LPL Financial LLC — Q3 2013 13F 持股

Name: LPL Financial LLC — 13F Holdings, Q3 2013
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001403438

申报总市值

US$3765.6亿

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本季完整持股清单

仅显示前 200 大持股（共 2535 只）

#	代码	标的名称	资产子类别	占比	占比变动	持仓量变化
1	MDY	State Street Spdr S&p Midcap	ETF-其他	3.97%	—	+1.69%
2	VTI	Vanguard Total Stock Mkt ETF	ETF-其他	3.55%	-0.41%	+4.87%
3	MBB	Ishares Mbs ETF	ETF-其他	1.94%	—	-32.67%
4	✓	Powershares Qqq Trust Ser 1	股票-其他	1.86%	—	+5.70%
5	EFA	Ishares Msci Eafe ETF	ETF-其他	1.79%	—	+15.55%
6	PKWUSD	Invesco Buyback Achievers Et	ETF-其他	1.61%	—	+165.10%
7	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-大型股与成长	1.56%	-0.17%	+2.13%
8	QNDX	State Street SPDR Portfolio Nasdaq 100 ETF	ETF-科技型	1.37%	—	-7.47%
9	BND	Vanguard Total Bond Market	ETF-其他	1.22%	—	+1.58%
10	IJH	Ishares Core S&p Midcap ETF	ETF-其他	1.12%	-0.11%	+7.93%
11	IGSB	Ishares 1-5y Inv Grade CORP	ETF-其他	1.08%	—	+409.57%
12	IJR	Ishares Core S&p Small-cap E	ETF-中小型股	1.06%	—	+59.86%
13	IWF	Ishares Russell 1000 Growth	ETF-其他	1.06%	—	+1.03%
14	IWM	Ishares Russell 2000 ETF	ETF-中小型股	1.06%	-0.25%	+33.60%
15	AAPL	Apple INC	股票-科技	1.01%	-0.16%	+2.86%
16	IVV	Ishares Core S&p 500 ETF	ETF-大型股与成长	0.94%	+0.05%	-9.66%
17	VWO	Vanguard Ftse Emerging Marke	ETF-新兴市场	0.92%	—	-1.79%
18	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	ETF-非投资级债	0.86%	—	-41.69%
19	AGG	Ishares Core U.s. Aggregate	ETF-其他	0.83%	—	-6.45%
20	VIG	Vanguard Dividend Apprec ETF	ETF-其他	0.78%	—	+6.37%
21	VCSH	Vanguard S/t CORP Bond ETF	ETF-投资级公司债	0.78%	—	-8.75%
22	IWB	Ishares Russell 1000 ETF	ETF-其他	0.73%	—	+5.62%
23	IWD	Ishares Russell 1000 Value E	ETF-其他	0.69%	—	-1.25%
24	PFF	Ishares Preferred & Income S	ETF-其他	0.69%	—	-14.33%
25	SCHD	Schwab U.S. Dividend Equity ETF	ETF-其他	0.65%	—	+20.15%
26	VCIT	Vanguard Int-term Corporate	ETF-投资级公司债	0.62%	—	+4.61%
27	XLI	Ss Industrial Select Sector	ETF-其他	0.62%	—	-11.29%
28	XLF	Ss Financial Select Sector	ETF-其他	0.61%	-0.06%	+7.86%
29	BSV	Vanguard Short-term Bond ETF	ETF-其他	0.61%	—	+67.22%
30	IJT	Ishares S&p Small-cap 600 Gr	ETF-其他	0.61%	—	+234.06%
31	TIP	Ishares Tips Bond ETF	ETF-其他	0.57%	—	-92.52%
32	DVY	Ishares Select Dividend ETF	ETF-其他	0.57%	—	-2.39%
33	XHB	Ss Spdr S&p Homebldrs ETF	ETF-其他	0.53%	—	-6.15%
34	VUG	Vanguard Growth ETF	ETF-其他	0.53%	-0.10%	+0.95%
35	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	ETF-投资级公司债	0.50%	—	-72.77%
36	EEM	Ishares Msci Emerging Market	ETF-新兴市场	0.49%	—	+20.05%
37	AEP	American Electric Power Company, Inc.	股票-公用事业	0.48%	—	+6.95%
38	VNQ	Vanguard Real Estate ETF	ETF-其他	0.48%	—	-8.37%
39	FLOT	Ishares Floating Rate Bond E	ETF-其他	0.47%	—	+60.34%
40	XOM	Exxon Mobil CORP	股票-能源	0.47%	+0.08%	+2.91%
41	AMLPUSD	Alerian Mlp ETF	ETF-其他	0.47%	—	-1.20%
42	SDY	Ss Spdr S&p Dividend ETF	ETF-其他	0.46%	—	-7.54%
43	JNJ	Johnson & Johnson	股票-医疗保健	0.44%	—	+1.09%
44	VEA	Vanguard Ftse Developed ETF	ETF-其他	0.44%	—	+19.29%
45	IVW	Ishares S&p 500 Growth ETF	ETF-大型股与成长	0.43%	—	+1.19%
46	VB	Vanguard Small-cap ETF	ETF-其他	0.43%	—	+10.35%
47	MINT	Pimco Enhanced Short Maturit	ETF-其他	0.42%	—	-17.98%
48	SMHC	VanEck China Semiconductor ETF	ETF-新兴市场	0.42%	—	-11.57%
49	HYS	Pimco 0-5 Year H/y CORP Bond	ETF-投资级公司债	0.42%	—	+101.28%
50	T	At&t INC	股票-通信服务	0.40%	—	+4.47%

