ribbon Communications INC	Stock-Other	0.39%	-0.44%	EXIT
48	NEOG	Neogen CORP	Stock-Healthcare	0.35%	—	+100.00%
49	EXC	Exelon CORP	Stock-Utilities	0.34%	—	—
50	GSIT	Gsi Technology INC	Stock-Other	0.34%	-0.39%	EXIT

1–50 of 167

Portfolio Performance

Not enough priced holdings yet to compute performance

Reported value over time

Sector allocation

Sector allocation over time

Quarterly history

Period	Holdings	Total value	Stability	Top holdings
2021-06-30	167	$275.7M	98	1PDFS 2QUOTUSD 3ASPN Top holdings2021-06-30 1.PDFS 2.QUOTUSD 3.ASPN 4.VG1EUR 5.INOV 6.FRG1USD 7.ITIEUR 8.SCOR1EUR 9.362409 10.KRNT
2021-03-31	173	$264.4M	33	1QUOTUSD 2PDFS 3INOV Top holdings2021-03-31 1.QUOTUSD 2.PDFS 3.INOV 4.VG1EUR 5.ITIEUR 6.FRG1USD 7.ASPN 8.55027E 9.KRNT 10.AXDX 2.5 03-15-23
2020-12-31	172	$225.6M	33	1PDFS 2QUOTUSD3G3728V Top holdings2020-12-31 1.PDFS 2.QUOTUSD 3.G3728V 4.INOV 5.VG1EUR 6.ITIEUR 7.FRG1USD 8.ASPN 9.GNMK 10.DMRC
2020-09-30	179	$205.5M	22	1PDFS 2QUOTUSD 3INOV Top holdings2020-09-30 1.PDFS 2.QUOTUSD 3.INOV 4.VG1EUR 5.ITIEUR 6.ASPN 7.53261M 8.GNMK 9.G3728V 10.FRG1USD
2020-06-30	194	$212.0M	40	1PDFS 2QUOTUSD 3INOV Top holdings2020-06-30 1.PDFS 2.QUOTUSD 3.INOV 4.VG1EUR 5.ITIEUR 6.53261M 7.GNMK 8.55027E 9.ASPN 10.AXDX 2.5 03-15-23
2020-03-31	209	$163.8M	55	1PDFS 2QUOTUSD 3INOV Top holdings2020-03-31 1.PDFS 2.QUOTUSD 3.INOV 4.VG1EUR 5.ITIEUR 6.55027E 7.ASPN 8.INFN 2.125 09-01-24 9.53261M 10.RSSS
2019-12-31	179	$218.9M	32	1PDFS 2QUOTUSD 3INOV Top holdings2019-12-31 1.PDFS 2.QUOTUSD 3.INOV 4.ITIEUR 5.RUBIEUR 6.NEO 7.VG1EUR 8.LNWO 9.MOBL 10.ASPN
2019-09-30	163	$193.3M	22	1VG1EUR 2PDFS 3QUOTUSD Top holdings2019-09-30 1.VG1EUR 2.PDFS 3.QUOTUSD 4.INOV 5.MOBL 6.ITIEUR 7.RUBIEUR 8.NEO 9.DMRC 10.LNWO
2019-06-30	172	$207.0M	33	1QUOTUSD 2VG1EUR 3PDFS Top holdings2019-06-30 1.QUOTUSD 2.VG1EUR 3.PDFS 4.MOBL 5.INOV 6.EHTH 7.NEO 8.ITIEUR 9.DMRC 10.RUBIEUR
2019-03-31	167	$193.0M	34	1EHTH 2QUOTUSD 3VG1EUR Top holdings2019-03-31 1.EHTH 2.QUOTUSD 3.VG1EUR 4.NEO 5.PDFS 6.MOBL 7.INOV 8.CSLT1EUR 9.ITIEUR 10.5TC
2018-12-31	184	$166.0M	35	1EHTH 2QUOTUSD 3VG1EUR Top holdings2018-12-31 1.EHTH 2.QUOTUSD 3.VG1EUR 4.NEO 5.PDFS 6.MOBL 7.55027E 8.DD 9.CSLT1EUR 10.PFE
2018-09-30	198	$215.1M	27	1QUOTUSD 2EHTH 3NEO Top holdings2018-09-30 1.QUOTUSD 2.EHTH 3.NEO 4.55027E 5.DD 6.PDFS 7.CSLT1EUR 8.ASPN 9.MOBL 10.RBBN
2018-06-30	218	$203.0M	20	1QUOTUSD 2EHTH 3PDFS Top holdings2018-06-30 1.QUOTUSD 2.EHTH 3.PDFS 4.NEO 5.CSLT1EUR 6.55027E 7.DD 8.ASPN 9.VG1EUR 10.RBBN
2018-03-31	201	$180.3M	29	1QUOTUSD 2PDFS 3NEO Top holdings2018-03-31 1.QUOTUSD 2.PDFS 3.NEO 4.EHTH 5.DD 6.CSLT1EUR 7.DMRC 8.55027E 9.VG1EUR 10.75936P
