CIK: 0000791490
Total reported value
$1.0B
Reporting period: 2026-03-31 · Number of holdings: 293
CARRET ASSET MANAGEMENT, LLC disclosed 293 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $1.0B and a quarterly turnover rate of 11.7%.
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Carret Asset Management, LLC's disclosed holdings carry a Herfindahl concentration index of 0.019 — mathematically equivalent to about 52 equally-sized positions, well below its 293 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.16), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Trim MSFT
-0.8% -$13.3M
Trim ORCL
-2.8% -$5.8M
Add CVX
-5.7% $4.0M
Add JNJ
-0.2% $3.0M
Trim GOOG
-1.2% -$5.0M
Trim AAPL
-0.1% -$5.8M
Showing top 200 holdings (of 293 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | AAPL | Apple INC | Stock-Tech | 7.91% | -0.31% | -0.08% | |
| 2 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 4.62% | -0.34% | -1.17% | |
| 3 | ✓ | J P Morgan Chase And Co | Stock-Other | 4.17% | -0.27% | -0.31% | |
| 4 | MSFT | Microsoft CORP | Stock-Tech | 4.09% | -1.14% | -0.84% | |
| 5 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 3.08% | -0.20% | -0.87% | |
| 6 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 2.77% | -0.08% | -0.95% | |
| 7 | PEN | Penumbra INC | Stock-Healthcare | 2.31% | +0.19% | — | |
| 8 | JNJ | Johnson & Johnson | Stock-Healthcare | 1.95% | +0.35% | -0.23% | |
| 9 | CVX | Chevron CORP | Stock-Energy | 1.77% | +0.43% | -5.67% | |
| 10 | ORCL | Oracle CORP | Stock-Tech | 1.55% | -0.50% | -2.82% | |
| 11 | AXP | American Express Co | Stock-Financials | 1.55% | -0.29% | -0.16% | |
| 12 | LRCX | Lam Research CORP | Stock-Tech | 1.50% | +0.23% | -7.65% | |
| 13 | AMZN | Amazon.com INC | Stock-Consumer Disc | 1.41% | -0.10% | +0.19% | |
| 14 | ✓ | Cisco Systems, Inc. | Stock-Other | 1.39% | — | -0.61% | |
| 15 | WMT | Walmart INC | Stock-Consumer Staples | 1.38% | +0.16% | -1.76% | |
| 16 | NVDA | Nvidia CORP | Stock-Tech | 1.32% | — | +4.94% | |
| 17 | META | Meta Platforms Inc-class A | Stock-Comm Services | 1.29% | -0.13% | +1.89% | |
| 18 | PH | Parker Hannifin CORP | Stock-Industrials | 1.27% | — | -0.07% | |
| 19 | GS | Goldman Sachs Group INC | Stock-Financials | 1.18% | — | — | |
| 20 | AMAT | Applied Materials INC | Stock-Tech | 1.11% | +0.27% | -3.10% | |
| 21 | ABBV | Abbvie INC | Stock-Healthcare | 1.06% | -0.02% | -0.09% | |
| 22 | BRK-A | Berkshire Hathaway Inc-cl A | Stock-Other | 1.05% | -0.02% | — | |
| 23 | ✓ | Eaton Corporation plc | Stock-Other | 1.01% | +0.14% | +0.84% | |
| 24 | TRV | Travelers Cos Inc/the | Stock-Financials | 1.01% | — | -0.07% | |
| 25 | PEP | Pepsico INC | Stock-Consumer Staples | 0.94% | +0.10% | +0.16% | |
| 26 | MRK | Merck & Co. INC. | Stock-Healthcare | 0.93% | +0.12% | -3.02% | |
| 27 | IWM | Ishares Russell 2000 ETF | ETF-Small Cap | 0.92% | — | -1.12% | |
| 28 | GLW | Corning INC | Stock-Tech | 0.86% | +0.29% | -5.22% | |
| 29 | ALL | Allstate CORP | Stock-Financials | 0.85% | — | +0.06% | |
| 30 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.83% | — | +2.14% | |
| 31 | AEP | American Electric Power | Stock-Utilities | 0.80% | +0.11% | -0.04% | |
| 32 | HIG | Hartford Insurance Group INC | Stock-Financials | 0.80% | — | -0.43% | |
| 33 | OEF | Ishares S&p 100 ETF | ETF-Other | 0.79% | -0.04% | -0.09% | |
| 34 | WELL | Welltower INC | Stock-Real Estate | 0.78% | — | +0.19% | |
| 35 | AVGO | Broadcom INC | Stock-Tech | 0.76% | -0.08% | -2.34% | |
