LPL Financial LLC — Q1 2014 13F 持股

Name: LPL Financial LLC — 13F Holdings, Q1 2014
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001403438

申报总市值

US$3765.6亿

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本季完整持股清单

仅显示前 200 大持股（共 2637 只）

#	代码	标的名称	资产子类别	占比	占比变动	持仓量变化
1	VTI	Vanguard Total Stock Mkt ETF	ETF-其他	3.90%	-0.41%	+5.97%
2	MDY	State Street Spdr S&p Midcap	ETF-其他	3.78%	—	-8.52%
3	✓	Powershares Qqq Trust Ser 1	股票-其他	2.03%	—	+2.39%
4	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-大型股与成长	1.79%	-0.17%	-5.06%
5	PKWUSD	Invesco Buyback Achievers Et	ETF-其他	1.73%	—	-4.13%
6	IJR	Ishares Core S&p Small-cap E	ETF-中小型股	1.38%	—	-11.53%
7	QNDX	State Street SPDR Portfolio Nasdaq 100 ETF	ETF-科技型	1.26%	—	-0.47%
8	MBB	Ishares Mbs ETF	ETF-其他	1.19%	—	+0.18%
9	IWF	Ishares Russell 1000 Growth	ETF-其他	1.11%	—	-3.15%
10	EFA	Ishares Msci Eafe ETF	ETF-其他	1.08%	—	-40.63%
11	AGG	Ishares Core U.s. Aggregate	ETF-其他	1.08%	—	+37.10%
12	IJH	Ishares Core S&p Midcap ETF	ETF-其他	1.07%	-0.11%	+0.52%
13	BND	Vanguard Total Bond Market	ETF-其他	1.05%	—	+0.07%
14	IVW	Ishares S&p 500 Growth ETF	ETF-大型股与成长	1.01%	—	+114.84%
15	AAPL	Apple INC	股票-科技	0.95%	-0.16%	-4.80%
16	IWM	Ishares Russell 2000 ETF	ETF-中小型股	0.94%	-0.25%	-14.17%
17	IVV	Ishares Core S&p 500 ETF	ETF-大型股与成长	0.89%	+0.05%	-4.65%
18	VIG	Vanguard Dividend Apprec ETF	ETF-其他	0.83%	—	+4.98%
19	SCHD	Schwab U.S. Dividend Equity ETF	ETF-其他	0.79%	—	+6.77%
20	VWO	Vanguard Ftse Emerging Marke	ETF-新兴市场	0.79%	—	+0.25%
21	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	ETF-非投资级债	0.75%	—	+30.76%
22	IWD	Ishares Russell 1000 Value E	ETF-其他	0.71%	—	-1.73%
23	XLI	Ss Industrial Select Sector	ETF-其他	0.69%	—	-0.95%
24	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	ETF-投资级公司债	0.68%	—	+63.04%
25	XLF	Ss Financial Select Sector	ETF-其他	0.67%	-0.06%	+14.64%
26	PFF	Ishares Preferred & Income S	ETF-其他	0.61%	—	+0.33%
27	XLV	Ss Health Care Select Sector	ETF-其他	0.60%	—	+53.72%
28	DVY	Ishares Select Dividend ETF	ETF-其他	0.58%	—	-1.46%
29	VCSH	Vanguard S/t CORP Bond ETF	ETF-投资级公司债	0.57%	—	-13.69%
30	VUG	Vanguard Growth ETF	ETF-其他	0.56%	-0.10%	-1.11%
31	IWB	Ishares Russell 1000 ETF	ETF-其他	0.54%	—	-31.73%
32	SJNK	Ss Spdr Bb St Hi Yield ETF	ETF-其他	0.54%	—	+95.02%
33	AEP	American Electric Power Company, Inc.	股票-公用事业	0.53%	—	+7.37%
34	VB	Vanguard Small-cap ETF	ETF-其他	0.53%	—	+9.29%
35	XOM	Exxon Mobil CORP	股票-能源	0.50%	+0.08%	-2.39%
36	VCIT	Vanguard Int-term Corporate	ETF-投资级公司债	0.50%	—	-5.41%
37	VEA	Vanguard Ftse Developed ETF	ETF-其他	0.50%	—	+6.04%
38	SDY	Ss Spdr S&p Dividend ETF	ETF-其他	0.47%	—	+0.55%
39	IEV	Ishares Europe ETF	ETF-其他	0.47%	—	+96.11%
40	IEFA	Ishares Core Msci Eafe ETF	ETF-其他	0.46%	+0.11%	+3022.18%
41	VNQ	Vanguard Real Estate ETF	ETF-其他	0.45%	—	+11.42%
42	XHB	Ss Spdr S&p Homebldrs ETF	ETF-其他	0.45%	—	-7.67%
43	JNJ	Johnson & Johnson	股票-医疗保健	0.44%	—	-2.24%
44	MINT	Pimco Enhanced Short Maturit	ETF-其他	0.43%	—	+24.27%
45	✓	Powershares	股票-其他	0.43%	—	+10.03%
46	TIP	Ishares Tips Bond ETF	ETF-其他	0.43%	—	-11.55%
47	IGSB	Ishares 1-5y Inv Grade CORP	ETF-其他	0.41%	—	-37.14%
48	AMLPUSD	Alerian Mlp ETF	ETF-其他	0.40%	—	-11.54%
49	T	At&t INC	股票-通信服务	0.39%	—	-0.62%
50	XLY	Ss Consumer Disc Select Sect	ETF-其他	0.37%	—	+123.09%