2017-12-31	193	$205.2M	35	1PDFS 2QUOTUSD 3DMRC Top holdings2017-12-31 1.PDFS 2.QUOTUSD 3.DMRC 4.NEO 5.EHTH 6.DD 7.75936P 8.ITIEUR 9.CSLT1EUR 10.55027E
2017-09-30	178	$210.3M	35	1PDFS 2EHTH 3NEO Top holdings2017-09-30 1.PDFS 2.EHTH 3.NEO 4.QUOTUSD 5.DMRC 6.VG1EUR 7.835916 8.DD 9.75936P 10.PFE
2017-06-30	190	$217.2M	23	1PDFS 2DMRC 3NEO Top holdings2017-06-30 1.PDFS 2.DMRC 3.NEO 4.75936P 5.EHTH 6.001930 7.QUOTUSD 8.WIFI 9.VG1EUR 10.EXPE
2017-03-31	191	$194.4M	28	1PDFS 2DMRC 3NEO Top holdings2017-03-31 1.PDFS 2.DMRC 3.NEO 4.75936P 5.EHTH 6.001930 7.WIFI 8.VG1EUR 9.DOW 10.PFE
2016-12-31	183	$185.4M	40	1PDFS 2DMRC 3NEO Top holdings2016-12-31 1.PDFS 2.DMRC 3.NEO 4.WIFI 5.75936P 6.001930 7.EHTH 8.PFE 9.VG1EUR 10.55027E
2016-09-30	263	$220.2M	35	1PDFS 2DMRC 3WIFI Top holdings2016-09-30 1.PDFS 2.DMRC 3.WIFI 4.NEO 5.75936P 6.TEVA 7.001930 8.55027E 9.PFE 10.825211
2016-06-30	246	$205.9M	32	1PDFS 2DMRC375936P Top holdings2016-06-30 1.PDFS 2.DMRC 3.75936P 4.WIFI 5.NEO 6.TEVA 7.001930 8.PFE 9.536252 10.825211
2016-03-31	251	$215.7M	36	1DMRC 2PDFS375936P Top holdings2016-03-31 1.DMRC 2.PDFS 3.75936P 4.NEO 5.WIFI 6.536252 7.IMI 8.TEVA 9.001930 10.825211
2015-12-31	257	$226.6M	32	1DMRC 2PDFS375936P Top holdings2015-12-31 1.DMRC 2.PDFS 3.75936P 4.WIFI 5.536252 6.NEO 7.TEVA 8.PFE 9.IMI 10.001930
2015-09-30	268	$214.3M	45	1DMRC 2PDFS 3WIFI Top holdings2015-09-30 1.DMRC 2.PDFS 3.WIFI 4.75936P 5.536252 6.TEVA 7.NEO 8.81724Q 9.PFE 10.KHC
2015-06-30	276	$255.3M	38	1DMRC 2PDFS 3WIFI Top holdings2015-06-30 1.DMRC 2.PDFS 3.WIFI 4.536252 5.75936P 6.TEVA 7.81724Q 8.PFE 9.NEO 10.PDM
2015-03-31	323	$242.8M	34	1PDFS 2DMRC 3WIFI Top holdings2015-03-31 1.PDFS 2.DMRC 3.WIFI 4.536252 5.75936P 6.VTS 7.TEVA 8.PFE 9.KHC 10.81724Q
2014-12-31	342	$253.7M	28	1DMRC 2PDFS375936P Top holdings2014-12-31 1.DMRC 2.PDFS 3.75936P 4.536252 5.WIFI 6.PRGX 7.81724Q 8.TEVA 9.VTS 10.PFE
2014-09-30	320	$228.8M	33	1DMRC 2PDFS375936P Top holdings2014-09-30 1.DMRC 2.PDFS 3.75936P 4.536252 5.81724Q 6.WIFI 7.PRGX 8.TEVA 9.VTS 10.PFE
2014-06-30	274	$254.9M	30	1PDFS 2DMRC3536252 Top holdings2014-06-30 1.PDFS 2.DMRC 3.536252 4.75936P 5.PRGX 6.81724Q 7.WIFI 8.TEVA 9.TACT 10.PFE
2014-03-31	293	$264.2M	37	1DMRC 2PDFS3536252 Top holdings2014-03-31 1.DMRC 2.PDFS 3.536252 4.PRGX 5.00508B 6.75936P 7.81724Q 8.TACT 9.WIFI 10.TEVA
2013-12-31	319	$260.0M	36	1PDFS25362523DMRC Top holdings2013-12-31 1.PDFS 2.536252 3.DMRC 4.00508B 5.PRGX 6.75936P 7.TACT 8.PFE 9.WIFI 10.00430U
2013-09-30	287	$256.2M	30	1PDFS 2DMRC3536252 Top holdings2013-09-30 1.PDFS 2.DMRC 3.536252 4.TACT 5.PRGX 6.00430U 7.00508B 8.75936P 9.PFE 10.67623R
2013-06-30	285	$239.9M	0	1PDFS 2DMRC300430U Top holdings2013-06-30 1.PDFS 2.DMRC 3.00430U 4.536252 5.PRGX 6.TACT 7.75936P 8.PFE 9.VOD 10.KHC

