LPL Financial LLC — Q3 2015 13F 持股

Name: LPL Financial LLC — 13F Holdings, Q3 2015
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001403438

申报总市值

US$3765.6亿

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本季完整持股清单

仅显示前 200 大持股（共 2786 只）

#	代码	标的名称	资产子类别	占比	占比变动	持仓量变化
1	VTI	Vanguard Total Stock Mkt ETF	ETF-其他	4.14%	-0.41%	-1.60%
2	✓	Powershares Qqq Trust Ser 1	股票-其他	2.79%	—	+3.96%
3	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-大型股与成长	2.50%	-0.17%	-14.03%
4	MDY	State Street Spdr S&p Midcap	ETF-其他	2.27%	—	-18.06%
5	MBB	Ishares Mbs ETF	ETF-其他	2.08%	—	+144.86%
6	IWF	Ishares Russell 1000 Growth	ETF-其他	1.43%	—	+0.14%
7	BND	Vanguard Total Bond Market	ETF-其他	1.29%	—	-0.28%
8	AAPL	Apple INC	股票-科技	1.27%	-0.16%	-1.19%
9	QNDX	State Street SPDR Portfolio Nasdaq 100 ETF	ETF-科技型	1.18%	—	-3.74%
10	AGG	Ishares Core U.s. Aggregate	ETF-其他	1.14%	—	+10.66%
11	IVV	Ishares Core S&p 500 ETF	ETF-大型股与成长	1.12%	+0.05%	-2.23%
12	IJH	Ishares Core S&p Midcap ETF	ETF-其他	1.09%	-0.11%	+0.80%
13	IJR	Ishares Core S&p Small-cap E	ETF-中小型股	1.07%	—	+41.95%
14	EFA	Ishares Msci Eafe ETF	ETF-其他	1.00%	—	+0.14%
15	XLV	Ss Health Care Select Sector	ETF-其他	0.97%	—	-7.87%
16	FV	First Trust Dw Focus 5 Fund	ETF-其他	0.97%	—	+19.59%
17	IWB	Ishares Russell 1000 ETF	ETF-其他	0.93%	—	+24.78%
18	SCHD	Schwab U.S. Dividend Equity ETF	ETF-其他	0.85%	—	-11.24%
19	IWM	Ishares Russell 2000 ETF	ETF-中小型股	0.84%	-0.25%	-21.28%
20	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	ETF-投资级公司债	0.80%	—	+1.95%
21	IWD	Ishares Russell 1000 Value E	ETF-其他	0.79%	—	+3.57%
22	PFF	Ishares Preferred & Income S	ETF-其他	0.75%	—	+4.73%
23	VIG	Vanguard Dividend Apprec ETF	ETF-其他	0.71%	—	-7.40%
24	VWO	Vanguard Ftse Emerging Marke	ETF-新兴市场	0.69%	—	+0.07%
25	VTV	Vanguard Value ETF	ETF-其他	0.66%	—	+14.39%
26	VCIT	Vanguard Int-term Corporate	ETF-投资级公司债	0.65%	—	+11.58%
27	VUG	Vanguard Growth ETF	ETF-其他	0.61%	-0.10%	-9.46%
28	IVW	Ishares S&p 500 Growth ETF	ETF-大型股与成长	0.60%	—	+8.82%
29	XLY	Ss Consumer Disc Select Sect	ETF-其他	0.60%	—	+2.44%
30	VOO	Vanguard S&p 500 ETF	ETF-大型股与成长	0.59%	-0.15%	+19.42%
31	DBEF	Xtrackers Msci Eafe Hedged E	ETF-其他	0.55%	—	+26.13%
32	BWX	State Street Spdr Bloomberg	ETF-其他	0.55%	—	-0.92%
33	IJK	Ishares S&p Mid-cap 400 Grow	ETF-其他	0.54%	—	-27.54%
34	IEFA	Ishares Core Msci Eafe ETF	ETF-其他	0.54%	+0.11%	+5.92%
35	XLF	Ss Financial Select Sector	ETF-其他	0.54%	-0.06%	+28.85%
36	AEP	American Electric Power Company, Inc.	股票-公用事业	0.52%	—	+2.34%
37	VNQ	Vanguard Real Estate ETF	ETF-其他	0.48%	—	-7.05%
38	USMV	Ishares Msci USA Min Vol Fac	ETF-其他	0.45%	—	+28.34%
39	VB	Vanguard Small-cap ETF	ETF-其他	0.45%	—	-17.45%
40	DVY	Ishares Select Dividend ETF	ETF-其他	0.44%	—	-24.83%
41	FEX	First Trust Large Cap Core A	ETF-大型股与成长	0.43%	—	+6.44%
42	JNJ	Johnson & Johnson	股票-医疗保健	0.41%	—	+2.05%
43	VYM	Vanguard High Dvd Yield ETF	ETF-其他	0.41%	—	-10.78%
44	HEDJ	Wisdomtree Europe Hedged Equ	ETF-其他	0.41%	—	-5.63%
45	IWR	Ishares Russell Mid-cap ETF	ETF-其他	0.40%	—	-1.92%
46	DIS	Walt Disney Co/the	股票-通信服务	0.40%	—	+12.72%
47	IWP	Ishares Russell Mid-cap Grow	ETF-其他	0.40%	—	+10.11%
48	T	At&t INC	股票-通信服务	0.40%	—	+9.69%
49	VO	Vanguard Mid-cap ETF	ETF-其他	0.39%	—	+1.35%
50	VEA	Vanguard Ftse Developed ETF	ETF-其他	0.39%	—	-3.33%

