Charles Schwab Investment Advisory, Inc. — Q4 2015 13F 持股

Name: Charles Schwab Investment Advisory, Inc. — 13F Holdings, Q4 2015
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001501902

申报总市值

—

← 返回最新季度

本季完整持股清单

#	代码	标的名称	资产子类别	占比	占比变动	持仓量变化
1	VMBS	Vanguard Mortgage-backed Sec	ETF-其他	7.04%	—	+8.11%
2	SCHX	Schwab US Large-cap ETF	ETF-其他	6.71%	—	+16.41%
3	FNDX	Schwab Fndmntl US Lrg Co ETF	ETF-其他	6.25%	—	+28.27%
4	SCHF	Schwab Intl Equity ETF	ETF-其他	5.36%	—	+14.64%
5	VEA	Vanguard Ftse Developed ETF	ETF-其他	4.89%	—	+4.01%
6	IWB	Ishares Russell 1000 ETF	ETF-其他	4.58%	—	+2.27%
7	FNDF	Schwab Fndmn Intl Lrg Co ETF	ETF-其他	4.01%	—	+31.44%
8	SHYG	Ishares 0-5 Yr Hy CORP Bond	ETF-投资级公司债	3.93%	—	+32.89%
9	FNDA	Schwab Fndmntl US Sm Co ETF	ETF-其他	3.27%	—	+36.00%
10	SCHA	Schwab US Small-cap ETF	ETF-其他	3.09%	—	+20.41%
11	SCHH	Schwab US Reit ETF	ETF-其他	2.96%	—	+15.27%
12	SMHC	VanEck China Semiconductor ETF	ETF-新兴市场	2.75%	—	+37.79%
13	FNDC	Schwab Fndmnt Intl Sm Eq ETF	ETF-其他	2.58%	—	+31.54%
14	FNDE	Schwab Fndmntl Em Mrk Eq ETF	ETF-其他	2.50%	—	+40.58%
15	IAUUSD	Ishares Gold Trust	ETF-避险与商品	2.36%	—	+1.32%
16	TDTF	Flexshares Iboxx 5-year Targ	ETF-其他	2.25%	—	+66.94%
17	SCHC	Schwab Intl Small-cap Equity	ETF-其他	2.16%	—	+22.14%
18	✓	Powershares Act Mang Comm Fd	股票-其他	2.15%	—	—
19	SMFG	Sumitomo Mitsui Financial Group, Inc.	股票-金融	2.05%	—	+4.60%
20	SCHE	Schwab Emrg Mrkts Eqty ETF	ETF-其他	1.90%	—	+38.42%
21	HYS	Pimco 0-5 Year H/y CORP Bond	ETF-投资级公司债	1.73%	—	+3.71%
22	BNDX	Vanguard Total Intl Bond ETF	ETF-其他	1.64%	—	+26.45%
23	IWM	Ishares Russell 2000 ETF	ETF-中小型股	1.56%	—	+3.24%