1–50 of 200

本季持股变动

LPL Financial LLC 于截至 Q3 2013 该季申报之持仓异动，含代码、发行人、权重变化、股数变化与操作类型
#	代码	标的名称	占比变动	持仓量变化	异动类型
1	PKWUSD	Invesco Buyback Achievers Et	+1%	+165.10%	加仓
2	IGSB	Ishares 1-5y Inv Grade CORP	+0.9%	+409.57%	加仓
3	IJT	Ishares S&p Small-cap 600 Gr	+0.4%	+234.06%	加仓
4	IJR	Ishares Core S&p Small-cap E	+0.4%	+59.86%	加仓
5	SPSB	Ss Spdr P St C CORP ETF	+0.3%	+8335.62%	加仓
6	EFA	Ishares Msci Eafe ETF	+0.3%	+15.55%	加仓
7	IWM	Ishares Russell 2000 ETF	+0.3%	+33.60%	加仓
8	EWW	Ishares Msci Mexico ETF	+0.3%	+2335.05%	加仓
9	BSV	Vanguard Short-term Bond ETF	+0.2%	+67.22%	加仓
10	HYS	Pimco 0-5 Year H/y CORP Bond	+0.2%	+101.28%	加仓
11	KRE	Ss Spdr S&p Regional Bank	+0.2%	+943.15%	加仓
12	VTI	Vanguard Total Stock Mkt ETF	+0.2%	+4.87%	加仓
13	✓	Powershares Qqq Trust Ser 1	+0.2%	+5.70%	加仓
14	AAPL	Apple INC	+0.2%	+2.86%	加仓
15	FLOT	Ishares Floating Rate Bond E	+0.2%	+60.34%	加仓
16	PCYUSD	Invesco Emerging Markets Sov	+0.2%	+133.10%	加仓
17	TLT	iShares 20+ Year Treasury Bond ETF	+0.1%	+326.54%	加仓
18	MDY	State Street Spdr S&p Midcap	+0.1%	+1.69%	加仓
19	✓	Powershares ETF Trust Ii	+0.1%	+392.18%	加仓
20	IEV	Ishares Europe ETF	+0.1%	+100.42%	加仓
21	SCHD	Schwab U.S. Dividend Equity ETF	+0.1%	+20.15%	加仓
22	IEF	Ishares 7-10 Year Treasury B	+0.1%	+207.92%	加仓
23	SCZ	Ishares Msci Eafe Small-cap	+0.1%	+65.13%	加仓
24	IJH	Ishares Core S&p Midcap ETF	+0.1%	+7.93%	加仓
25	EEM	Ishares Msci Emerging Market	+0.1%	+20.05%	加仓
26	ACWI	iShares MSCI ACWI ETF	+0.1%	+52.04%	加仓
27	VEA	Vanguard Ftse Developed ETF	+0.1%	+19.29%	加仓
28	EWG	Ishares Msci Germany ETF	+0.1%	+66.94%	加仓
29	SMHC	VanEck China Semiconductor ETF	+0.1%	+1126.25%	加仓
30	IWF	Ishares Russell 1000 Growth	0%	+1.03%	加仓
31	SPY	Ss Spdr S&p 500 ETF Trust-us	0%	+2.13%	加仓
32	VCLT	Vanguard Long-term CORP Bond	-0.1%	-95.20%	减仓
33	IYR	Ishares US Real Estate ETF	-0.1%	-39.19%	减仓
34	ITB	Ishares U.s. Home Constructi	-0.1%	-29.45%	减仓
35	GNR	State Street Spdr S&p Global	-0.1%	-92.50%	减仓
36	PFF	Ishares Preferred & Income S	-0.2%	-14.33%	减仓
37	SCOUSD	Proshares Ultrashort Bloombe	-0.3%	-90.42%	减仓
38	MUB	Ishares National Muni Bond E	-0.3%	-48.16%	减仓
39	TIP	Ishares Tips Bond ETF	-0.3%	-92.52%	减仓
40	EPP	Ishares Msci Pacific Ex Japa	-0.4%	-79.70%	减仓
41	EEMA	Ishares Msci Emerg Mrkt Asia	-0.4%	-99.27%	减仓
42	✓	Powershs Db US Dollar Index	-0.4%	-98.21%	减仓
43	GLD	Spdr Gold Shares	-0.5%	-61.93%	减仓
44	IVE	Ishares S&p 500 Value ETF	-0.5%	-57.26%	减仓
45	HDV	Ishares Core High Dividend E	-0.6%	-59.50%	减仓
46	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	-0.7%	-41.69%	减仓
47	MBB	Ishares Mbs ETF	-1.2%	-32.67%	减仓
48	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	-1.5%	-72.77%	减仓
49	✓	Cole Real Estate Investments	—	NEW	新建仓
50	USLV	VelocityShares 3x Long Silver ETN Linked to the S&P GSCI Silver Index ER	—	NEW	新建仓