Founders Financial Securities LLC — Q3 2014 13F 持股

Name: Founders Financial Securities LLC — 13F Holdings, Q3 2014
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001342396

申报总市值

US$17.7亿

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本季完整持股清单

#	代码	标的名称	资产子类别	占比	占比变动	持仓量变化
1	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-大型股与成长	15.16%	—	-14.32%
2	IVV	Ishares Core S&p 500 ETF	ETF-大型股与成长	11.39%	—	-30.22%
3	IVW	Ishares S&p 500 Growth ETF	ETF-大型股与成长	6.41%	—	—
4	✓	Powershares Qqq Trust Ser 1	股票-其他	5.16%	—	—
5	VTV	Vanguard Value ETF	ETF-其他	4.07%	-0.22%	+10.09%
6	VWO	Vanguard Ftse Emerging Marke	ETF-新兴市场	3.94%	—	+7.24%
7	VT	Vanguard Tot World Stk ETF	ETF-其他	3.92%	—	+10.53%
8	EFA	Ishares Msci Eafe ETF	ETF-其他	3.77%	—	+12.68%
9	DXJ	Wisdomtree Japan Hedged Eq	ETF-其他	3.10%	—	—
10	IWF	Ishares Russell 1000 Growth	ETF-其他	2.72%	—	+10.15%
11	XLV	Ss Health Care Select Sector	ETF-其他	2.16%	+0.26%	—
12	KBE	Ss Spdr S&p Bank ETF	ETF-其他	2.09%	—	—
13	EWP	Ishares Msci Spain ETF	ETF-其他	1.82%	—	+1118.54%
14	AMLPUSD	Alerian Mlp ETF	ETF-其他	1.80%	—	+7.20%
15	MSFT	Microsoft CORP	股票-科技	1.72%	-0.36%	+8.71%
16	LLY	Eli Lilly & Co	股票-医疗保健	1.66%	—	+11.90%
17	PEP	Pepsico INC	股票-非周期性消费	1.63%	—	+13.27%
18	MMM	3m Co	股票-工业	1.57%	—	+13.33%
19	TSM	Taiwan Semiconductor-sp Adr	股票-科技	1.55%	—	+13.23%
20	COP	Conocophillips	股票-能源	1.52%	—	+7.03%
21	VOD	Vodafone Group Plc-sp Adr	股票-通信服务	1.51%	—	—
22	BAX	Baxter International INC	股票-医疗保健	1.49%	—	+14.12%
23	AEP	American Electric Power Company, Inc.	股票-公用事业	1.48%	—	+15.12%
24	F	Ford Motor Co	股票-周期性消费	1.38%	—	+13.61%
25	SYTUSD	Syngenta Ag-adr	股票-其他	1.36%	—	—
26	VO	Vanguard Mid-cap ETF	ETF-其他	1.34%	+0.03%	-30.91%
27	VB	Vanguard Small-cap ETF	ETF-其他	1.28%	—	+11.00%
28	EUFN	Ishares Msci Europe Financia	ETF-其他	1.27%	—	—
29	AGG	Ishares Core U.s. Aggregate	ETF-其他	1.10%	—	+54.14%
30	XLP	Ss Consumer Staples Sel Sect	ETF-其他	0.93%	+0.24%	-15.56%
31	NSC	Norfolk Southern CORP	股票-工业	0.87%	—	+4.37%
32	CSX	Csx CORP	股票-工业	0.86%	—	+12.19%
33	IJH	Ishares Core S&p Midcap ETF	ETF-其他	0.73%	—	+3.19%
34	FXG	First Trust Consumer Staples	ETF-其他	0.61%	—	+35.05%
35	MUB	Ishares National Muni Bond E	ETF-其他	0.50%	—	+3.33%
36	FBT	First Trust Nyse Arca Biotec	ETF-其他	0.45%	—	-1.78%
37	FXH	First Trust Health Care Alph	ETF-其他	0.42%	—	+2.09%
38	FXD	First Trust Consumer Discret	ETF-其他	0.38%	—	+2.86%
39	SPSB	Ss Spdr P St C CORP ETF	ETF-其他	0.30%	—	-26.39%
40	BOND	Pimco Active Bond Exchange-t	ETF-其他	0.25%	—	-61.86%
41	IWM	Ishares Russell 2000 ETF	ETF-中小型股	0.23%	—	+3.52%
42	✓	Powershs Db Multi Sect Comm	股票-其他	0.21%	—	+3.75%
43	✓	Powershs Db Multi Sect Comm	股票-其他	0.20%	—	+4.16%
44	ITRI	Itron INC	股票-科技	0.19%	—	+5.65%
45	MSTR	Strategy INC	股票-科技	0.18%	—	+5.28%
46	IYY	Ishares Dow Jones U.s. ETF	ETF-其他	0.18%	—	+2.89%
47	IBND	State Street Spdr Bloomberg	ETF-其他	0.18%	—	—
48	✓	Dts INC Com	股票-其他	0.17%	—	—
49	EWK	Ishares Msci Belgium ETF	ETF-其他	0.17%	—	—
50	SM	Sm Energy Co	股票-能源	0.16%	—	+7.30%

