CIK: 0002008851
Total reported value
$442.3M
Reporting period: 2026-03-31 · Number of holdings: 166
Capital Management Associates, Inc disclosed 166 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $442.3M and a quarterly turnover rate of 10.3%.
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Capital Management Associates, Inc's disclosed holdings carry a Herfindahl concentration index of 0.054 — mathematically equivalent to about 18 equally-sized positions, well below its 166 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.69), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 14% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim GIS
-46.5% -$6.5M
Add SPY
+10.3% $3.3M
Add HYS
+9.7% $1.1M
Trim IVV
-45.1% -$1.4M
Add CAT
+1.9% $1.1M
Add DIA
+10.4% $808.6K
Showing top 151 holdings (of 166 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 15.25% | +1.08% | +10.33% | |
| 2 | SCHB | Schwab US Broad Market ETF | ETF-Other | 10.13% | -0.19% | +0.34% | |
| 3 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 9.16% | — | +4.98% | |
| 4 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 5.18% | -0.20% | +0.17% | |
| 5 | SIVR | Abrdn Physical Silver Shares | ETF-Commodities | 4.42% | -0.15% | -10.69% | |
| 6 | HYS | Pimco 0-5 Year H/y CORP Bond | ETF-Corp Bonds | 3.42% | +0.32% | +9.71% | |
| 7 | AAPL | Apple INC | Stock-Tech | 3.14% | -0.15% | -0.09% | |
| 8 | DIA | Ss Spdr Dow Jones Indus Avg | ETF-Large Cap & Growth | 3.04% | +0.25% | +10.39% | |
| 9 | SGOL | Abrdn Physical Gold Shares | ETF-Commodities | 2.65% | — | -7.64% | |
| 10 | VB | Vanguard Small-cap ETF | ETF-Other | 2.48% | +0.12% | +1.18% | |
| 11 | CGBL | Cap Group Core Balanced | ETF-Other | 2.33% | +0.22% | +10.62% | |
| 12 | VBK | Vanguard Small-cap Grwth ETF | ETF-Other | 2.15% | — | -1.36% | |
| 13 | VUG | Vanguard Growth ETF | ETF-Other | 1.63% | -0.06% | +5.33% | |
| 14 | VO | Vanguard Mid-cap ETF | ETF-Other | 1.28% | -0.08% | -6.97% | |
| 15 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 1.18% | -0.07% | -7.60% | |
| 16 | MINT | Pimco Enhanced Short Maturit | ETF-Other | 1.17% | +0.23% | +20.74% | |
| 17 | CAT | Caterpillar INC | Stock-Industrials | 1.16% | +0.26% | +1.92% | |
| 18 | XEL | Xcel Energy INC | Stock-Utilities | 1.15% | +0.11% | +0.62% | |
| 19 | GIS | General Mills INC | Stock-Consumer Staples | 1.10% | -1.41% | -46.54% | |
| 20 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 1.05% | — | +9.49% | |
| 21 | MSFT | Microsoft CORP | Stock-Tech | 0.86% | -0.20% | +4.37% | |
| 22 | RUNN | Running Oak Efficient Gr ETF | ETF-Other | 0.83% | — | -1.31% | |
| 23 | CGUS | Cap Group Core Equity | ETF-Other | 0.81% | — | — | |
| 24 | ORCL | Oracle CORP | Stock-Tech | 0.67% | -0.19% | +1.77% | |
| 25 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.61% | +0.09% | -1.67% | |
| 26 | MUB | Ishares National Muni Bond E | ETF-Other | 0.61% | — | +0.77% | |
| 27 | DE | Deere & Co | Stock-Industrials | 0.60% | +0.12% | +0.32% | |
| 28 | VGT | Vanguard Info Tech ETF | ETF-Tech | 0.58% | — | +8.71% | |
| 29 | VNQ | Vanguard Real Estate ETF | ETF-Other | 0.51% | — | -1.67% | |
