Founders Financial Securities LLC — Q3 2019 13F 持股

Name: Founders Financial Securities LLC — 13F Holdings, Q3 2019
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001342396

申报总市值

US$17.7亿

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本季完整持股清单

#	代码	标的名称	资产子类别	占比	占比变动	持仓量变化
1	IJR	Ishares Core S&p Small-cap E	ETF-中小型股	5.89%	+0.33%	+25.49%
2	QUAL	Ishares Msci USA Quality Fac	ETF-其他	4.46%	—	-21.49%
3	IEMG	Ishares Core Msci Emerging	ETF-新兴市场	4.29%	—	+16.67%
4	VTV	Vanguard Value ETF	ETF-其他	3.93%	-0.22%	-26.63%
5	AGG	Ishares Core U.s. Aggregate	ETF-其他	3.39%	—	-3.76%
6	VO	Vanguard Mid-cap ETF	ETF-其他	3.17%	+0.03%	-8.13%
7	SPYG	Ss Spdr P S&p 500 Growth ETF	ETF-大型股与成长	3.07%	+0.06%	-17.18%
8	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-大型股与成长	2.99%	—	-40.90%
9	TOTL	Ss Doubleline Tr Tact ETF	ETF-其他	2.98%	—	-6.72%
10	BOND	Pimco Active Bond Exchange-t	ETF-其他	2.82%	—	-5.44%
11	IWF	Ishares Russell 1000 Growth	ETF-其他	2.77%	—	+7.49%
12	BND	Vanguard Total Bond Market	ETF-其他	2.77%	—	-6.59%
13	VIG	Vanguard Dividend Apprec ETF	ETF-其他	2.69%	+1.05%	+635.18%
14	HEFA	Isha Curr Hedged Msci Eafe	ETF-其他	2.46%	—	+5.33%
15	SPYV	Ss Spdr P S&p 500 Value ETF	ETF-大型股与成长	2.28%	+0.14%	-4.84%
16	QQQ	Invesco Qqq Trust Series 1	ETF-科技型	2.26%	—	+3.52%
17	BIL	Ss Spdr Bb 1-3m T-bill ETF	ETF-政府公债	2.26%	+0.45%	+62.99%
18	VEU	Vanguard Ftse All-world Ex-u	ETF-其他	2.22%	—	+33.99%
19	DGRO	Ishares Core Dividend Growth	ETF-其他	2.21%	—	-24.69%
20	IDEV	Ishares Core Msci Dev Mkts	ETF-其他	1.59%	+0.09%	—
21	HYLB	Xtrackers Usd High Yield Cor	ETF-非投资级债	1.53%	—	+1230.66%
22	HTD	John Hancock Tax Adv Dvd INC	股票-其他	1.45%	—	—
23	IVV	Ishares Core S&p 500 ETF	ETF-大型股与成长	1.40%	—	+5.78%
24	SPDW	Ste Str Spdr Pt Dw EU ETF	ETF-其他	1.40%	—	+4.73%
25	FTC	First Trust Large Cap Growth	ETF-大型股与成长	1.40%	—	+0.26%
26	FTA	First Trust L C Val Alp	ETF-其他	1.38%	—	+4.98%
27	EMB	Ishares Jp Morgan Usd Emergi	ETF-其他	1.38%	—	-5.82%
28	FVD	First Trust Value Line Dvd	ETF-其他	1.26%	—	+46.57%
29	SNPE	Xtrckr S&p 500 Scor&scrn ETF	ETF-大型股与成长	1.01%	—	—
30	USMV	Ishares Msci USA Min Vol Fac	ETF-其他	0.98%	-0.21%	—
31	SPAB	Ss Spdr P Agg Bond ETF	ETF-其他	0.87%	—	+4.60%
32	SCHM	Schwab US Mid Cap ETF	ETF-其他	0.81%	—	—
33	IEI	Ishares 3-7 Year Treasury Bo	ETF-政府公债	0.76%	—	-8.88%
34	VSS	Vanguard Ftse All Wo X-us Sc	ETF-其他	0.72%	—	-48.70%
35	PWB	Invesco Large Cap Growth ETF	ETF-大型股与成长	0.71%	—	+4.50%
36	IWR	Ishares Russell Mid-cap ETF	ETF-其他	0.71%	—	+4.26%
37	XSLV	Invesco S&p Smallcap Low Vol	ETF-其他	0.70%	—	+5.16%
38	SHY	Ishares 1-3 Year Treasury Bo	ETF-政府公债	0.68%	—	+4.49%
39	NZF	Nuveen Municipal Credit Income Fund	股票-其他	0.68%	—	—
40	IJH	Ishares Core S&p Midcap ETF	ETF-其他	0.61%	—	+7.49%
41	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	ETF-非投资级债	0.52%	—	+4.23%
42	ACWX	Ishares Msci Acwi Ex US ETF	ETF-其他	0.49%	—	—
43	HD	Home Depot INC	股票-周期性消费	0.48%	—	+11.10%
44	SHW	Sherwin-williams Co/the	股票-原材料	0.48%	—	—
45	XOM	Exxon Mobil CORP	股票-能源	0.47%	—	+2.41%
46	AAPL	Apple INC	股票-科技	0.46%	-0.40%	+19.16%
47	PG	Procter & Gamble Co/the	股票-非周期性消费	0.43%	—	+4.16%
48	PFF	Ishares Preferred & Income S	ETF-其他	0.43%	—	+5.47%
49	EFAV	Ishares Msci Eafe Min Vol Fa	ETF-其他	0.42%	—	—
50	VYM	Vanguard High Dvd Yield ETF	ETF-其他	0.42%	—	+6.26%