1–50 of 70

本季持股变动

Founders Financial Securities LLC 于截至 Q3 2014 该季申报之持仓异动，含代码、发行人、权重变化、股数变化与操作类型
#	代码	标的名称	占比变动	持仓量变化	异动类型
1	EWP	Ishares Msci Spain ETF	+1.7%	+1118.54%	加仓
2	AGG	Ishares Core U.s. Aggregate	+0.4%	+54.14%	加仓
3	VTV	Vanguard Value ETF	+0.2%	+10.09%	加仓
4	MSFT	Microsoft CORP	+0.2%	+8.71%	加仓
5	PEP	Pepsico INC	+0.2%	+13.27%	加仓
6	LLY	Eli Lilly & Co	+0.2%	+11.90%	加仓
7	IWF	Ishares Russell 1000 Growth	+0.2%	+10.15%	加仓
8	FXG	First Trust Consumer Staples	+0.1%	+35.05%	加仓
9	BAX	Baxter International INC	+0.1%	+14.12%	加仓
10	VT	Vanguard Tot World Stk ETF	+0.1%	+10.53%	加仓
11	MMM	3m Co	+0.1%	+13.33%	加仓
12	AEP	American Electric Power Company, Inc.	+0.1%	+15.12%	加仓
13	CSX	Csx CORP	+0.1%	+12.19%	加仓
14	AMLPUSD	Alerian Mlp ETF	+0.1%	+7.20%	加仓
15	EFA	Ishares Msci Eafe ETF	+0.1%	+12.68%	加仓
16	VWO	Vanguard Ftse Emerging Marke	0%	+7.24%	加仓
17	XLP	Ss Consumer Staples Sel Sect	-0.2%	-15.56%	减仓
18	BOND	Pimco Active Bond Exchange-t	-0.4%	-61.86%	减仓
19	VO	Vanguard Mid-cap ETF	-0.7%	-30.91%	减仓
20	SPY	Ss Spdr S&p 500 ETF Trust-us	-3.1%	-14.32%	减仓
21	IVV	Ishares Core S&p 500 ETF	-5.5%	-30.22%	减仓
22	IVW	Ishares S&p 500 Growth ETF	—	NEW	新建仓
23	ACWX	Ishares Msci Acwi Ex US ETF	—	EXIT	清仓
24	✓	Powershares Qqq Trust Ser 1	—	NEW	新建仓
25	DXJ	Wisdomtree Japan Hedged Eq	—	NEW	新建仓
26	XLV	Ss Health Care Select Sector	—	NEW	新建仓
27	KBE	Ss Spdr S&p Bank ETF	—	NEW	新建仓
28	IGV	Ishares Expanded Tech-softwa	—	EXIT	清仓
29	VOD	Vodafone Group Plc-sp Adr	—	NEW	新建仓
30	GLW	Corning INC	—	EXIT	清仓
31	SYTUSD	Syngenta Ag-adr	—	NEW	新建仓
32	XLE	Ss Energy Select Sector	—	EXIT	清仓
33	KMB	Kimberly-clark CORP	—	EXIT	清仓
34	EUFN	Ishares Msci Europe Financia	—	NEW	新建仓
35	EEM	Ishares Msci Emerging Market	—	EXIT	清仓
36	ILF	Ishares Latin America 40 ETF	—	EXIT	清仓
37	BKF	Ishares Msci Bic ETF	—	EXIT	清仓
38	✓	Powershares	—	EXIT	清仓
39	CARBUSD	Carbonite INC	—	EXIT	清仓
40	IBND	State Street Spdr Bloomberg	—	NEW	新建仓
41	✓	Dts INC Com	—	NEW	新建仓
42	EWK	Ishares Msci Belgium ETF	—	NEW	新建仓
43	BNDX	Vanguard Total Intl Bond ETF	—	EXIT	清仓
44	EWD	Ishares Msci Sweden ETF	—	EXIT	清仓
45	✓	Sigma Design INC	—	EXIT	清仓
46	HYS	Pimco 0-5 Year H/y CORP Bond	—	EXIT	清仓
47	NTAP	Netapp INC	—	NEW	新建仓
48	✓	Novatel Wireless INC	—	EXIT	清仓
49	✓	General Cable INC Com	—	EXIT	清仓
50	NVDA	Nvidia CORP	—	NEW	新建仓