24	RWR	Ss Spdr Dow Jones Reit ETF	ETF-其他	1.51%	—	+1.49%
25	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	ETF-投资级公司债	1.40%	—	+2.35%
26	XLY	Ss Consumer Disc Select Sect	ETF-其他	1.32%	—	-1.41%
27	XLF	Ss Financial Select Sector	ETF-其他	1.28%	—	+1.04%
28	SCHR	Schwab Intermediate-term US	ETF-其他	1.24%	—	-10.43%
29	SCZ	Ishares Msci Eafe Small-cap	ETF-其他	1.24%	—	+1.88%
30	VNQI	Vanguard Glbl Ex-us Real Est	ETF-其他	1.22%	—	+28.37%
31	DBEF	Xtrackers Msci Eafe Hedged E	ETF-其他	1.02%	—	+1.77%
32	SPIB	Ss Spdr P Int C CORP ETF	ETF-其他	1.01%	—	+27.97%
33	QNDX	State Street SPDR Portfolio Nasdaq 100 ETF	ETF-科技型	0.98%	—	+5.48%
34	VOO	Vanguard S&p 500 ETF	ETF-大型股与成长	0.73%	—	-3.58%
35	AGZ	Ishares Agency Bond ETF	ETF-其他	0.69%	—	+1.16%
36	PXF	Invesco Ftse Rafi Developed	ETF-其他	0.64%	—	+21.27%
37	PRFUSD	Invesco Ftse Rafi US 1000 Et	ETF-其他	0.62%	—	+11.98%
38	PRIV	State Street IG Public & Private Credit ETF	ETF-其他	0.61%	—	+27.72%
39	✓	FTSE RAFI US 1500 Small Cap	股票-其他	0.59%	—	-3.52%
40	FXI	Ishares China Large-cap ETF	ETF-新兴市场	0.58%	—	+4.26%
41	IEMG	Ishares Core Msci Emerging	ETF-新兴市场	0.57%	—	+3.72%
42	IWC	Ishares Micro-cap ETF	ETF-其他	0.56%	—	+1.75%
43	VWOB	Vanguard Emerg Mkts Gov Bnd	ETF-其他	0.56%	—	+10.61%
44	SCHP	Schwab U.s. Tips ETF	ETF-其他	0.44%	—	+23.97%
45	IEI	Ishares 3-7 Year Treasury Bo	ETF-政府公债	0.39%	—	-57.70%
46	SCHD	Schwab US Dvd Equity ETF	ETF-其他	0.33%	—	+49.09%
47	VB	Vanguard Small-cap ETF	ETF-其他	0.32%	—	+5.28%
48	IGIB	Ishares 5-10y Inv Grade CORP	ETF-投资级公司债	0.31%	—	+2.31%
49	CMBS	Ishares Cmbs ETF	ETF-其他	0.31%	—	+2.33%
50	✓	Powershares Global ETF Trust E	ETF-其他	0.30%	—	-2.91%