| 30 | PSA | Public Storage | Stock-Real Estate | 0.50% | — | +2.18% | |
| 31 | AMZN | Amazon.com INC | Stock-Consumer Disc | 0.49% | — | +1.39% | |
| 32 | VHT | Vanguard Health Care ETF | ETF-Other | 0.48% | +0.06% | +19.94% | |
| 33 | VIS | Vanguard Industrials ETF | ETF-Other | 0.46% | +0.06% | +8.61% | |
| 34 | VCR | Vanguard Consumer Discre ETF | ETF-Other | 0.46% | — | +10.16% | |
| 35 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.45% | -0.05% | +2.42% | |
| 36 | IJH | Ishares Core S&p Midcap ETF | ETF-Other | 0.43% | -0.05% | -13.07% | |
| 37 | MMM | 3m Co | Stock-Industrials | 0.42% | -0.05% | -2.75% | |
| 38 | UNH | Unitedhealth Group INC | Stock-Healthcare | 0.41% | -0.06% | +4.22% | |
| 39 | MRK | Merck & Co. INC. | Stock-Healthcare | 0.40% | +0.08% | +7.24% | |
| 40 | CGDV | Cap Group Dividend Value | ETF-Other | 0.40% | — | +7.71% | |
| 41 | VV | Vanguard Large-cap ETF | ETF-Other | 0.38% | — | — | |
| 42 | NVDA | Nvidia CORP | Stock-Tech | 0.37% | — | +3.32% | |
| 43 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 0.35% | -0.31% | -45.05% | |
| 44 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.35% | — | +22.27% | |
| 45 | SCHX | Schwab US Large-cap ETF | ETF-Other | 0.35% | — | +0.08% | |
| 46 | VTV | Vanguard Value ETF | ETF-Other | 0.34% | — | +0.13% | |
| 47 | EMR | Emerson Electric Co | Stock-Industrials | 0.33% | — | -0.93% | |
| 48 | ECL | Ecolab INC | Stock-Materials | 0.33% | — | -0.14% | |
| 49 | DRI | Darden Restaurants INC | Stock-Consumer Disc | 0.31% | — | +0.24% | |
| 50 | SCHZ | Schwab US Aggregate Bond ETF | ETF-Other | 0.31% | — | +0.69% |
Performance for Q3 2026
+2%
Performance Last 4 Quarters
+20%
Based on 90% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-03-31 | 166 | $442.3M | 10 | |
| 2025-12-31 | 171 | $452.3M | 30 | |
| 2025-09-30 | 153 | $370.0M | 58 | |
| 2025-06-30 | 124 | $315.7M | 0 | |
| 2025-03-31 | 129 | $441.6M | 0 | |
| 2024-12-31 | 104 | $266.8M | 0 | |
| 2024-09-30 | 108 | $244.8M | 0 | |
| 2024-06-30 | 79 | $165.2M | 0 | |
| 2024-03-31 | 91 | $135.8M | 0 | |
| 2023-12-31 | 83 | $169.8M | 0 |
Capital Management Associates, Inc's most significant position changes for 2026-03-31: New buy: Sonida Senior Living INC (SNDA); New buy: Ishares 0-1 Year Treasury Bo (SHV); Sold out: First Majestic Silver CORP (AG); New buy: Sandisk CORP (SNDK); Sold out: Mondelez International Inc-a (MDLZ).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | SPY | Ss Spdr S&p 500 ETF Trust-us | +1.1% | +10.33% | Add |
| 2 | HYS | Pimco 0-5 Year H/y CORP Bond | +0.3% | +9.71% | Add |
| 3 | CAT | Caterpillar INC | +0.3% | +1.92% | Add |
| 4 | DIA | Ss Spdr Dow Jones Indus Avg | +0.3% | +10.39% | Add |
| 5 | MINT | Pimco Enhanced Short Maturit | +0.2% | +20.74% | Add |
| 6 | CGBL | Cap Group Core Balanced | +0.2% | +10.62% | Add |
| 7 | DE | Deere & Co | +0.1% | +0.32% | Add |
| 8 | VB | Vanguard Small-cap ETF | +0.1% | +1.18% | Add |
| 9 | XEL | Xcel Energy INC | +0.1% | +0.62% | Add |
| 10 | JNJ | Johnson & Johnson | +0.1% | -1.67% | Trim |
| 11 | MRK | Merck & Co. INC. | +0.1% | +7.24% | Add |