Holding changes this quarter

Position changes disclosed by Cowen Prime Services LLC for the quarter ending 2021-06-30, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	QUOTUSD	Quotient Technology INC	—	EXIT	Sold out
2	PDFS	Pdf Solutions INC	—	EXIT	Sold out
3	INOV	Inovalon Holdings INC - A	—	EXIT	Sold out
4	VG1EUR	Vonage Holdings CORP	—	EXIT	Sold out
5	ITIEUR	Iteris INC	—	EXIT	Sold out
6	FRG1USD	Franchise Group INC	—	EXIT	Sold out
7	ASPN	Aspen Aerogels INC	—	EXIT	Sold out
8	✓	Luminex CORP	—	EXIT	Sold out
9	KRNT	Kornit Digital Ltd.	—	EXIT	Sold out
10	AXDX 2.5 03-15-23	Accelerate Diagnostics	—	EXIT	Sold out
11	LAB	Standard Biotools INC	—	EXIT	Sold out
12	GNMK	Genmark Diagnostics INC	—	EXIT	Sold out
13	SCOR1EUR	Comscore INC	—	EXIT	Sold out
14	NEPH	Nephros INC	—	EXIT	Sold out
15	RSSS	Research Solutions INC	—	EXIT	Sold out
16	DMRC	Digimarc Corporation	—	EXIT	Sold out
17	✓	Gty Technology Holdings INC	—	EXIT	Sold out
18	DDD	3d Systems CORP	—	EXIT	Sold out
19	BRK-B	Berkshire Hathaway Inc-cl B	—	EXIT	Sold out
20	JNJ	Johnson & Johnson	—	EXIT	Sold out
21	KKR	Kkr & Co INC	—	EXIT	Sold out
22	HLIT	Harmonic INC	—	EXIT	Sold out
23	✓	Htg Molecular Diagnostics In	—	EXIT	Sold out
24	✓	Gan LTD	—	EXIT	Sold out
25	TACT	Transact Technologies INC	—	EXIT	Sold out
26	AZNN	Astrazeneca Plc-spons Adr	—	EXIT	Sold out
27	PFE	Pfizer INC	—	EXIT	Sold out
28	VG 1.75 06-01-24	Vonage Holdings CORP	—	EXIT	Sold out
29	MTSI	Macom Technology Solutions H	—	EXIT	Sold out
30	APYX	Apyx Medical CORP	—	EXIT	Sold out
31	SBUX	Starbucks CORP	—	EXIT	Sold out
32	KOPN	Kopin CORP	—	EXIT	Sold out
33	PTC	Ptc INC	—	EXIT	Sold out
34	MSFT	Microsoft CORP	—	EXIT	Sold out
35	IFF	Intl Flavors & Fragrances	—	EXIT	Sold out
36	CCI	Crown Castle INC	—	EXIT	Sold out
37	EPD	Enterprise Products Partners	—	EXIT	Sold out
38	LDOS	Leidos Holdings INC	—	EXIT	Sold out
39	DOW	Dow INC	—	EXIT	Sold out
40	INFN 2.125 09-01-24	Infinera CORP	—	EXIT	Sold out
41	WEP	Magellan Midstream Partners	—	EXIT	Sold out
42	CEVA	Ceva INC	—	EXIT	Sold out
43	ADI	Analog Devices INC	—	EXIT	Sold out
44	6D8	Dupont De Nemours INC	—	EXIT	Sold out
45	APOEUR	Apollo Asset Management INC	—	EXIT	Sold out
46	RAH	Societal Cdmo INC	—	EXIT	Sold out
47	NEO	Neogenomics INC	—	EXIT	Sold out
48	RBBN	Ribbon Communications INC	—	EXIT	Sold out
49	✓	Orbital Energy Group Inc	—	EXIT	Sold out
50	GSIT	Gsi Technology INC	—	EXIT	Sold out