1–50 of 69

本季持股变动

Charles Schwab Investment Advisory, Inc. 于截至 Q4 2015 该季申报之持仓异动，含代码、发行人、权重变化、股数变化与操作类型
#	代码	标的名称	占比变动	持仓量变化	异动类型
1	FNDX	Schwab Fndmntl US Lrg Co ETF	+0.8%	+28.27%	加仓
2	TDTF	Flexshares Iboxx 5-year Targ	+0.7%	+66.94%	加仓
3	FNDA	Schwab Fndmntl US Sm Co ETF	+0.5%	+36.00%	加仓
4	FNDF	Schwab Fndmn Intl Lrg Co ETF	+0.5%	+31.44%	加仓
5	SHYG	Ishares 0-5 Yr Hy CORP Bond	+0.4%	+32.89%	加仓
6	FNDC	Schwab Fndmnt Intl Sm Eq ETF	+0.4%	+31.54%	加仓
7	SMHC	VanEck China Semiconductor ETF	+0.4%	+37.79%	加仓
8	SCHX	Schwab US Large-cap ETF	+0.4%	+16.41%	加仓
9	FNDE	Schwab Fndmntl Em Mrk Eq ETF	+0.3%	+40.58%	加仓
10	SCHE	Schwab Emrg Mrkts Eqty ETF	+0.2%	+38.42%	加仓
11	SCHA	Schwab US Small-cap ETF	+0.2%	+20.41%	加仓
12	✓	Etfs Precious Metalsbasket Tr Etfs Physical Pm Basket Shs	+0.2%	+153.73%	加仓
13	SCHH	Schwab US Reit ETF	+0.1%	+15.27%	加仓
14	BNDX	Vanguard Total Intl Bond ETF	+0.1%	+26.45%	加仓
15	SCHC	Schwab Intl Small-cap Equity	+0.1%	+22.14%	加仓
16	VNQI	Vanguard Glbl Ex-us Real Est	+0.1%	+28.37%	加仓
17	SCHD	Schwab US Dvd Equity ETF	+0.1%	+49.09%	加仓
18	SPIB	Ss Spdr P Int C CORP ETF	+0.1%	+27.97%	加仓
19	PRIV	State Street IG Public & Private Credit ETF	+0.1%	+27.72%	加仓
20	PXF	Invesco Ftse Rafi Developed	0%	+21.27%	加仓
21	✓	Spdr Series	0%	+30.95%	加仓
22	✓	Powershares Ftse Rafi Emerging Mkts (pxh)	0%	+33.78%	加仓
23	DWX	State Street Spdr S&p Intern	0%	+51.34%	加仓
24	PSK	Ss Spdr Ice Pref Sec ETF	0%	+50.96%	加仓
25	SCHP	Schwab U.s. Tips ETF	0%	+23.97%	加仓
26	PRFUSD	Invesco Ftse Rafi US 1000 Et	—	+11.98%	加仓
27	VWOB	Vanguard Emerg Mkts Gov Bnd	0%	+10.61%	加仓
28	VB	Vanguard Small-cap ETF	0%	+5.28%	加仓
29	IWC	Ishares Micro-cap ETF	-0.1%	+1.75%	加仓
30	SCHF	Schwab Intl Equity ETF	-0.1%	+14.64%	加仓
31	FXI	Ishares China Large-cap ETF	-0.1%	+4.26%	加仓
32	DBEF	Xtrackers Msci Eafe Hedged E	-0.1%	+1.77%	加仓
33	VOO	Vanguard S&p 500 ETF	-0.1%	-3.58%	减仓
34	SCZ	Ishares Msci Eafe Small-cap	-0.1%	+1.88%	加仓
35	RWR	Ss Spdr Dow Jones Reit ETF	-0.1%	+1.49%	加仓
36	XLF	Ss Financial Select Sector	-0.1%	+1.04%	加仓
37	IWM	Ishares Russell 2000 ETF	-0.2%	+3.24%	加仓
38	XLY	Ss Consumer Disc Select Sect	-0.2%	-1.41%	减仓
39	SMFG	Sumitomo Mitsui Financial Group, Inc.	-0.3%	+4.60%	加仓
40	IWB	Ishares Russell 1000 ETF	-0.4%	+2.27%	加仓
41	SCHR	Schwab Intermediate-term US	-0.4%	-10.43%	减仓
42	VEA	Vanguard Ftse Developed ETF	-0.5%	+4.01%	加仓
43	IAUUSD	Ishares Gold Trust	-0.5%	+1.32%	加仓
44	VMBS	Vanguard Mortgage-backed Sec	-0.7%	+8.11%	加仓
45	IEI	Ishares 3-7 Year Treasury Bo	-0.7%	-57.70%	减仓
46	✓	Powershares Act Mang Comm Fd	—	NEW	新建仓
47	✓	Powershs Db Multi Sect Comm	—	EXIT	清仓
48	DBAUSD	Invesco Db Agriculture Fund	—	EXIT	清仓
49	DBBUSD	Invesco Db Base Metals Fund	—	EXIT	清仓
50	✓	Powershares	—	NEW	新建仓

