Institute for Wealth Management, LLC. — Q3 2014 13F 持股

Name: Institute for Wealth Management, LLC. — 13F Holdings, Q3 2014
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001533954

申报总市值

US$9.4亿

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本季完整持股清单

#	代码	标的名称	资产子类别	占比	占比变动	持仓量变化
1	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-大型股与成长	23.02%	-0.27%	-13.63%
2	AGG	Ishares Core U.s. Aggregate	ETF-其他	9.13%	—	-30.90%
3	✓	Alps ETF Tr	ETF-其他	8.03%	—	+70.38%
4	VNQ	Vanguard Real Estate ETF	ETF-其他	5.35%	—	-10.35%
5	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	ETF-非投资级债	3.84%	—	+1267.82%
6	XLU	St Sr Utl Sl Se Spdr Etf-usd	ETF-其他	3.74%	—	-6.61%
7	EFA	Ishares Msci Eafe ETF	ETF-其他	3.59%	—	-14.86%
8	EEM	Ishares Msci Emerging Market	ETF-新兴市场	3.14%	—	-12.18%
9	XLP	Ss Consumer Staples Sel Sect	ETF-其他	3.06%	—	-9.10%
10	IEF	Ishares 7-10 Year Treasury B	ETF-政府公债	3.02%	—	-16.37%
11	VDE	Vanguard Energy ETF	ETF-其他	2.90%	—	-12.63%
12	FJP	First Trust Japan	ETF-其他	2.71%	—	-14.62%
13	✓	Invesco Global Listed Private Equity ETF	ETF-其他	2.63%	—	-8.28%
14	SHY	Ishares 1-3 Year Treasury Bo	ETF-政府公债	2.56%	—	+22.44%
15	IYF	Ishares US Financials ETF	ETF-其他	2.40%	—	-13.60%
16	FYT	First Trust Small Cap Val	ETF-中小型股	2.32%	—	-45.53%
17	VOO	Vanguard S&p 500 ETF	ETF-大型股与成长	2.07%	—	+14.62%
18	BWX	State Street Spdr Bloomberg	ETF-其他	2.04%	—	+33.07%
19	CMBS	Ishares Cmbs ETF	ETF-其他	2.03%	—	—
20	DIA	Ss Spdr Dow Jones Indus Avg	ETF-大型股与成长	1.85%	+0.33%	-2.58%
21	XLV	Ss Health Care Select Sector	ETF-其他	1.28%	—	-9.38%
22	XLK	Ss Technology Select Sector	ETF-科技型	1.27%	—	-9.27%
23	XLF	Ss Financial Select Sector	ETF-其他	1.26%	—	-7.07%
24	XLB	Ss Materials Select Sector	ETF-其他	1.25%	—	-7.50%
25	XLI	Ss Industrial Select Sector	ETF-其他	1.21%	—	-5.76%
26	XLY	Ss Consumer Disc Select Sect	ETF-其他	1.20%	—	-8.19%
27	XLE	Ss Energy Select Sector	ETF-其他	1.18%	+0.10%	-6.99%
28	VPU	Vanguard Utilities ETF	ETF-其他	0.20%	—	+42.82%
29	SLV	Ishares Silver Trust	ETF-避险与商品	0.16%	—	-91.69%
30	VHT	Vanguard Health Care ETF	ETF-其他	0.15%	—	-2.83%
31	VGT	Vanguard Info Tech ETF	ETF-科技型	0.15%	—	-2.82%
32	VAW	Vanguard Materials ETF	ETF-其他	0.14%	—	-0.80%
33	VDC	Vanguard Consumer Staple ETF	ETF-其他	0.14%	—	+1.59%
34	VFH	Vanguard Financials ETF	ETF-其他	0.14%	—	+0.47%
35	VCR	Vanguard Consumer Discre ETF	ETF-其他	0.14%	—	+1.51%
36	VIS	Vanguard Industrials ETF	ETF-其他	0.14%	—	+0.98%
37	SMHC	VanEck China Semiconductor ETF	ETF-新兴市场	0.10%	—	-92.32%
38	AMLPUSD	Alerian Mlp ETF	ETF-其他	0.10%	—	+550.43%
39	PDM	Piedmont Realty Trust INC	股票-其他	0.09%	—	—
40	IJH	Ishares Core S&p Midcap ETF	ETF-其他	0.05%	—	—
41	MBB	Ishares Mbs ETF	ETF-其他	0.04%	—	—
42	IWB	Ishares Russell 1000 ETF	ETF-其他	0.03%	—	—
43	IWR	Ishares Russell Mid-cap ETF	ETF-其他	0.02%	—	—
44	DSI	Ishares Esg Msci Kld 400 ETF	ETF-其他	0.02%	—	—
45	IWM	Ishares Russell 2000 ETF	ETF-中小型股	0.02%	—	—
46	VZ	Verizon Communications INC	股票-通信服务	0.01%	—	—
47	QCLN	First Trust Nasdaq Clean Edg	ETF-科技型	0.01%	—	—
48	TQQQ	ProShares UltraPro QQQ	ETF-其他	0.01%	—	—
49	RWR	Ss Spdr Dow Jones Reit ETF	ETF-其他	0.01%	—	—
50	FIW	First Trust Water ETF	ETF-其他	0.01%	—	—