| 12 | VOT | Vanguard Mid-cap Growth ETF | +0.1% | +40.31% | Add |
| 13 | VHT | Vanguard Health Care ETF | +0.1% | +19.94% | Add |
| 14 | VIS | Vanguard Industrials ETF | +0.1% | +8.61% | Add |
| 15 | META | Meta Platforms Inc-class A | -0.1% | +2.42% | Add |
| 16 | MMM | 3m Co | -0.1% | -2.75% | Trim |
| 17 | IJH | Ishares Core S&p Midcap ETF | -0.1% | -13.07% | Trim |
| 18 | VUG | Vanguard Growth ETF | -0.1% | +5.33% | Add |
| 19 | UNH | Unitedhealth Group INC | -0.1% | +4.22% | Add |
| 20 | EFA | Ishares Msci Eafe ETF | -0.1% | -36.06% | Trim |
| 21 | AGG | Ishares Core U.s. Aggregate | -0.1% | -7.60% | Trim |
| 22 | NNN | Nnn Reit INC | -0.1% | -31.22% | Trim |
| 23 | VO | Vanguard Mid-cap ETF | -0.1% | -6.97% | Trim |
| 24 | GOOG | Alphabet Inc-cl C | -0.1% | -21.28% | Trim |
| 25 | BSX | Boston Scientific CORP | -0.1% | — | Unchanged |
| 26 | SIVR | Abrdn Physical Silver Shares | -0.2% | -10.69% | Trim |
| 27 | AAPL | Apple INC | -0.2% | -0.09% | Trim |
| 28 | DAL | Delta Air Lines INC | -0.2% | -61.23% | Trim |
| 29 | SCHB | Schwab US Broad Market ETF | -0.2% | +0.34% | Add |
| 30 | ORCL | Oracle CORP | -0.2% | +1.77% | Add |
| 31 | QQQ | Invesco Qqq Trust Series 1 | -0.2% | +0.17% | Add |
| 32 | MSFT | Microsoft CORP | -0.2% | +4.37% | Add |
| 33 | IVV | Ishares Core S&p 500 ETF | -0.3% | -45.05% | Trim |
| 34 | GIS | General Mills INC | -1.4% | -46.54% | Trim |
| 35 | SNDA | Sonida Senior Living INC | — | NEW | New buy |
| 36 | SHV | Ishares 0-1 Year Treasury Bo | — | NEW | New buy |
| 37 | AG | First Majestic Silver CORP | — | EXIT | Sold out |
| 38 | SNDK | Sandisk CORP | — | NEW | New buy |
| 39 | MDLZ | Mondelez International Inc-a | — | EXIT | Sold out |
| 40 | IUSB | Ishr Cr Unvrse Usd Bd Etf-ui | — | EXIT | Sold out |
| 41 | TSM | Taiwan Semiconductor-sp Adr | — | NEW | New buy |
| 42 | IEFA | Ishares Core Msci Eafe ETF | — | EXIT | Sold out |
| 43 | GSLC | Goldman Activebeta US Lc ETF | — | EXIT | Sold out |
| 44 | COF | Capital One Financial CORP | — | EXIT | Sold out |
| 45 | ABBV | Abbvie INC | — | EXIT | Sold out |
| 46 | FWRG | First Watch Restaurant Group | — | EXIT | Sold out |
| 47 | MINN | Mairs & Power Mn Muni Bond | — | EXIT | Sold out |
| 48 | USHY | Ishares Broad Usd High Yield | — | EXIT | Sold out |
| 49 | EMB | Ishares Jp Morgan Usd Emergi | — | EXIT | Sold out |
| 50 | HON | Honeywell International INC | — | NEW | New buy |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-04-23 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-01-21 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-10-22 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-07-23 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-04-30 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-01-28 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-10-23 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-08-01 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-05-03 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-01-25 | 13F-HR | View on EDGAR |
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