Vivaldi Capital Management LP — Q3 2020 13F 持股

Name: Vivaldi Capital Management LP — 13F Holdings, Q3 2020
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001682021

申报总市值

US$7.2亿

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本季完整持股清单

仅显示前 200 大持股（共 281 只）

#	代码	标的名称	资产子类别	占比	占比变动	持仓量变化
1	SCHO	Schwab Short-term US Treas	ETF-其他	6.31%	—	-8.33%
2	SHY	Ishares 1-3 Year Treasury Bo	ETF-政府公债	6.22%	—	-10.42%
3	FINS	Angel Oak Financ Strat INC	股票-其他	4.45%	—	-53.94%
4	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-大型股与成长	3.82%	-0.08%	-6.32%
5	SPDW	Ste Str Spdr Pt Dw EU ETF	ETF-其他	3.75%	+0.59%	+1.12%
6	SPYM	Ste Str Spdr Pt S&p 500 ETF	ETF-大型股与成长	3.39%	+0.18%	-0.43%
7	XMUIX	Blackrock Municipal Income	股票-其他	1.92%	—	-12.88%
8	MYI	Blackrock Muniyield Qlty Iii	股票-其他	1.82%	—	-13.04%
9	AAPL	Apple INC	股票-科技	1.78%	-0.41%	+271.89%
10	IVV	Ishares Core S&p 500 ETF	ETF-大型股与成长	1.71%	—	-1.47%
11	AFB	Allianceberstein Ntl Muni	股票-其他	1.45%	—	-11.42%
12	SUB	Ishares Short-term National	ETF-其他	1.43%	—	—
13	EFA	Ishares Msci Eafe ETF	ETF-其他	1.40%	—	-2.07%
14	VTI	Vanguard Total Stock Mkt ETF	ETF-其他	1.39%	-0.06%	-5.73%
15	KTF	Dws Municipal Income Trust	股票-其他	1.34%	—	-10.57%
16	SPSM	Ss Spdr P S&p 600 Small Cap	ETF-中小型股	1.29%	+0.17%	-1.35%
17	SPEM	State Street Sp Ptf Em ETF	ETF-其他	1.27%	+0.15%	+0.21%
18	SPMD	Ss Spdr P S&p 400 Midcap ETF	ETF-其他	1.20%	+0.17%	-1.15%
19	NAD	Nuveen Quality Municipal INC	股票-其他	1.14%	—	-14.36%
20	XNEAX	Nuveen Amt-fr Qlty Muni INC	股票-其他	1.13%	—	-14.74%
21	ISD	Pgim High Yield Bond Fund	股票-其他	1.11%	—	-8.89%
22	VEA	Vanguard Ftse Developed ETF	ETF-其他	1.08%	—	-1.78%
23	XEVVX	Eaton Vance LTD Durat INC	股票-其他	0.99%	—	-9.35%
24	FPA	First Trust Asia Pac Ex-japn	ETF-其他	0.96%	—	-0.89%
25	VVR	Invesco Senior Income Trust	股票-其他	0.93%	—	-8.32%
26	SCHB	Schwab US Broad Market ETF	ETF-其他	0.93%	—	-11.49%
27	IAUUSD	Ishares Gold Trust	ETF-避险与商品	0.91%	—	+54.58%
28	JFR	Nuveen Floating Rate Income	股票-其他	0.87%	—	-11.03%
29	TSLA	Tesla INC	股票-周期性消费	0.84%	-0.21%	+285.64%
30	MSFT	Microsoft CORP	股票-科技	0.81%	-0.31%	+4.49%
31	VOO	Vanguard S&p 500 ETF	ETF-大型股与成长	0.81%	—	-1.80%
32	GHY	Pgim Global High Yield Fund	股票-其他	0.78%	—	-8.85%
33	VWO	Vanguard Ftse Emerging Marke	ETF-新兴市场	0.76%	—	-4.30%
34	SCHX	Schwab US Large-cap ETF	ETF-其他	0.72%	-0.03%	-0.71%
35	ACWI	Ishares Msci Acwi ETF	ETF-其他	0.71%	—	-14.06%
36	DVY	Ishares Select Dividend ETF	ETF-其他	0.69%	+0.08%	-6.46%
37	SCHF	Schwab Intl Equity ETF	ETF-其他	0.68%	+0.09%	+2.84%
38	VO	Vanguard Mid-cap ETF	ETF-其他	0.67%	—	-2.81%
39	IQI	Invesco Quality Muni INC Tr	股票-其他	0.66%	—	-14.72%
40	IIM	Invesco Value Municipal Inco	股票-其他	0.66%	—	-14.82%
41	ITOT	Ishares Core S&p Total U.s.	ETF-其他	0.64%	—	+75.47%
42	LYFT	Lyft Inc-a	股票-科技	0.60%	—	—
43	XAWFX	Alliancebernstein Gl Hi INC	股票-其他	0.60%	—	-8.46%
44	SMHC	VanEck China Semiconductor ETF	ETF-新兴市场	0.58%	—	-9.06%
45	PG	Procter & Gamble Co/the	股票-非周期性消费	0.58%	—	-0.43%
46	TDF	Templeton Dragon Fund, Inc.	股票-其他	0.55%	—	-8.32%
47	JPM	Jpmorgan Chase & Co	股票-金融	0.55%	—	-3.04%
48	XEFRX	Eaton Vance Sr Fltg Rate Tr	股票-其他	0.54%	—	-9.57%
49	IJH	Ishares Core S&p Midcap ETF	ETF-其他	0.53%	—	-0.24%
50	XRSFX	Rivernorth Capital & Income	股票-其他	0.53%	—	-7.25%

