CIK: 0002124549
Total reported value
$291.2M
Reporting period: 2026-03-31 · Number of holdings: 125
Capital Investment Management, Inc. disclosed 125 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $291.2M and a quarterly turnover rate of 11.5%.
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Capital Investment Management, Inc.'s disclosed holdings carry a Herfindahl concentration index of 0.043 — mathematically equivalent to about 23 equally-sized positions, well below its 125 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.10), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 7% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim VXUS
-7.4% -$1.4M
Add SPAB
+11.7% $1.7M
Trim SPDW
-9.7% -$1.2M
Trim VOO
+2.4% -$783.5K
Trim SPYM
+2.4% -$710.0K
Add IVV
+48.4% $1.1M
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 10.97% | -0.47% | +2.44% | |
| 2 | SPYM | Ste Str Spdr Pt S&p 500 ETF | ETF-Large Cap & Growth | 10.39% | -0.44% | +2.40% | |
| 3 | VXUS | Vanguard Total Intl Stock | ETF-Other | 8.67% | -0.66% | -7.39% | |
| 4 | SPAB | Ss Spdr P Agg Bond ETF | ETF-Other | 5.92% | +0.50% | +11.71% | |
| 5 | SPDW | Ste Str Spdr Pt Dw EU ETF | ETF-Other | 5.19% | -0.50% | -9.72% | |
| 6 | BNDX | Vanguard Total Intl Bond ETF | ETF-Other | 3.10% | +0.24% | +11.23% | |
| 7 | BSV | Vanguard Short-term Bond ETF | ETF-Other | 2.67% | +0.13% | +7.43% | |
| 8 | SPEM | State Street Sp Ptf Em ETF | ETF-Other | 2.60% | -0.26% | -7.75% | |
| 9 | SPTL | Ss Spdr Pf Lng Trm Tsy E-usd | ETF-Other | 1.60% | +0.15% | +13.04% | |
| 10 | DFUS | Dimensional US Eq Mkt ETF | ETF-Other | 1.59% | — | +7.83% | |
| 11 | IUSB | Ishr Cr Unvrse Usd Bd Etf-ui | ETF-Other | 1.53% | +0.11% | +10.52% | |
| 12 | VXF | Vanguard Extended Market ETF | ETF-Other | 1.47% | -0.10% | -3.12% | |
| 13 | TFI | Ss Spdr N Ice Muni Bond ETF | ETF-Other | 1.43% | +0.11% | +10.55% | |
| 14 | IVW | Ishares S&p 500 Growth ETF | ETF-Large Cap & Growth | 1.37% | -0.14% | +1.24% | |
| 15 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 1.31% | +0.37% | +48.41% | |
| 16 | VMBS | Vanguard Mortgage-backed Sec | ETF-Other | 1.30% | — | +3.57% | |
| 17 | BIV | Vanguard Intermediate-term B | ETF-Other | 1.30% | — | +6.52% | |
| 18 | BLV | Vanguard Long-term Bond ETF | ETF-Other | 1.25% | +0.06% | +8.16% | |
| 19 | IVE | Ishares S&p 500 Value ETF | ETF-Large Cap & Growth | 1.21% | -0.18% | -11.24% | |
| 20 | SPMD | Ss Spdr P S&p 400 Midcap ETF | ETF-Other | 1.11% | — | +2.84% | |
| 21 | SPSM | Ss Spdr P S&p 600 Small Cap | ETF-Small Cap | 1.10% | — | +1.91% | |
| 22 | CGHM | Cap Group Muni High-income | ETF-Other | 1.00% | +0.12% | +15.89% | |
| 23 | CGMU | Cap Group Municipal Income | ETF-Other | 0.98% | +0.09% | +13.28% | |
| 24 | IWB | Ishares Russell 1000 ETF | ETF-Other | 0.91% | — | -1.79% | |
| 25 | IEMG | Ishares Core Msci Emerging | ETF-Emerging Markets | 0.88% | — | -7.71% | |
| 26 | GWX | State Street Spdr S&p Intern | ETF-Other | 0.87% | -0.13% | -14.00% | |
| 27 | EMHC | Ss Spdr Bb Em Usd Bond ETF | ETF-Other | 0.82% | — | +8.30% | |
| 28 | CERY | Ss Spdr Bbg En Ry Cm St N-ui | ETF-Other | 0.82% | +0.15% | +0.10% | |
| 29 | DYNF | Ishrs US E F R A Etf-usd INC | ETF-Other | 0.79% | -0.22% | -16.23% | |
| 30 | CGDV | Cap Group Dividend Value | ETF-Other | 0.76% | — | +10.92% | |
| 31 | SRLN | Ss Blackstone Sr Loan ETF | ETF-Other | 0.76% | +0.09% | +17.73% | |
| 32 | BND | Vanguard Total Bond Market | ETF-Other | 0.75% | +0.10% | +18.74% | |
| 33 | CGUS | Cap Group Core Equity | ETF-Other | 0.74% | +0.06% | +15.52% | |
| 34 | RWO | State Street Spdr Dow Jones | ETF-Other | 0.73% | — | +2.57% | |
| 35 | AAPL | Apple INC | Stock-Tech | 0.71% | — | +6.83% | |
| 36 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 0.70% | — | +3.95% | |
| 37 | DFAC | Dimensional US Core Equity 2 | ETF-Other | 0.69% | — | -0.52% | |
| 38 | CGGE | Cap Group Global Eq | ETF-Other | 0.68% | — | +14.99% | |
| 39 | NVDA | Nvidia CORP | Stock-Tech | 0.67% | — | +11.44% | |
| 40 | EFV | Ishares Msci Eafe Value ETF | ETF-Other | 0.65% | — | +3.44% | |
| 41 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.64% | — | +1.66% | |
| 42 | MSFT | Microsoft CORP | Stock-Tech | 0.63% | -0.15% | +7.48% | |
| 43 | IEFA | Ishares Core Msci Eafe ETF | ETF-Other | 0.61% | +0.13% | +29.11% | |
| 44 | TLH | Ishares 10-20 Year Treasury | ETF-Gov Bonds | 0.56% | — | +11.54% | |
| 45 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.54% | — | +7.86% | |
| 46 | MBB | Ishares Mbs ETF | ETF-Other | 0.50% | — | +12.61% | |
| 47 | QUAL | Ishares Msci USA Quality Fac | ETF-Other | 0.47% | — | +6.39% | |
| 48 | GOVT | Ishares US Treasury Bond ETF | ETF-Gov Bonds | 0.44% | +0.44% | NEW | |
| 49 | EFG | Ishares Msci Eafe Growth ETF | ETF-Other | 0.44% | +0.44% | NEW | |
| 50 | CGDG | Cap Group Dividend Growers | ETF-Other | 0.42% | — | +12.98% |
Performance for Q3 2026
+2%
Performance Last 4 Quarters
+4.2%
Based on 5 months of available history
Based on 79% of reported portfolio value with available pricing
Capital Investment Management, Inc.'s most significant position changes for 2026-03-31: Sold out: Ishares S&p 100 ETF (OEF); New buy: Ishares US Treasury Bond ETF (GOVT); New buy: Ishares Msci Eafe Growth ETF (EFG); New buy: Ishares Lrg Cp Cr Act Etf-ui (BLCR); New buy: Ishares Def Industrials Act (IDEF).
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-04-23 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-04-10 | 13F-HR | View on EDGAR |
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