| 36 | FDX | Fedex CORP | Stock-Industrials | 0.75% | +0.14% | -2.87% | |
| 37 | DVY | Ishares Select Dividend ETF | ETF-Other | 0.73% | +0.08% | +1.38% | |
| 38 | IWR | Ishares Russell Mid-cap ETF | ETF-Other | 0.69% | — | +0.83% | |
| 39 | SO | Southern Co/the | Stock-Utilities | 0.68% | +0.09% | -0.07% | |
| 40 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.66% | — | +0.24% | |
| 41 | V | Visa Inc-class A Shares | Stock-Financials | 0.63% | -0.09% | -2.41% | |
| 42 | LHX | L3harris Technologies INC | Stock-Industrials | 0.62% | +0.11% | -0.35% | |
| 43 | PGR | Progressive CORP | Stock-Financials | 0.60% | -0.04% | +4.75% | |
| 44 | ✓ | Novartis AG | Stock-Other | 0.59% | +0.07% | -0.27% | |
| 45 | ✓ | Exxon Mobil Corporation | Stock-Other | 0.58% | +0.16% | -5.11% | |
| 46 | DIS | Walt Disney Co/the | Stock-Comm Services | 0.58% | -0.10% | -1.79% | |
| 47 | HCA | Hca Healthcare INC | Stock-Healthcare | 0.56% | — | -0.09% | |
| 48 | MS | Morgan Stanley | Stock-Financials | 0.56% | — | +0.04% | |
| 49 | PNC | Pnc Financial Services Group | Stock-Financials | 0.54% | — | +0.71% | |
| 50 | IVW | Ishares S&p 500 Growth ETF | ETF-Large Cap & Growth | 0.54% | -0.03% | -1.17% |
Performance for Q3 2026
+3.9%
Performance Last 4 Quarters
+29.2%
Based on 72% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-03-31 | 293 | $1.0B | 12 | |
| 2025-12-31 | 295 | $1.1B | 10 | |
| 2025-09-30 | 287 | $1.0B | 20 | |
| 2025-06-30 | 279 | $936.0M | 0 | |
| 2025-03-31 | 275 | $885.2M | 100 | |
| 2024-12-31 | 283 | $913.0M | 0 | |
| 2024-09-30 | 286 | $921.8M | 0 | |
| 2024-06-30 | 276 | $856.7M | 0 | |
| 2024-03-31 | 279 | $849.1M | 0 | |
| 2023-12-31 | 278 | $785.1M | 0 | |
| 2023-09-30 | 273 | $717.5M | 0 | |
| 2023-06-30 | 275 | $754.3M | 0 | |
| 2023-03-31 | 271 | $719.9M | 0 | |
| 2022-12-31 | 275 | $723.6M | 0 | |
| 2022-09-30 | 271 | $670.2M | 0 | |
| 2022-06-30 | 278 | $720.9M | 0 | |
| 2022-03-31 | 297 | $873.5M | 0 | |
| 2021-12-31 | 297 | $903.3M | 0 | |
| 2021-09-30 | 296 | $838.1M | 0 | |
| 2021-06-30 | 298 | $854.5M | 0 | |
| 2021-03-31 | 285 | $806.2M | 96 | |
| 2020-12-31 | 275 | $742.7M | 15 | |
| 2020-09-30 | 260 | $661.4M | 13 | |
| 2020-06-30 | 253 | $616.5M | 18 | |
| 2020-03-31 | 233 | $521.0M | 28 | |
| 2019-12-31 | 272 | $685.6M | 11 | |
| 2019-09-30 | 266 | $630.2M | 10 | |
| 2019-06-30 | 272 | $629.5M | 11 | |
| 2019-03-31 | 265 | $613.0M | 13 | |
| 2018-12-31 | 258 | $555.2M | 18 | |
| 2018-09-30 | 271 | $649.6M | 9 | |
| 2018-06-30 | 264 | $612.0M | 9 | |
| 2018-03-31 | 261 | $607.8M | 12 | |
| 2017-12-31 | 263 | $642.9M | 10 | |
| 2017-09-30 | 256 | $619.5M | 11 | |
| 2017-06-30 | 251 | $595.8M | 10 | |
| 2017-03-31 | 245 | $557.2M | 10 | |
| 2016-12-31 | 243 | $527.8M | 12 | |
| 2016-09-30 | 251 | $534.6M | 11 | |
| 2016-06-30 | 246 | $517.4M | 14 | |
| 2016-03-31 | 238 | $471.1M | 10 | |
| 2015-12-31 | 236 | $468.6M | 11 | |
| 2015-09-30 | 243 | $458.4M | 17 | |
| 2015-06-30 | 258 | $503.4M | 8 | |
| 2015-03-31 | 265 | $514.7M | 8 | |
| 2014-12-31 | 271 | $528.4M | 11 | |
| 2014-09-30 | 267 | $515.1M | 8 | |
| 2014-06-30 | 274 | $522.3M | 11 | |
| 2014-03-31 | 269 | $500.9M | 12 | |
| 2013-12-31 | 266 | $489.4M | 12 | |
| 2013-09-30 | 259 | $450.6M | 20 | |
| 2013-06-30 | 320 | $481.4M | 100 |
Carret Asset Management, LLC's most significant position changes for 2026-03-31: New buy: Alerus Financial CORP (ALRS); Sold out: Qnity Electronics INC (Q); Trim: Microsoft CORP (MSFT) — shares -0.84%; Trim: Oracle CORP (ORCL) — shares -2.82%; Trim: Chevron CORP (CVX) — shares -5.67%.