1–50 of 63

本季持股变动

Institute for Wealth Management, LLC. 于截至 Q3 2014 该季申报之持仓异动，含代码、发行人、权重变化、股数变化与操作类型
#	代码	标的名称	占比变动	持仓量变化	异动类型
1	✓	Alps ETF Tr	+3.7%	+70.38%	加仓
2	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	+3.6%	+1267.82%	加仓
3	SHY	Ishares 1-3 Year Treasury Bo	+0.7%	+22.44%	加仓
4	BWX	State Street Spdr Bloomberg	+0.6%	+33.07%	加仓
5	VOO	Vanguard S&p 500 ETF	+0.4%	+14.62%	加仓
6	DIA	Ss Spdr Dow Jones Indus Avg	+0.2%	-2.58%	减仓
7	AMLPUSD	Alerian Mlp ETF	+0.1%	+550.43%	加仓
8	XLV	Ss Health Care Select Sector	+0.1%	-9.38%	减仓
9	VPU	Vanguard Utilities ETF	+0.1%	+42.82%	加仓
10	XLF	Ss Financial Select Sector	+0.1%	-7.07%	减仓
11	XLP	Ss Consumer Staples Sel Sect	0%	-9.10%	减仓
12	XLB	Ss Materials Select Sector	0%	-7.50%	减仓
13	XLK	Ss Technology Select Sector	0%	-9.27%	减仓
14	XLY	Ss Consumer Disc Select Sect	0%	-8.19%	减仓
15	XLI	Ss Industrial Select Sector	0%	-5.76%	减仓
16	VHT	Vanguard Health Care ETF	0%	-2.83%	减仓
17	PDM	Piedmont Realty Trust INC	0%	—	不变
18	VDC	Vanguard Consumer Staple ETF	0%	+1.59%	加仓
19	VIS	Vanguard Industrials ETF	0%	+0.98%	加仓
20	VAW	Vanguard Materials ETF	0%	-0.80%	减仓
21	VCR	Vanguard Consumer Discre ETF	0%	+1.51%	加仓
22	✓	Proshares Vix	—	-60.94%	减仓
23	IWM	Ishares Russell 2000 ETF	—	—	不变
24	TBF	Proshares Short 20+ Treasury	0%	-43.05%	减仓
25	XLE	Ss Energy Select Sector	-0.1%	-6.99%	减仓
26	XLU	St Sr Utl Sl Se Spdr Etf-usd	-0.1%	-6.61%	减仓
27	IYF	Ishares US Financials ETF	-0.1%	-13.60%	减仓
28	FJP	First Trust Japan	-0.2%	-14.62%	减仓
29	EEM	Ishares Msci Emerging Market	-0.2%	-12.18%	减仓
30	IEF	Ishares 7-10 Year Treasury B	-0.3%	-16.37%	减仓
31	✓	Invesco Global Listed Private Equity ETF	-0.3%	-8.28%	减仓
32	VNQ	Vanguard Real Estate ETF	-0.3%	-10.35%	减仓
33	VDE	Vanguard Energy ETF	-0.4%	-12.63%	减仓
34	EFA	Ishares Msci Eafe ETF	-0.5%	-14.86%	减仓
35	SPY	Ss Spdr S&p 500 ETF Trust-us	-1%	-13.63%	减仓
36	SMHC	VanEck China Semiconductor ETF	-1.3%	-92.32%	减仓
37	FYT	First Trust Small Cap Val	-1.9%	-45.53%	减仓
38	SLV	Ishares Silver Trust	-1.9%	-91.69%	减仓
39	AGG	Ishares Core U.s. Aggregate	-2.9%	-30.90%	减仓
40	CMBS	Ishares Cmbs ETF	—	NEW	新建仓
41	VBR	Vanguard Small-cap Value ETF	—	EXIT	清仓
42	IJJ	Ishares S&p Mid-cap 400 Valu	—	EXIT	清仓
43	✓	United States Natl Gas Fund	—	EXIT	清仓
44	✓	Powershares	—	EXIT	清仓
45	IJH	Ishares Core S&p Midcap ETF	—	NEW	新建仓
46	MBB	Ishares Mbs ETF	—	NEW	新建仓
47	DSI	Ishares Esg Msci Kld 400 ETF	—	NEW	新建仓
48	QCLN	First Trust Nasdaq Clean Edg	—	NEW	新建仓
49	FIW	First Trust Water ETF	—	NEW	新建仓
50	SUSA	Ishares Esg Optimized Msci U	—	EXIT	清仓