Charles Schwab Investment Advisory, Inc. — Q4 2015 13F 持股

CIK: 0001501902

申报总市值

—

← 返回最新季度

本季完整持股清单

#	代码	标的名称	资产子类别	占比	占比变动	持仓量变化
1	VMBS	Vanguard Mortgage-backed Sec	ETF-其他	7.04%	—	+8.11%
2	SCHX	Schwab US Large-cap ETF	ETF-其他	6.71%	—	+16.41%
3	FNDX	Schwab Fndmntl US Lrg Co ETF	ETF-其他	6.25%	—	+28.27%
4	SCHF	Schwab Intl Equity ETF	ETF-其他	5.36%	—	+14.64%
5	VEA	Vanguard Ftse Developed ETF	ETF-其他	4.89%	—	+4.01%
6	IWB	Ishares Russell 1000 ETF	ETF-其他	4.58%	—	+2.27%
7	FNDF	Schwab Fndmn Intl Lrg Co ETF	ETF-其他	4.01%	—	+31.44%
8	SHYG	Ishares 0-5 Yr Hy CORP Bond	ETF-投资级公司债	3.93%	—	+32.89%
9	FNDA	Schwab Fndmntl US Sm Co ETF	ETF-其他	3.27%	—	+36.00%
10	SCHA	Schwab US Small-cap ETF	ETF-其他	3.09%	—	+20.41%
11	SCHH	Schwab US Reit ETF	ETF-其他	2.96%	—	+15.27%
12	SMHC	VanEck China Semiconductor ETF	ETF-新兴市场	2.75%	—	+37.79%
13	FNDC	Schwab Fndmnt Intl Sm Eq ETF	ETF-其他	2.58%	—	+31.54%
14	FNDE	Schwab Fndmntl Em Mrk Eq ETF	ETF-其他	2.50%	—	+40.58%
15	IAUUSD	Ishares Gold Trust	ETF-避险与商品	2.36%	—	+1.32%
16	TDTF	Flexshares Iboxx 5-year Targ	ETF-其他	2.25%	—	+66.94%
17	SCHC	Schwab Intl Small-cap Equity	ETF-其他	2.16%	—	+22.14%
18	✓	Powershares Act Mang Comm Fd	股票-其他	2.15%	—	—
19	SMFG	Sumitomo Mitsui Financial Group, Inc.	股票-金融	2.05%	—	+4.60%
20	SCHE	Schwab Emrg Mrkts Eqty ETF	ETF-其他	1.90%	—	+38.42%
21	HYS	Pimco 0-5 Year H/y CORP Bond	ETF-投资级公司债	1.73%	—	+3.71%
22	BNDX	Vanguard Total Intl Bond ETF	ETF-其他	1.64%	—	+26.45%
23	IWM	Ishares Russell 2000 ETF	ETF-中小型股	1.56%	—	+3.24%
24	RWR	Ss Spdr Dow Jones Reit ETF	ETF-其他	1.51%	—	+1.49%
25	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	ETF-投资级公司债	1.40%	—	+2.35%
26	XLY	Ss Consumer Disc Select Sect	ETF-其他	1.32%	—	-1.41%
27	XLF	Ss Financial Select Sector	ETF-其他	1.28%	—	+1.04%
28	SCHR	Schwab Intermediate-term US	ETF-其他	1.24%	—	-10.43%
29	SCZ	Ishares Msci Eafe Small-cap	ETF-其他	1.24%	—	+1.88%
30	VNQI	Vanguard Glbl Ex-us Real Est	ETF-其他	1.22%	—	+28.37%
31	DBEF	Xtrackers Msci Eafe Hedged E	ETF-其他	1.02%	—	+1.77%
32	SPIB	Ss Spdr P Int C CORP ETF	ETF-其他	1.01%	—	+27.97%
33	QNDX	State Street SPDR Portfolio Nasdaq 100 ETF	ETF-科技型	0.98%	—	+5.48%
34	VOO	Vanguard S&p 500 ETF	ETF-大型股与成长	0.73%	—	-3.58%
35	AGZ	Ishares Agency Bond ETF	ETF-其他	0.69%	—	+1.16%
36	PXF	Invesco Ftse Rafi Developed	ETF-其他	0.64%	—	+21.27%
37	PRFUSD	Invesco Ftse Rafi US 1000 Et	ETF-其他	0.62%	—	+11.98%
38	PRIV	State Street IG Public & Private Credit ETF	ETF-其他	0.61%	—	+27.72%
39	✓	FTSE RAFI US 1500 Small Cap	股票-其他	0.59%	—	-3.52%
40	FXI	Ishares China Large-cap ETF	ETF-新兴市场	0.58%	—	+4.26%
41	IEMG	Ishares Core Msci Emerging	ETF-新兴市场	0.57%	—	+3.72%
42	IWC	Ishares Micro-cap ETF	ETF-其他	0.56%	—	+1.75%
43	VWOB	Vanguard Emerg Mkts Gov Bnd	ETF-其他	0.56%	—	+10.61%
44	SCHP	Schwab U.s. Tips ETF	ETF-其他	0.44%	—	+23.97%
45	IEI	Ishares 3-7 Year Treasury Bo	ETF-政府公债	0.39%	—	-57.70%
46	SCHD	Schwab US Dvd Equity ETF	ETF-其他	0.33%	—	+49.09%
47	VB	Vanguard Small-cap ETF	ETF-其他	0.32%	—	+5.28%
48	IGIB	Ishares 5-10y Inv Grade CORP	ETF-投资级公司债	0.31%	—	+2.31%
49	CMBS	Ishares Cmbs ETF	ETF-其他	0.31%	—	+2.33%
50	✓	Powershares Global ETF Trust E	ETF-其他	0.30%	—	-2.91%