1–50 of 200

本季持股变动

LPL Financial LLC 于截至 Q3 2015 该季申报之持仓异动，含代码、发行人、权重变化、股数变化与操作类型
#	代码	标的名称	占比变动	持仓量变化	异动类型
1	MBB	Ishares Mbs ETF	+1.3%	+144.86%	加仓
2	IJR	Ishares Core S&p Small-cap E	+0.3%	+41.95%	加仓
3	SHV	Ishares 0-1 Year Treasury Bo	+0.3%	+1261.29%	加仓
4	IWB	Ishares Russell 1000 ETF	+0.2%	+24.78%	加仓
5	AGG	Ishares Core U.s. Aggregate	+0.2%	+10.66%	加仓
6	FV	First Trust Dw Focus 5 Fund	+0.2%	+19.59%	加仓
7	TLT	Ishares 20+ Year Treasury Bd	+0.2%	+44.48%	加仓
8	XLF	Ss Financial Select Sector	+0.1%	+28.85%	加仓
9	USMV	Ishares Msci USA Min Vol Fac	+0.1%	+28.34%	加仓
10	DBEF	Xtrackers Msci Eafe Hedged E	+0.1%	+26.13%	加仓
11	IEF	Ishares 7-10 Year Treasury B	+0.1%	+55.92%	加仓
12	IGIB	Ishares 5-10y Inv Grade CORP	+0.1%	+134.15%	加仓
13	TOTL	Ss Doubleline Tr Tact ETF	+0.1%	+241.87%	加仓
14	VTI	Vanguard Total Stock Mkt ETF	+0.1%	-1.60%	减仓
15	VIG	Vanguard Dividend Apprec ETF	0%	-7.40%	减仓
16	QNDX	State Street SPDR Portfolio Nasdaq 100 ETF	0%	-3.74%	减仓
17	VWO	Vanguard Ftse Emerging Marke	0%	+0.07%	加仓
18	VUG	Vanguard Growth ETF	0%	-9.46%	减仓
19	SCHD	Schwab U.S. Dividend Equity ETF	-0.1%	-11.24%	减仓
20	IBB	Ishares Biotechnology ETF	-0.1%	-9.78%	减仓
21	BIV	Vanguard Intermediate-term B	-0.1%	-43.89%	减仓
22	IJS	Ishares S&p Small-cap 600 Va	-0.1%	-43.71%	减仓
23	AAPL	Apple INC	-0.1%	-1.19%	减仓
24	PKWUSD	Invesco Buyback Achievers Et	-0.1%	-19.21%	减仓
25	DXJ	Wisdomtree Japan Hedged Eq	-0.1%	-18.48%	减仓
26	IYC	Ishares US Consumer Discreti	-0.1%	-46.64%	减仓
27	AA	Alcoa INC Com	-0.1%	-82.03%	减仓
28	XLV	Ss Health Care Select Sector	-0.1%	-7.87%	减仓
29	VB	Vanguard Small-cap ETF	-0.1%	-17.45%	减仓
30	IYK	Ishares US Consumer Staples	-0.1%	-63.57%	减仓
31	DVY	Ishares Select Dividend ETF	-0.1%	-24.83%	减仓
32	NEAR	Ishares Sh Dba ETF Usd INC	-0.1%	-54.77%	减仓
33	DWX	State Street Spdr S&p Intern	-0.1%	-80.38%	减仓
34	HEWJ	Isha Curr Hedged Msci Japan	-0.1%	-33.61%	减仓
35	IYH	Ishares U.s. Healthcare ETF	-0.1%	-32.33%	减仓
36	IJJ	Ishares S&p Mid-cap 400 Valu	-0.1%	-52.26%	减仓
37	SJNK	Ss Spdr Bb St Hi Yield ETF	-0.1%	-30.39%	减仓
38	HYS	Pimco 0-5 Year H/y CORP Bond	-0.1%	-63.58%	减仓
39	EWH	Ishares Msci Hong Kong ETF	-0.1%	-83.98%	减仓
40	UBS	UBS Group AG	-0.2%	-92.87%	减仓
41	IJK	Ishares S&p Mid-cap 400 Grow	-0.2%	-27.54%	减仓
42	XLK	Ss Technology Select Sector	-0.2%	-45.08%	减仓
43	EZU	Ishares Msci Eurozone ETF	-0.2%	-55.39%	减仓
44	IWM	Ishares Russell 2000 ETF	-0.2%	-21.28%	减仓
45	AAXJ	Ishares Msci All Country Asi	-0.2%	-51.12%	减仓
46	IAUUSD	Ishares Gold Trust	-0.2%	-70.65%	减仓
47	SPY	Ss Spdr S&p 500 ETF Trust-us	-0.3%	-14.03%	减仓
48	MDY	State Street Spdr S&p Midcap	-0.4%	-18.06%	减仓
49	GOOG	Alphabet A	—	EXIT	清仓
50	✓	Google INC Class C	—	EXIT	清仓