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | CVX | Chevron CORP | +0.4% | -5.67% | Trim |
| 2 | JNJ | Johnson & Johnson | +0.4% | -0.23% | Trim |
| 3 | GLW | Corning INC | +0.3% | -5.22% | Trim |
| 4 | AMAT | Applied Materials INC | +0.3% | -3.10% | Trim |
| 5 | LRCX | Lam Research CORP | +0.2% | -7.65% | Trim |
| 6 | PEN | Penumbra INC | +0.2% | — | Unchanged |
| 7 | ✓ | Exxon Mobil Corporation | +0.2% | -5.11% | Trim |
| 8 | WMT | Walmart INC | +0.2% | -1.76% | Trim |
| 9 | FDX | Fedex CORP | +0.1% | -2.87% | Trim |
| 10 | ✓ | Eaton Corporation plc | +0.1% | +0.84% | Add |
| 11 | MRK | Merck & Co. INC. | +0.1% | -3.02% | Trim |
| 12 | AEP | American Electric Power | +0.1% | -0.04% | Trim |
| 13 | LHX | L3harris Technologies INC | +0.1% | -0.35% | Trim |
| 14 | GE | General Electric | +0.1% | +94.81% | Add |
| 15 | PEP | Pepsico INC | +0.1% | +0.16% | Add |
| 16 | TGT | Target CORP | +0.1% | -4.65% | Trim |
| 17 | SO | Southern Co/the | +0.1% | -0.07% | Trim |
| 18 | VZ | Verizon Communications INC | +0.1% | -0.98% | Trim |
| 19 | DVY | Ishares Select Dividend ETF | +0.1% | +1.38% | Add |
| 20 | PSX | Phillips 66 | +0.1% | — | Unchanged |
| 21 | DE | Deere & Co | +0.1% | -2.28% | Trim |
| 22 | ✓ | Novartis AG | +0.1% | -0.27% | Trim |
| 23 | ABBV | Abbvie INC | 0% | -0.09% | Trim |
| 24 | BRK-A | Berkshire Hathaway Inc-cl A | 0% | — | Unchanged |
| 25 | IVW | Ishares S&p 500 Growth ETF | 0% | -1.17% | Trim |
| 26 | OEF | Ishares S&p 100 ETF | 0% | -0.09% | Trim |
| 27 | PGR | Progressive CORP | 0% | +4.75% | Add |
| 28 | MA | Mastercard INC - A | -0.1% | — | Unchanged |
| 29 | BAC | Bank Of America CORP | -0.1% | -0.09% | Trim |
| 30 | UNH | Unitedhealth Group INC | -0.1% | -9.63% | Trim |
| 31 | TMO | Thermo Fisher Scientific INC | -0.1% | -1.90% | Trim |
| 32 | LLY | Eli Lilly & Co | -0.1% | -1.02% | Trim |
| 33 | BRK-B | Berkshire Hathaway Inc-cl B | -0.1% | -0.95% | Trim |
| 34 | AVGO | Broadcom INC | -0.1% | -2.34% | Trim |
| 35 | V | Visa Inc-class A Shares | -0.1% | -2.41% | Trim |
| 36 | ABT | Abbott Laboratories | -0.1% | -0.31% | Trim |
| 37 | IBM | Intl Business Machines CORP | -0.1% | -1.27% | Trim |
| 38 | AMZN | Amazon.com INC | -0.1% | +0.19% | Add |
| 39 | DIS | Walt Disney Co/the | -0.1% | -1.79% | Trim |
| 40 | META | Meta Platforms Inc-class A | -0.1% | +1.89% | Add |
| 41 | GOOGL | Alphabet Inc-cl A | -0.2% | -0.87% | Trim |
| 42 | BX | Blackstone INC | -0.2% | -17.94% | Trim |
| 43 | ✓ | J P Morgan Chase And Co | -0.3% | -0.31% | Trim |
| 44 | AXP | American Express Co | -0.3% | -0.16% | Trim |
| 45 | AAPL | Apple INC | -0.3% | -0.08% | Trim |
| 46 | GOOG | Alphabet Inc-cl C | -0.3% | -1.17% | Trim |
| 47 | ORCL | Oracle CORP | -0.5% | -2.82% | Trim |
| 48 | MSFT | Microsoft CORP | -1.1% | -0.84% | Trim |
| 49 | ALRS | Alerus Financial CORP | — | NEW | New buy |