1–50 of 131

本季持股变动

Founders Financial Securities LLC 于截至 Q3 2019 该季申报之持仓异动，含代码、发行人、权重变化、股数变化与操作类型
#	代码	标的名称	占比变动	持仓量变化	异动类型
1	VIG	Vanguard Dividend Apprec ETF	+2.3%	+635.18%	加仓
2	HYLB	Xtrackers Usd High Yield Cor	+1.4%	+1230.66%	加仓
3	IJR	Ishares Core S&p Small-cap E	+1%	+25.49%	加仓
4	BIL	Ss Spdr Bb 1-3m T-bill ETF	+0.8%	+62.99%	加仓
5	VEU	Vanguard Ftse All-world Ex-u	+0.5%	+33.99%	加仓
6	FVD	First Trust Value Line Dvd	+0.4%	+46.57%	加仓
7	IEMG	Ishares Core Msci Emerging	+0.3%	+16.67%	加仓
8	VPU	Vanguard Utilities ETF	+0.2%	+144.44%	加仓
9	IWF	Ishares Russell 1000 Growth	+0.2%	+7.49%	加仓
10	AGGY	Wisdomtree Yield Enhanced US	+0.1%	+62.31%	加仓
11	AAPL	Apple INC	+0.1%	+19.16%	加仓
12	HEFA	Isha Curr Hedged Msci Eafe	+0.1%	+5.33%	加仓
13	IVV	Ishares Core S&p 500 ETF	+0.1%	+5.78%	加仓
14	QQQ	Invesco Qqq Trust Series 1	0%	+3.52%	加仓
15	BOND	Pimco Active Bond Exchange-t	-0.2%	-5.44%	减仓
16	BND	Vanguard Total Bond Market	-0.2%	-6.59%	减仓
17	TOTL	Ss Doubleline Tr Tact ETF	-0.3%	-6.72%	减仓
18	VO	Vanguard Mid-cap ETF	-0.4%	-8.13%	减仓
19	SPYG	Ss Spdr P S&p 500 Growth ETF	-0.7%	-17.18%	减仓
20	DGRO	Ishares Core Dividend Growth	-0.7%	-24.69%	减仓
21	VSS	Vanguard Ftse All Wo X-us Sc	-0.8%	-48.70%	减仓
22	QUAL	Ishares Msci USA Quality Fac	-1.3%	-21.49%	减仓
23	RSP	Invesco S&p 500 Equal Weight	-1.4%	-81.33%	减仓
24	VTV	Vanguard Value ETF	-1.6%	-26.63%	减仓
25	SPY	Ss Spdr S&p 500 ETF Trust-us	-2.2%	-40.90%	减仓
26	FXI	Ishares China Large-cap ETF	—	EXIT	清仓
27	MTUM	Ishares Msci USA Momentum Fa	—	EXIT	清仓
28	IDEV	Ishares Core Msci Dev Mkts	—	NEW	新建仓
29	HTD	John Hancock Tax Adv Dvd INC	—	NEW	新建仓
30	JNK	Ss Spdr Bb High Yield Bond	—	EXIT	清仓
31	SNPE	Xtrckr S&p 500 Scor&scrn ETF	—	NEW	新建仓
32	USMV	Ishares Msci USA Min Vol Fac	—	NEW	新建仓
33	SCHM	Schwab US Mid Cap ETF	—	NEW	新建仓
34	NZF	Nuveen Municipal Credit Income Fund	—	NEW	新建仓
35	ACWX	Ishares Msci Acwi Ex US ETF	—	NEW	新建仓
36	EFAV	Ishares Msci Eafe Min Vol Fa	—	NEW	新建仓
37	XXHYBXX	New America High Income Fund	—	NEW	新建仓
38	PKO	Pimco Income Opportunity Fnd	—	NEW	新建仓
39	FBT	First Trust Nyse Arca Biotec	—	EXIT	清仓
40	FXO	First Trust Financial Alphad	—	NEW	新建仓
41	IGIB	Ishares 5-10y Inv Grade CORP	—	NEW	新建仓
42	FBZ*	First Trust Brazil	—	EXIT	清仓
43	FSZ	First Trust Switzerland	—	EXIT	清仓
44	BOTZ	Global X Robotics & Artifici	—	EXIT	清仓
45	FDT	First Trust Develp Mkt Ex-us	—	EXIT	清仓
46	QCLN	First Trust NASDAQ Clean Edge Green Energy Index Fund	—	EXIT	清仓
47	FGM	First Trust Germany	—	EXIT	清仓
48	AMT	American Tower CORP	—	NEW	新建仓
49	FIXD	First Trust Smith Opportunis	—	NEW	新建仓
50	GDX	Vaneck Gold Miners ETF	—	NEW	新建仓