1–50 of 69

本季持股变动

Charles Schwab Investment Advisory, Inc. 于截至 Q4 2015 该季申报之持仓异动，含代码、发行人、权重变化、股数变化与操作类型
#	代码	标的名称	占比变动	持仓量变化	异动类型
1	FNDX	Schwab Fndmntl US Lrg Co ETF	+0.8%	+28.27%	加仓
2	TDTF	Flexshares Iboxx 5-year Targ	+0.7%	+66.94%	加仓
3	FNDA	Schwab Fndmntl US Sm Co ETF	+0.5%	+36.00%	加仓
4	FNDF	Schwab Fndmn Intl Lrg Co ETF	+0.5%	+31.44%	加仓
5	SHYG	Ishares 0-5 Yr Hy CORP Bond	+0.4%	+32.89%	加仓
6	FNDC	Schwab Fndmnt Intl Sm Eq ETF	+0.4%	+31.54%	加仓
7	SMHC	VanEck China Semiconductor ETF	+0.4%	+37.79%	加仓
8	SCHX	Schwab US Large-cap ETF	+0.4%	+16.41%	加仓
9	FNDE	Schwab Fndmntl Em Mrk Eq ETF	+0.3%	+40.58%	加仓
10	SCHE	Schwab Emrg Mrkts Eqty ETF	+0.2%	+38.42%	加仓
11	SCHA	Schwab US Small-cap ETF	+0.2%	+20.41%	加仓
12	✓	Etfs Precious Metalsbasket Tr Etfs Physical Pm Basket Shs	+0.2%	+153.73%	加仓
13	SCHH	Schwab US Reit ETF	+0.1%	+15.27%	加仓
14	BNDX	Vanguard Total Intl Bond ETF	+0.1%	+26.45%	加仓
15	SCHC	Schwab Intl Small-cap Equity	+0.1%	+22.14%	加仓
16	VNQI	Vanguard Glbl Ex-us Real Est	+0.1%	+28.37%	加仓
17	SCHD	Schwab US Dvd Equity ETF	+0.1%	+49.09%	加仓
18	SPIB	Ss Spdr P Int C CORP ETF	+0.1%	+27.97%	加仓
19	PRIV	State Street IG Public & Private Credit ETF	+0.1%	+27.72%	加仓
20	PXF	Invesco Ftse Rafi Developed	0%	+21.27%	加仓
21	✓	Spdr Series	0%	+30.95%	加仓
22	✓	Powershares Ftse Rafi Emerging Mkts (pxh)	0%	+33.78%	加仓
23	DWX	State Street Spdr S&p Intern	0%	+51.34%	加仓
24	PSK	Ss Spdr Ice Pref Sec ETF	0%	+50.96%	加仓
25	SCHP	Schwab U.s. Tips ETF	0%	+23.97%	加仓
26	PRFUSD	Invesco Ftse Rafi US 1000 Et	—	+11.98%	加仓
27	VWOB	Vanguard Emerg Mkts Gov Bnd	0%	+10.61%	加仓
28	VB	Vanguard Small-cap ETF	0%	+5.28%	加仓
29	IWC	Ishares Micro-cap ETF	-0.1%	+1.75%	加仓
30	SCHF	Schwab Intl Equity ETF	-0.1%	+14.64%	加仓
31	FXI	Ishares China Large-cap ETF	-0.1%	+4.26%	加仓
32	DBEF	Xtrackers Msci Eafe Hedged E	-0.1%	+1.77%	加仓
33	VOO	Vanguard S&p 500 ETF	-0.1%	-3.58%	减仓
34	SCZ	Ishares Msci Eafe Small-cap	-0.1%	+1.88%	加仓
35	RWR	Ss Spdr Dow Jones Reit ETF	-0.1%	+1.49%	加仓
36	XLF	Ss Financial Select Sector	-0.1%	+1.04%	加仓
37	IWM	Ishares Russell 2000 ETF	-0.2%	+3.24%	加仓
38	XLY	Ss Consumer Disc Select Sect	-0.2%	-1.41%	减仓
39	SMFG	Sumitomo Mitsui Financial Group, Inc.	-0.3%	+4.60%	加仓
40	IWB	Ishares Russell 1000 ETF	-0.4%	+2.27%	加仓
41	SCHR	Schwab Intermediate-term US	-0.4%	-10.43%	减仓
42	VEA	Vanguard Ftse Developed ETF	-0.5%	+4.01%	加仓
43	IAUUSD	Ishares Gold Trust	-0.5%	+1.32%	加仓
44	VMBS	Vanguard Mortgage-backed Sec	-0.7%	+8.11%	加仓
45	IEI	Ishares 3-7 Year Treasury Bo	-0.7%	-57.70%	减仓
46	✓	Powershares Act Mang Comm Fd	—	NEW	新建仓
47	✓	Powershs Db Multi Sect Comm	—	EXIT	清仓
48	DBAUSD	Invesco Db Agriculture Fund	—	EXIT	清仓
49	DBBUSD	Invesco Db Base Metals Fund	—	EXIT	清仓
50	✓	Powershares	—	NEW	新建仓