Filing History

Period	Filed	Type	EDGAR
2021-06-30	2021-07-16	13F-HR	View on EDGAR
2021-03-31	2021-04-27	13F-HR	View on EDGAR
2020-12-31	2021-01-27	13F-HR	View on EDGAR
2020-09-30	2020-10-29	13F-HR	View on EDGAR
2020-06-30	2020-07-29	13F-HR	View on EDGAR
2020-03-31	2020-04-28	13F-HR	View on EDGAR
2019-12-31	2020-02-04	13F-HR	View on EDGAR
2019-09-30	2019-11-06	13F-HR	View on EDGAR
2019-06-30	2019-07-31	13F-HR	View on EDGAR
2019-03-31	2019-05-01	Amendment	View on EDGAR
2019-03-31	2019-04-29	13F-HR	View on EDGAR
2018-12-31	2019-01-22	13F-HR	View on EDGAR
2018-09-30	2018-10-29	13F-HR	View on EDGAR
2018-06-30	2018-08-09	13F-HR	View on EDGAR
2018-03-31	2018-05-03	13F-HR	View on EDGAR
2017-12-31	2018-01-29	13F-HR	View on EDGAR
2017-09-30	2017-11-09	13F-HR	View on EDGAR
2017-06-30	2017-08-07	13F-HR	View on EDGAR
2017-03-31	2017-05-08	13F-HR	View on EDGAR
2016-12-31	2017-02-09	13F-HR	View on EDGAR
2016-09-30	2016-11-08	13F-HR	View on EDGAR
2016-06-30	2016-08-08	Amendment	View on EDGAR
2016-06-30	2016-08-05	13F-HR	View on EDGAR
2016-03-31	2016-05-09	13F-HR	View on EDGAR
2015-12-31	2016-02-09	13F-HR	View on EDGAR
2015-09-30	2015-11-12	13F-HR	View on EDGAR
2015-06-30	2015-08-10	13F-HR	View on EDGAR
2015-03-31	2015-05-13	13F-HR	View on EDGAR
2014-12-31	2015-02-11	13F-HR	View on EDGAR
2014-09-30	2014-11-12	13F-HR	View on EDGAR
2014-06-30	2014-08-08	13F-HR	View on EDGAR
2014-03-31	2014-05-13	13F-HR	View on EDGAR
2013-12-31	2014-02-13	13F-HR	View on EDGAR
2013-09-30	2013-11-12	13F-HR	View on EDGAR
2013-06-30	2013-08-05	13F-HR	View on EDGAR