1–50 of 200

本季持股变动

Vivaldi Capital Management LP 于截至 Q3 2020 该季申报之持仓异动，含代码、发行人、权重变化、股数变化与操作类型
#	代码	标的名称	占比变动	持仓量变化	异动类型
1	SPDW	Ste Str Spdr Pt Dw EU ETF	+0.5%	+1.12%	加仓
2	SPYM	Ste Str Spdr Pt S&p 500 ETF	+0.4%	-0.43%	减仓
3	IAUUSD	Ishares Gold Trust	+0.4%	+54.58%	加仓
4	ITOT	Ishares Core S&p Total U.s.	+0.3%	+75.47%	加仓
5	SPEM	State Street Sp Ptf Em ETF	+0.2%	+0.21%	加仓
6	GOOG	Alphabet Inc-cl C	+0.2%	+13.57%	加仓
7	LYFT	Lyft Inc-a	+0.1%	—	不变
8	BND	Vanguard Total Bond Market	+0.1%	+170.34%	加仓
9	ISD	Pgim High Yield Bond Fund	0%	-8.89%	减仓
10	JFR	Nuveen Floating Rate Income	0%	-11.03%	减仓
11	BLK	BlackRock, Inc.	-0.1%	-15.89%	减仓
12	PRAA	Pra Group INC	-0.1%	—	不变
13	IIM	Invesco Value Municipal Inco	-0.1%	-14.82%	减仓
14	IQI	Invesco Quality Muni INC Tr	-0.1%	-14.72%	减仓
15	AFB	Allianceberstein Ntl Muni	-0.1%	-11.42%	减仓
16	✓	Ciig Merger CORP	-0.1%	-80.42%	减仓
17	KTF	Dws Municipal Income Trust	-0.1%	-10.57%	减仓
18	VIG	Vanguard Dividend Apprec ETF	-0.1%	-33.27%	减仓
19	BAM	Brookfield Asset Management Ltd.	-0.1%	-66.85%	减仓
20	GLPI	Gaming And Leisure Propertie	-0.1%	-31.07%	减仓
21	XNEAX	Nuveen Amt-fr Qlty Muni INC	-0.1%	-14.74%	减仓
22	NAD	Nuveen Quality Municipal INC	-0.1%	-14.36%	减仓
23	MYI	Blackrock Muniyield Qlty Iii	-0.1%	-13.04%	减仓
24	SCHO	Schwab Short-term US Treas	-0.2%	-8.33%	减仓
25	XMUIX	Blackrock Municipal Income	-0.2%	-12.88%	减仓
26	SHY	Ishares 1-3 Year Treasury Bo	-0.3%	-10.42%	减仓
27	META	Meta Platforms Inc-class A	-1.1%	-85.56%	减仓
28	FINS	Angel Oak Financ Strat INC	-4.4%	-53.94%	减仓
29	SUB	Ishares Short-term National	—	NEW	新建仓
30	✓	Exchange Listed Fds Tr	—	EXIT	清仓
31	EIM	Eaton Vance Municipal Bond	—	EXIT	清仓
32	LVGO	Livongo Health INC	—	NEW	新建仓
33	✓	Haymaker Acquisition CORP Ii	—	NEW	新建仓
34	LMEUR	Legg Mason INC	—	EXIT	清仓
35	ICSH	Ishares Ultra Short Duration	—	NEW	新建仓
36	FGNA-U	Fg New America Acquisition C	—	NEW	新建仓
37	✓	Far Pt Acquisition CORP	—	EXIT	清仓
38	LOGMEUR	Logmein INC	—	EXIT	清仓
39	MTCH	Match Group INC	—	NEW	新建仓
40	✓	Spartan Energy Acquisiton Co	—	EXIT	清仓
41	✓	Netfin Acquisition CORP	—	EXIT	清仓
42	SHV	Ishares 0-1 Year Treasury Bo	—	EXIT	清仓
43	GEN	Gen Digital Inc.	—	NEW	新建仓
44	✓	Flying Eagle Acquisition Cor	—	EXIT	清仓
45	CCAP	Crescent Capital BDC, Inc.	—	NEW	新建仓
46	✓	Pivotal Invt CORP Ii	—	EXIT	清仓
47	VKQ	Invesco Municipal Trust	—	EXIT	清仓
48	VAREUR	Varian Medical Systems INC	—	NEW	新建仓
49	✓	Stable Rd Acquisition CORP	—	NEW	新建仓
50	JIH-U	Juniper Industrial Holdings	—	EXIT	清仓