| 50 | Q | Qnity Electronics INC | — | EXIT | Sold out |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-05-15 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-02-17 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-11-13 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-08-04 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-04-22 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-02-10 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-10-24 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-08-01 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-04-19 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-02-02 | 13F-HR | View on EDGAR |
| 2023-09-30 | 2023-10-12 | 13F-HR | View on EDGAR |
| 2023-06-30 | 2023-07-25 | 13F-HR | View on EDGAR |
| 2023-03-31 | 2023-05-11 | 13F-HR | View on EDGAR |
| 2022-12-31 | 2023-01-10 | 13F-HR | View on EDGAR |
| 2022-09-30 | 2022-11-14 | Amendment | View on EDGAR |
| 2022-09-30 | 2022-10-11 | 13F-HR | View on EDGAR |
| 2022-06-30 | 2022-08-04 | 13F-HR | View on EDGAR |
| 2022-03-31 | 2022-04-13 | 13F-HR | View on EDGAR |
| 2021-12-31 | 2022-01-10 | 13F-HR | View on EDGAR |
| 2021-09-30 | 2021-10-27 | 13F-HR | View on EDGAR |
| 2021-06-30 | 2021-07-14 | 13F-HR | View on EDGAR |
| 2021-03-31 | 2021-07-14 | 13F-HR | View on EDGAR |
| 2020-12-31 | 2021-03-16 | 13F-HR | View on EDGAR |
| 2020-09-30 | 2020-11-16 | 13F-HR | View on EDGAR |
| 2020-06-30 | 2020-08-12 | 13F-HR | View on EDGAR |
| 2020-03-31 | 2020-05-18 | 13F-HR | View on EDGAR |
| 2019-12-31 | 2020-02-13 | 13F-HR | View on EDGAR |
| 2019-09-30 | 2019-11-13 | 13F-HR | View on EDGAR |
| 2019-06-30 | 2019-08-12 | 13F-HR | View on EDGAR |
| 2019-03-31 | 2019-05-15 | 13F-HR | View on EDGAR |
| 2018-12-31 | 2019-02-13 | 13F-HR | View on EDGAR |
| 2018-09-30 | 2018-11-13 | 13F-HR | View on EDGAR |
| 2018-06-30 | 2018-08-08 | 13F-HR | View on EDGAR |
| 2018-03-31 | 2018-05-14 | 13F-HR | View on EDGAR |
| 2017-12-31 | 2018-02-13 | 13F-HR | View on EDGAR |
| 2017-09-30 | 2017-11-14 | 13F-HR | View on EDGAR |
| 2017-06-30 | 2017-08-15 | 13F-HR | View on EDGAR |
| 2017-03-31 | 2017-05-09 | 13F-HR | View on EDGAR |
| 2016-12-31 | 2017-02-16 | 13F-HR | View on EDGAR |
| 2016-09-30 | 2016-11-10 | 13F-HR | View on EDGAR |
| 2016-06-30 | 2016-08-10 | 13F-HR | View on EDGAR |
| 2016-03-31 | 2016-05-17 | 13F-HR | View on EDGAR |
| 2015-12-31 | 2016-02-05 | 13F-HR | View on EDGAR |
| 2015-09-30 | 2015-11-16 | 13F-HR | View on EDGAR |
| 2015-06-30 | 2015-08-12 | 13F-HR | View on EDGAR |
| 2015-03-31 | 2015-05-11 | 13F-HR | View on EDGAR |
| 2014-12-31 | 2015-02-19 | 13F-HR | View on EDGAR |
| 2014-09-30 | 2014-11-12 | 13F-HR | View on EDGAR |
| 2014-06-30 | 2014-08-14 | 13F-HR | View on EDGAR |
| 2014-03-31 | 2014-05-15 | 13F-HR | View on EDGAR |
| 2013-12-31 | 2014-02-14 | 13F-HR | View on EDGAR |
| 2013-09-30 | 2013-11-14 | 13F-HR | View on EDGAR |
| 2013-06-30 | 2013-08-15 | 13F-HR | View on EDGAR |
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