1–50 of 200

本季持股变动

LPL Financial LLC 于截至 Q1 2014 该季申报之持仓异动，含代码、发行人、权重变化、股数变化与操作类型
#	代码	标的名称	占比变动	持仓量变化	异动类型
1	IVW	Ishares S&p 500 Growth ETF	+0.5%	+114.84%	加仓
2	IEFA	Ishares Core Msci Eafe ETF	+0.5%	+3022.18%	加仓
3	AGG	Ishares Core U.s. Aggregate	+0.3%	+37.10%	加仓
4	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	+0.3%	+63.04%	加仓
5	SJNK	Ss Spdr Bb St Hi Yield ETF	+0.3%	+95.02%	加仓
6	IEV	Ishares Europe ETF	+0.2%	+96.11%	加仓
7	XLV	Ss Health Care Select Sector	+0.2%	+53.72%	加仓
8	VTI	Vanguard Total Stock Mkt ETF	+0.2%	+5.97%	加仓
9	XLY	Ss Consumer Disc Select Sect	+0.2%	+123.09%	加仓
10	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	+0.2%	+30.76%	加仓
11	IYM	Ishares U.s. Basic Materials	+0.1%	+292.05%	加仓
12	TBT	Proshares Ultrashort 20+y Tr	+0.1%	+124.35%	加仓
13	EFAV	Ishares Msci Eafe Min Vol Fa	+0.1%	+535.61%	加仓
14	IDU	Ishares US Utilities ETF	+0.1%	+267.13%	加仓
15	IYW	Ishares Ustechnology ETF	+0.1%	+91.39%	加仓
16	EMB	Ishares Jp Morgan Usd Emergi	+0.1%	+128.23%	加仓
17	ARL	American Realty Capital Properties Inc	+0.1%	+1285.08%	加仓
18	XLF	Ss Financial Select Sector	+0.1%	+14.64%	加仓
19	✓	Proshares	+0.1%	+171.32%	加仓
20	TLT	Ishares 20+ Year Treasury Bd	+0.1%	+63.38%	加仓
21	MINT	Pimco Enhanced Short Maturit	+0.1%	+24.27%	加仓
22	XLK	Ss Technology Select Sector	+0.1%	+35.19%	加仓
23	VNQ	Vanguard Real Estate ETF	+0.1%	+11.42%	加仓
24	IBB	Ishares Biotechnology ETF	+0.1%	+47.65%	加仓
25	SCHD	Schwab U.S. Dividend Equity ETF	+0.1%	+6.77%	加仓
26	SCZ	Ishares Msci Eafe Small-cap	-0.1%	-29.71%	减仓
27	✓	Proshares Vix Short	-0.1%	-85.64%	减仓
28	EEM	Ishares Msci Emerging Market	-0.1%	-16.94%	减仓
29	IYC	Ishares US Consumer Discreti	-0.1%	-69.16%	减仓
30	KO	Coca-cola Co/the	-0.1%	-23.00%	减仓
31	IYJ	Ishares U.s. Industrials ETF	-0.1%	-65.53%	减仓
32	SPY	Ss Spdr S&p 500 ETF Trust-us	-0.1%	-5.06%	减仓
33	IJK	Ishares S&p Mid-cap 400 Grow	-0.1%	-36.85%	减仓
34	AAPL	Apple INC	-0.1%	-4.80%	减仓
35	VCSH	Vanguard S/t CORP Bond ETF	-0.1%	-13.69%	减仓
36	EWW	Ishares Msci Mexico ETF	-0.2%	-65.12%	减仓
37	BSV	Vanguard Short-term Bond ETF	-0.2%	-33.67%	减仓
38	IWM	Ishares Russell 2000 ETF	-0.2%	-14.17%	减仓
39	TLT	iShares 20+ Year Treasury Bond ETF	-0.2%	-95.06%	减仓
40	SPSB	Ss Spdr P St C CORP ETF	-0.2%	-95.00%	减仓
41	IJR	Ishares Core S&p Small-cap E	-0.2%	-11.53%	减仓
42	EPP	Ishares Msci Pacific Ex Japa	-0.2%	-76.31%	减仓
43	SMHC	VanEck China Semiconductor ETF	-0.2%	-76.41%	减仓
44	IWB	Ishares Russell 1000 ETF	-0.3%	-31.73%	减仓
45	IGSB	Ishares 1-5y Inv Grade CORP	-0.3%	-37.14%	减仓
46	MDY	State Street Spdr S&p Midcap	-0.3%	-8.52%	减仓
47	IJT	Ishares S&p Small-cap 600 Gr	-0.3%	-49.58%	减仓
48	EFA	Ishares Msci Eafe ETF	-0.8%	-40.63%	减仓
49	✓	Cole Real Estate Investments	—	EXIT	清仓
50	EWQ	Ishares Msci France ETF	—	NEW	新建仓